Quotulatiousness

May 9, 2024

QotD: Rome’s socii system

Filed under: Europe, History, Quotations — Tags: , , , , — Nicholas @ 01:00

The earliest indicator we have of what is going to be Rome’s socii-system is the Foedus Cassianum (“Cassius’ Treaty”) concluded with the communities of Latium – the Latins – in 493. That is, of course, quite an early date and while we have narratives of these events from both Livy and Dionysius of Halicarnassus, we have to be quite cautious as they are operating at great chronological remove (both writing in the first century B.C.) and with limited sources (something both actually more or less admit). According to Livy (2.18) the issue had begun with thirty Latin towns conspiring in a league against Rome (which does not yet have any imperial holdings), to which Rome responded by going to war. The timing, just a few years after the expulsion of Rome’s kings and the formation of the res publica may be suggestive that the Latins had formed this league to take advantage of the political crisis in Rome, which was the largest town in Latium, in order to throw off whatever Roman influence they may have been under during the period of the kings.

In any case, the Romans win the war and impose a peace treaty the terms of which, according to Dionysius of Halicarnassus went thusly:1

    Let there be peace between the Romans and all the Latin cities as long as the heavens and the earth shall remain where they are. Let them neither make war upon another themselves nor bring in foreign enemies nor grant a safe passage to those who shall make war upon either. Let them assist one another, when warred upon, with all their forces, and let each have an equal share of the spoils and booty taken in their common wars. Let suits relating to private contracts be determined within ten days, and in the nation where the contract was made. And let it not be permitted to add anything to, or take anything away from these treaties except by the consent both of the Romans and of all the Latins.

This is the origin point for Rome’s use of what I’ve termed the “Goku Model of Imperialism” – “I beat you, therefore we are friends”. Having soundly defeated – at least according to our sources – the Latins, Rome doesn’t annex or destroy them, nor does it impose tribute, but rather imposes a treaty of alliance on them (in practice I suspect we might want to understand that Rome’s position was not so dominant as our sources suggest, thus the relatively good terms the Latins get). The treaty sounds like an equal relationship, until one remembers that it is the entire Latin league – thirty or more communities – as one party and then just Rome as the other party.

I will still make no apologies for this visual gag.
Image modified by Bret Devereaux.

Rome proceeds, in the century or so that follows, to use this alliance to defeat their other neighbors, both the nearest major Etruscan centers as well as the Aequi and Sabines who lived in the hills to the north-east of Rome and the Volsci who lived to the south of Latium. Roman relations with the Latins seem to fray in the early 300s, presumably because the greatest threat to their communities was increasingly not the Volsci, but Rome’s emerging regional power. That leads to a collapse of the Foedus Cassianum in 341 and another war between Rome and the Latin League. Once again our sources are much later, so we might be somewhat skeptical of the details they provide, but the upshot is that at the end the Romans won by 338.

Rome’s expansion into most areas follows a familiar pattern: Rome enters a region by concluding an alliance with some weaker power in a region and then rushing to the aid of that weaker power; in some cases this was a long-term relationship that had been around for some time (like the long Roman friendship with Etruscan Caere) and in some cases it was a very new and opportunistic friendship (as with Capua’s appeal to the Romans for aid in 343). In either case, Rome formed a treaty with the community it was “protecting” and then moved against its local enemies. Once defeated, it imposed treaties on them, too. Rome might also seize land in these wars from the defeated party (before it imposed that treaty); if these were far away, Rome might settle a colony on that land rather than annexing it into Rome’s core territory (the ager Romanus). These new communities – the Latin colonies – were created with treaty obligations towards Rome.

Note the change: what was initially an alliance between one party (Rome) and another party (the Latin League) has instead become an alliance system, a series of bilateral treaties between Rome and a slew of smaller communities. And they were smaller, because Rome often took land in these wars, so that by the third century, the Roman citizen body represented roughly 40% of the total, making Rome much bigger than any other allied community. This shift was probably gradual, rather than there being some dramatic policy change at any point. Rome accrued its Italian empire the same way it would accrue its Mediterranean one: as a result of a series of localized, ad hoc decisions which collectively added up to the result without ever being intended to constitute a single, unified policy.

The Romans called all of these allied communities and their people socii, “allies” – a bit of a euphemism, because these were no longer equal alliances. We’ll get into the terms in a moment, but it seems clear that by 338 that these “allies” are promising to have no foreign policy save for their alliance with Rome and to contribute soldiers to Roman armies. So Rome is in the driver’s seat determining where the alliance will go; Rome does not have to consult the allies when it goes to war and indeed does not do so. The socii cannot take Rome to war (but Rome will go to war immediately if a community of socii is attacked). This is no longer an equal arrangement, but it is useful for the Romans to pretend it is.

The next major series of Roman conflicts are with the Samnites. Rome is, according to Livy, at least, drawn into fighting the Samnites because of its suddenly concluded alliance with Capua and the Campanians (though Rome had been more loosely allied to the Samnites shortly before). In practice, the first two Samnite Wars (343-341, 326-304) were fought to determine control over Campania and the Bay of Naples, with Rome fighting to expand its influence there (by making those communities allies or protecting those who were) while the Samnites pushed back.

The Third Samnite War (298-290) becomes something rather different: a containment war. Rome’s growing power – through its “alliance” system – was clearly on a course to dominate the peninsula, so a large coalition of opponents, essentially every meaningful Italian power not already in Rome’s alliance system, banded together in a coalition to try to stop it (except for the Greeks). What started as another war between Rome and the Samnites soon pulled in the remaining independent Etruscan powers and then even a Gallic tribe (the Senones) in an effort to contain Rome. The Romans manage to pull out a victory (though it was a close run thing) and in the process managed to pull yet more communities into the growing alliance system. It seems – the sources here are confused – that the decade that followed, the Romans lock down much of Etruria as well.

The Greek cities in southern Italy now at last recognize their peril and call in Pyrrhus of Epirus to try to beat back Rome, leading to the Pyrrhic War (280-275). Pyrrhus wins some initial battles but – famously – at such cost that he is unable to win the war. Pyrrhus withdraws in 275 and Rome is then able over the next few years to mop up the Greek cities in Southern Italy, with the ringleader, Tarentum, falling to Rome in 272. Rome imposed treaties on them, too, pulling them into the alliance system. Thus, by 264 Rome’s alliance system covered essentially the whole of Italy South of the Po River. It had emerged as an ad hoc system and admittedly our sources don’t give us a good sense of how and when the terms of the alliance change; in many cases it seems our sources, writing much later, may not know. They have the foedus Cassianum, with its rather more equal terms, and knowledge of the system as it seems to have existed in the late third century and the dates and wars by which this or that community was voluntarily or forcibly integrated, but not the details of by what terms and so on.

Bret Devereaux, “Collections: How to Roman Republic 101, Addenda: The Socii“, A Collection of Unmitigated Pedantry, 2023-10-20.


    1. trans. Earnest Clay (1940).

May 7, 2024

QotD: Cicero’s De Senectute

Filed under: Books, History, Quotations — Tags: , , , — Nicholas @ 01:00

“Everyone wants to get old; and everyone complains once they have,” wrote Cicero in his De Senectute (On Old Age). “So great is the inconstancy and perversity of foolishness.” The De Senectute was one of the most commonly assigned books in American high schools a century ago; you can still find the old textbooks moldering in second-hand bookshops. It is one of the most thoroughly relevant books ever written, as we invariably get old if we do not die young: Why not consider what makes old age a worthwhile stage of our lives? It is a book we could wish more Americans would read, as this year’s election cycle only seems to confirm that America is an old country. The book’s message is easily conveyed: Nature is not your enemy. “In this we are wise,” Cicero writes, “we follow nature, as our best guide, almost as our god.” Cicero uses a theatrical metaphor: “Old age is the final scene in life’s drama.” The drama is penned by Nature herself: “The rest of the play is well designed; do you believe Nature neglected to consider how it all would end?”

John Byron Kuhner, “Marlene Dietrich’s War on Nature”, First Things, 2024-02-05.

May 4, 2024

Shakespeare Summarized: Antony and Cleopatra

Overly Sarcastic Productions
Published Dec 2, 2016

Hey, remember almost exactly three years ago when I summarized Julius Caesar? Published on December 1st, even? A coincidence I totally planned when I spontaneously decided to do this video today?

May 3, 2024

“Columbia Delenda Est

Filed under: Education, Politics, USA — Tags: , , , , , , , — Nicholas @ 05:00

From late last month, Robert Graboyes, who is an alumni of Columbia University, thought it appropriate to follow Cato the Elder’s prescription for Carthage in this case:

Low Memorial Library, Columbia University, 1921.
From Wikimedia. Textured and rendered as ruins by Robert Graboyes.

As an alumnus of Columbia University (MPhil and PhD), I recommend that every peaceful, legal means available be employed to destroy the reputation of my alma mater — an institution that has chosen to make itself Ground Zero for Jew-hatred in America. Paraphrasing Cato the Elder:

    “Columbia Delenda Est” — “Columbia Must Be Destroyed.”

Cato’s entreaty — “Carthago Delenda Est” — was intended not only to punish the Carthaginians, but also to warn other states from behaving as Carthage had. Laying waste to Columbia’s prestige would send a chilling message to other institutions choosing to tolerate, appease, and celebrate threats and acts against Jews.

WHY COLUMBIA SPECIFICALLY?

America’s elite universities are awash in antisemitism. When Rep. Elise Stefanik repeatedly asked the presidents of Harvard, Pennsylvania, and MIT whether they would discipline students calling for the genocide of Jews, the feckless trio humiliated themselves before an international audience — though they seem unaware of that fact.

Recently, a Jewish student at Yale was stabbed in the eye by a protestor wielding a Palestinian flag. At Berkeley, students invited to the (Jewish) law school dean’s home decided that was an appropriate setting for a pro-Hamas demonstration and refused to desist or leave when asked. Encampments similar to Columbia’s are ongoing at Emerson College, MIT, NYU, Rutgers, the New School, Tufts, UMaryland, UMichigan, UNC-Chapel Hill, Vanderbilt, Washington U, and Yale. Thousands of antisemitic incidents have been recorded at hundreds of schools. The University of Southern California has surrendered to the mob by canceling this year’s commencement ceremony.

Use the wrong pronoun or wear a sombrero on Cinco de Mayo, and your university will consider bringing out the firehoses and German shepherds; but assault Jewish students and call for their extermination (along with the eradication of a sovereign nation), and the same university will defend your actions as representing the sacred right to free and open speech. Antisemitism has spread like ebola across American Academia. But there are at least three good reasons to single out Columbia.

FIRST: With antisemitism blooming at so many American universities, it is impractical to try attacking the phenomenon everywhere all at once. It is better to choose one prestigious university, inflict as much pain as possible on that lone institution, and let the stinking carcass of its reputation stand as a warning to other universities — leaving all of them to wonder which university is second on the list. This strategy reminds me of a passage from Hagakure: Way of the Samurai:

    According to what one of the elders said, taking an enemy on the battlefield is like a hawk taking a bird. Even though it enters into the midst of a thousand of them, it gives no attention to any bird other than the one that it has first marked.

Or, more prosaically, as activist Saul Alinsky wrote in his Rules for Radicals:

    Pick the target, freeze it, personalize it, and polarize it.

SECOND: Columbia is located in New York City — the world’s leading media market. No doubt, that geographic locale has contributed to the school’s outsized prominence in the current wave of on-campus pogroms. Any blowback falling on Columbia as a result of its moral collapse will also will attract blaring coverage by the press and/or by the denizens of social media. The school’s locale will guarantee maximum publicity as the school’s reputation crumbles, brick by brick.

THIRD: The offenses at Columbia have been especially egregious. Even by today’s standards, the number of offenses at Columbia (some violent and threatening, some merely hateful) are breathtaking. The examples reported on a single day (April 20) illustrate the lie that “anti-Zionism” is anything other than rebranded Jew-hatred:

  • A protestor holding a sign saying “Al-Qasam’s [sic] next target” who stood in front of a group of Jewish students holding Israeli flags and singing
  • A Jewish student wearing a yarmulke being shoved and screamed at by protestors, “you’ve got blood on your hands!” when he attempted to recover an Israeli flag stolen by a protestor, who then ran to a cheering crowd of anti-Israel protestors that attempted to burn the flag. (The student additionally claims a rock was thrown at his face and protestors screamed, “Kill the Zionist”)
  • Protestors screaming “go back to Poland!” and “yehudim, yehudim [which translates to Jews, Jews]” at Jewish Columbia students trying to leave campus
  • Protestors circling around the main gates and entrance to campus, with one stating, “I am Hamas”, which was documented in video
  • Crowds screaming “tear down the gates” and various hateful chants in English and Arabic as individuals unaffiliated with the university climbed the University’s gates
  • A Jewish Columbia student being splashed with water by a protestor
  • Protestors chanting, “Al-Qassam you make us proud! Take another soldier out!”, “We say justice, you say how? Burn Tel Aviv to the ground!”, and “Hamas we love you. We support your rockets too!”
  • A protestor delivering a speech on campus that exclaimed, “We are here today because on October 7 the Palestinian resistance in Gaza broke through the walls of their open air prison, shattering the illusion of the invincibility of their occupiers. [Cheers from the crowd.] By setting up this encampment in the heart of the Zionist stronghold of Columbia University, we intend to do the same”
  • A protestor standing immediately outside Columbia’s gates leading a crowd in Arabic chants glorifying terrorism and encouraging students to become terrorist “martyrs” after which he explained in English that the chant translated to “mother of the shahid, mother of the martyr, I wish my mother was in your place”.

Columbia has allowed the mobs and tents to linger, rather than speedily removing them and restoring order and safety to campus. Professors have endorsed and participated in the encampment, as have legions of students. The university chose to shut down in-person classes rather than taking steps to assure the safety of Jewish students. Recognizing this, a rabbi associated with the university urged Jewish students to leave for the sake of their safety.

April 30, 2024

QotD: The ambitious Roman’s path to glory and riches

Filed under: Britain, Europe, History, Military, Quotations — Tags: , , , , , — Nicholas @ 01:00

The Romans, for one, admitted all the time that they screwed up … to themselves, in private (what passed for “private” in the ancient world, anyway). A big reason an ambitious man (a redundancy in ancient Rome) wanted to climb the cursus honorum was because that was the easiest way to get a field command, which was the easiest way to start a war with someone, which was the easiest route to riches and glory … provided you didn’t fuck it up. But if you did, the best thing to do was to go down fighting with your legions, because the minute you got back to Rome, there’d be ambitious men (again: redundant in context) lined up from here to Sicily waiting to prosecute your ass for something, anything — “losing a war” wasn’t a crime in itself, but whatever the official charge (usually “corruption” or “misuse of public funds” or something), everyone knew you were really getting punished for losing.

At no point, however, did the putative justification for war come into play. Picking a war with the Parthians wasn’t bad in itself. Nor was “picking a war with the Parthians because you gots to get paid”. Certainly picking a war with, say, the Gauls wasn’t bad in itself, and “picking a war with the Gauls because I need to capture and sell a few thousand slaves to cover my debts” was so far from being bad, guys like Caesar, if I recall my Gallic Wars correctly, openly declared it from jump street. And though Caesar surely would’ve been prosecuted if he’d lost, and Crassus if he’d lived, suggesting that anyone owed an apology to the Gauls or Parthians would’ve gotten you locked up as a dangerous lunatic.

A confident, manly power might lose a war or two. Hell, they might lose a bunch — the Romans got beat all the time, and so did the British. But no matter how bad the loss, or how embarrassing the peace treaty, they shrugged it off. You win some, you lose some, and when it’s clear you’re going to lose — or when it becomes clear that there’s no possible way “victory” will ever be worth the cost — you cut your losses and came home. HM forces, for instance, lost no less than three wars in Afghanistan. And so what? Great Britain was still the world’s preeminent power. They never even dreamed of apologizing — that’s the Great Game, old sock.

Severian, “Friday Mailbag / Grab Bag”, Rotten Chestnuts, 2021-07-23.

April 27, 2024

QotD: Roman magistrates during the middle Republican period

Filed under: Europe, History, Law, Quotations — Tags: , , , — Nicholas @ 01:00

Last time we discussed Rome’s popular assemblies, which at least notionally expressed the will of the people. One of the key tasks those assemblies had, we noted, was the election of magistrates, the executive officials of the Roman state. Those magistrates will be our focus this week, though we’re not going to get through all of them. Today we’re going to focus on the structure of a Roman political career, the cursus honorum and the first few steps on that career: serving as military tribunes, quaestors and aediles.

Similar to the magistrates in the Greek polis, Roman magistrates should not be thought of as bureaucrats within a unitary governing institution. Rather each magistrate is an independent actor, granted certain powers to oversee the public interest in a specific field. This is perhaps even more true of Roman magistrates, who rarely function as “boards” the way Greek magistrates often do (none of the senior magistrates in Rome function as a board, they are all individual actors). Instead of having an chief executive (like a president or prime minister) to coordinate the different actions of government, the Romans in the Middle Republic instead rely on the Senate, which will be our topic for next week, though the Senate’s guidance is going to show up a fair bit here as well.

Each of these offices has a range of functions and some interesting powers and prerogatives, so it is worth discussing each one in turn.

Bret Devereaux, “Collections: How to Roman Republic 101, Part IIIa: Starting Down the Path of Honors”, A Collection of Unmitigated Pedantry, 2023-08-11.

April 22, 2024

Roman Honor: The Fire in the Bones

Filed under: Books, Europe, History — Tags: , , , — Nicholas @ 05:00

From last week’s blog post, Bret Devereaux reviews a book by a former instructor from his undergraduate days, documenting Roman values and attitudes and how understanding their views of themselves helps put their actions into context:

I studied under Barton as an undergraduate at the University of Massachusetts at Amherst, but only looped back around to fully read her book on Roman honor during my Ph.D studies. This is a book about Roman culture and the Roman worldview – or more correctly the way the Romans view themselves and more crucially their innermost selves. This is an important exercise for the student of history, because, as L.P. Hartley famously put it, “The past is a foreign country; they do things differently there”. And so part of what the historian aims to do is not merely know what happened, but in order to understand why it happened, to be able to get into the minds of those people in the past, doing things differently. To put another way: we must also understand the vibes. This is a book about some serious Roman vibes.

The focus of Barton’s book, of course, is the Roman concept of honor and the whole constellation of ideas and concepts that circle around it (virtus, pudor and so on). For Barton, the Roman lived for the discrimen or certamen – that moment of testing and decision for which we have so many well-worn phrases (“sorting the wheat from the chaff”, “separating the men and the boys” and so on).1 It is in that moment that the Roman is, in a sense, most alive, propelled forward by virtus, guided by the other virtues, to pass the test and thereby win honor.

Two things, I think, distinguish Barton’s approach. The first is a focus on how these ideas make Romans feel and act; the man of honor shines, he is fiery, he glows. He stands tall, while others defer to him. The man filled with shame is the opposite. Understanding how real these ideas could be in Roman culture is in turn important for understanding how the Roman state – republic and empire – works, because it is predicated on those values, on the assumption that those not yet tested defer to those with honos who have been so tested and have shown their virtus. Second, the way Barton engages with the sources leaves a strong impression: the reader is bombarded with quotations (translated in the text, original in the footnotes) where the Romans can speak themselves about their values. And goodness do the Romans ever speak for themselves – almost never one example but half a dozen or more.

That strength can also be a weakness: to get that many references, Barton has to cast a wide net, especially chronologically and it isn’t unusual to see different examples for a point covering centuries, for instance from Plautus (late 3rd cent. BC) to Seneca (mid-late 1st cent. AD) in the same paragraph. That somewhat weakens the book’s ability to address chronological change, though Barton does work a bit of that chronology back in some of the later chapters. That said, Barton’s conception remains rooted with the bulk of her sources in the Late Republic (c. 133-31 BC) and while she stretches beyond this and notes some changes, this is fundamentally not a chronologically focused work. On the upside, the book is printed with footnotes (often taking up half a page or more!) with both original text for the translations and other useful notes, so for the student a trip from Barton’s prose to the original sources is quick and often quite fruitful.

Barton’s prose is very readable. As someone who sat in her classes, I can hear her lecture voice in the pages – she is well-known among the students as a passionate lecturer (now retired) who would shout and gesture, jump up and down and even get a bit misty-eyed at the fall of the Gracchi. The passion, I think, comes through in the book as well, to its benefit and that’s important, because this is fundamentally about things the Romans themselves were passionate about. I will also note, I think this book combines well with J.E. Lendon’s Empire of Honor (somewhat harder to obtain) to give a the fullest picture of honor in Roman affairs. But for someone looking to understand how the Romans thought about their own inner-lives and emotions, Roman Honor is, I think, the place to start.


    1. One thing that’s striking: whereas the Greek equivalent, the agon is a contest against another, the Roman discrimen is a test against any sort of challenge or hardship. Greek arete (“excellence”) tends to be comparative in nature: the best, the strongest, the fastest and so on, whereas the Roman equivalents are less inherently comparative. Virtus is not zero-sum. That doesn’t mean the Romans aren’t competitive, but it is, I think, a subtle but real difference in ethos (especially aristocratic ethos).

April 21, 2024

Publius Rutilius Rufus, an honest man in a dishonest era

Filed under: Europe, History — Tags: , , , , , — Nicholas @ 03:00

Lawrence W. Reed discusses the life and career of Publius Rutilius Rufus, Roman consul and historian, who suffered the revenge of corrupt tax farmers (publicani) after attempting to protect taxpayers from extortion in the province of Asia:

In the last decades of the Roman Republic, as its liberties crumbled and the dictatorship of the subsequent Empire loomed, honesty decayed with each successive generation—an omen we should think long and hard about today. Among the lessons of the Roman experience is this: Liberty is ultimately incompatible with widespread indifference to truth. A society of liars succumbs to the tyrant who brings “order” to its chaos and corruption.

In a book I strongly recommend, The Lives of the Stoics: The Art of Living from Zeno to Marcus Aurelius, authors Ryan Holiday and Stephen Hanselman tell us about a man named Publius Rutilius Rufus (158 B.C.-78 B.C.). They regard him as “the last honest man” of the dying Republic. Though that description surely contains ample hyperbole to emphasize a point, Rufus’s exceptional honesty was indeed notable in his day because it was no longer the rule in a decadent age. As Mark Twain would note many centuries later, “an honest man in politics shines more than he would elsewhere”.

Rufus, the great-uncle of Julius Caesar (his sister Rutilia was Caesar’s maternal grandmother), built an illustrious career in the Roman military. Those under his command were known as “the best trained, the most disciplined, and the bravest” of the legions. He garnered enormous respect because of his Stoic virtues — courage, temperance, wisdom, and justice. In 105 B.C., he served in the highest political post in the Republic, the consulship. He was incorruptible, which meant he was a target of those who weren’t.

It had become a common practice in the late Republic for the government to hire private contractors to collect taxes. These “publicani” often extorted more from their victims than the taxes required because that’s the way the contracts were written. The government didn’t care what the publicani kept for themselves if it got its expected revenues. When Rufus attempted to stop the injustices this arrangement created, the publicani and their allies in the Roman Senate fought back. They arranged a sham trial with a pre-ordained verdict and charged Rufus with the very thing of which they themselves were guilty: extortion and corruption.

Historian Tom Holland in Rubicon: The Last Years of the Roman Republic writes that Rufus’s conviction was “the most notorious scandal in Roman legal history” and “an object lesson in how dangerous it could be to uphold ancient values against the predatory greed of corrupt officials”. With utterly no evidence and all credible testimony to the contrary, the accusers claimed Rufus had extorted money from Smyrna in the Roman province of Asia (what is now western Turkey).

Another historian, Mike Duncan, notes, “The charges were ludicrous as Rutilius [Rufus] was a model of probity and would later be cited by Cicero as the perfect model of a Roman administrator”.

As punishment for his trumped-up offense, Rufus was sent into exile but in deference to his past service, the court gave him the option of choosing where that would be. He chose Smyrna, the place he was charged with victimizing. When he arrived there, he was celebrated as the man who had tried to end the very practices of which he was wrongly convicted. Ryan Holiday and Stephen Hanselman describe what happened to Rufus as “a very old trick”:

    Accuse the honest man of precisely the opposite of what they’re doing, of the sin you yourself are doing. Use their reputation against them. Muddy the waters. Stain them with lies. Run them out of town by holding them to a standard that if equally applied would mean the corrupt but entrenched interests would never survive … Smyrna, grateful for the reforms and scrupulous honesty of the man who had once governed them, welcomed [Rufus] with open arms … Cicero would visit there in 78 B.C. and call him “a pattern of virtue, of old-time honor, and of wisdom”.

April 18, 2024

What to do if Romans Sack your City

Filed under: Europe, History, Middle East, Military — Tags: , , , , — Nicholas @ 02:00

toldinstone
Published Jan 12, 2024

Chapters:
0:00 Introduction
0:34 Progress of a siege
1:55 Looting and violence
3:42 Recorded atrocities
4:45 Captives
5:27 BetterHelp
6:36 Surviving a Roman sack
7:13 Where to hide
8:27 What to do if you’re captured
9:20 Advice for women
10:09 The fate of captives
(more…)

April 14, 2024

QotD: Imperium in the Roman Republic

Filed under: Europe, Government, History, Quotations — Tags: , , , , — Nicholas @ 01:00

What connects these offices in particular is that they confer imperium, a distinctive concept in Roman law and governance. The word imperium derives from the verb impero, “to command, order” and so in a sense imperium simply means “command”, but in its implication it is broader. Imperium was understood to be the power of the king (Cic. Leg. 3.8), encompassing both the judicial role of the king in resolving disputes and the military role of the king in leading the army. In this sense, imperium is the power to deploy violence on behalf of the community: both internal (judicial) violence and external (military) violence.

That power was represented visually around the person of magistrates with imperium through the lictors (Latin: lictores), attendants who follows magistrates with imperium, mostly to add dignity to the office but who also could act as the magistrate’s “muscle” if necessary. The lictors carried the fasces, a set of sticks bundled together in a rod; often in modern depictions the bundle is thick and short but in ancient artwork it is long and thin, the ancient equivalent of a policeman’s less-lethal billy club. That, notionally non-lethal but still violent, configuration represented the imperium-bearing magistrate’s civil power within the pomerium (recall, this is the sacred boundary of the city). When passing beyond the pomerium, an axe was inserted into the bundle, turning the non-lethal crowd-control device into a lethal weapon, reflective of the greater power of the imperium-bearing magistrate to act with unilateral military violence outside of Rome (though to be clear the consul couldn’t just murder you because you were on your farm; this is symbolism). The consuls were each assigned 12 lictors, while praetors got six. Pro-magistrates [proconsuls and propraetors] had one fewer lictor than their magistrate versions to reflect that, while they wielded imperium, it was of an inferior sort to the actual magistrate of the year.

What is notable about the Roman concept of imperium is that it is a single, unitary thing: multiple magistrates can have imperium, you can have greater or lesser forms of imperium, but you cannot break apart the component elements of imperium.1 This is a real difference from the polis, where the standard structure was to take the three components of royal power (religious, judicial and military) and split them up between different magistrates or boards in order to avoid any one figure being too powerful. For the Romans, the royal authority over judicial and military matters were unavoidably linked because they were the same thing, imperium, and so could not be separated. That in turn leads to Polybius’ awe at the power wielded by Roman magistrates, particularly the consuls (Polyb. 6.12); a polis wouldn’t generally focus so much power into a single set of hands constitutionally (keeping in mind that tyrants are extra-constitutional figures).

So what does imperium empower a magistrate to do? All magistrates have potestas, the power to act on behalf of the community within their sphere of influence. Imperium is the subset of magisterial potestas which covers the provision of violence for the community and it comes in two forms: the power to raise and lead armies and the power to organize and oversee courts. Now we normally think of these powers as cut by that domi et militiae (“at home and on military service”) distinction we discussed earlier in the series: at home imperium is the power to organize courts (which are generally jury courts, though for some matters magistrates might make a summary judgement) and abroad the power to organize armies. But as we’ll see when we get to the role of magistrates and pro-magistrates in the provinces, the power of legal judgement conferred by imperium is, if anything, more intense outside of Rome. That said it is absolutely the case that imperium is restrained within the pomerium and far less restrained outside of it.

There were limits on the ability of a magistrate with imperium to deploy violence within the pomerium against citizens. The Lex Valeria, dating to the very beginning of the res publica stipulated that in the case of certain punishments (death or flogging), the victim had the right of provocatio to call upon the judgement of the Roman people, through either an assembly or a jury trial. That limit to the consul’s ability to use violence was reinforced by the leges Porciae (passed in the 190s and 180s), which protected civilian citizens from summary violence from magistrates, even when outside of Rome. That said, on campaign – that is, militae rather than domi – these laws did not exempt citizen soldiers from beating or even execution as a part of military discipline and indeed Roman military discipline struck Polybius – himself an experienced Greek military man – as harsh (Polyb. 6.35-39).

In practice then, the ability of a magistrate to utilize imperium within Rome was hemmed in by the laws, whereas when out in the provinces on campaign it was far less limited. A second power, coercitio or “coercion” – the power of a higher magistrate to use minor punishments or force to protect public order – is sometimes presented as a distinct power of the magistrates, but I tend to agree with Lintott (op. cit., 97-8) that this rather overrates the importance of the coercive powers of magistrates within the pomerium; in any case, the day-to-day maintenance of public order generally fell to minor magistrates.

While imperium was a “complete package” as it were, the Romans clearly understood certain figures as having an imperium that outranked others, thus dictators could order consuls, who could order praetors, the hierarchy neatly visualized by the number of lictors each had. This could create problems, of course, when Rome’s informal systems of hierarchy conflicted with this formal system, for instance at the Battle of Arausio, the proconsul Quintus Servilius Caepio refused to take orders from the consul, Gnaeus Mallius Maximus, because the latter was his social inferior (being a novus homo, a “new man” from a family that hadn’t yet been in the Senate and thus not a member of the nobiles), despite the fact that by law the imperium of a sitting consul outranked that of a pro-consul. The result of that bit of insubordination was a military catastrophe that got both commanders later charged and exiled.

Finally, a vocabulary note: it would be reasonable to assume that the Latin word for a person with imperium would be imperator2 because that’s the standard way Latin words form. And I will say, from the perspective of a person who has to decide at the beginning of each thing I write what circumlocution I am going to use to describe “magistrate or pro-magistrate with imperium“, it would be remarkably fortunate if imperator meant that, but it doesn’t. Instead, imperator in Latin ends up swallowed by its idiomatic meaning of “victorious general”, as it was normal in the republic for armies to proclaim their general as imperator after a major victory (which set the general up to request a triumph from the Senate). In the imperial period, this leads to the emperors monopolizing the term, as all of the armies of Rome operated under their imperium and thus all victory accolades belonged to the emperor. That in turn leads to imperator becoming part of the imperial title, from where it gives us our word “emperor”.

That said, the circumlocution I am going to use here, because this isn’t a formal genre and I can, is “imperium-haver”. I desperately wish I could use that in peer reviewed articles, but I fear no editor would let me (while Reviewer 2 will predictably object to “general”, “commander” or “governor” for all being modern coinages).3

Bret Devereaux, “Collections: How to Roman Republic 101, Part IIIb: Imperium”, A Collection of Unmitigated Pedantry, 2023-08-18.


    1. I should note here that Drogula (in Commanders and Command (2015)) understands imperium a bit differently than this more traditional version I am presenting (in line with Lintott’s understanding). He contends that imperium was an entirely military power which was not necessary for judicial functions and was not only indivisible but also, at least early on, did not come in different degrees. In practice, I’m not sure the Romans were ever so precise with their concepts as Drogula wants them to be.

    2. Pronunication note because this bothers me when I hear this word in popular media: it is not imPERator, but impeRAtor, because that “a” is long by nature, and thus keeps the stress.

    3. And yes, really, I have had reviewers object to “general” or “commander” to mean “the magistrate or pro-magistrate with imperium in the province”. There is no pleasing Reviewer 2.

April 8, 2024

QotD: The classical Roman Republic

Filed under: Europe, History, Quotations — Tags: , , — Nicholas @ 01:00

We can start with how the Romans defined their own republic, before we get into the constituent parts as they understood them. The Latin term for the republic was, naturally enough, res publica (from which the modern word republic derives). Res is a very common, earthy sort of Latin word whose closest English equivalent is probably “matter”, with that wide range of possible meanings. Res can mean a “thing” more generally, “matter” in the scientific sense, but also in an abstract sense it can be an interest, a cause, a court case or other set of events, or property generally. Meanwhile publica means “public”, in the sense of something held in common or collectively or done for the collective good or interest. That gives res publica a wonderful kaleidoscope of meaning – it is the collective property (the “commonwealth”) of the citizenry but also the communal affairs, the matters of collective concern, the actions undertaken for the public benefit and indeed even the public benefit itself.

It is the things held in common. That ambiguity of meaning actually matters quite a bit because what the res publica was and what was important about it was different for different people. But naturally for some res to be publica, that meant other res needed to be privata; much like the polis was a collection of oikoi (and thus its ability to reach within the oikos as a unit was limited) so too the res publica was a collection of familiae (a word we’ll come back to, because it is complicated; it does not neatly mean “family”), the affairs of which were privatae, private.

What I think is worth noting as one of those subtle differences is how this contrasts with the Greek conception of the polis: a polis was fundamentally a collection of politai (citizens) whose institutions were their politeia (government, state). But the res publica is not a collection of citizens (Latin: cives), it is something distinct from them, held in common by them.

We can see this principle in the interesting phrase the Romans used to represent the senate: senatus populusque Romanus, “The Roman Senate and People” – usually abbreviated to SPQR.1 The division there is striking: there is a Roman People (the populus Romanus) and a Roman Senate and in some sense these are non-overlapping groups that together compose the republic. The Senate is not some sub-group of the populus but a distinct one with is a co-equal element of the republic with the populus.

Not only is the res publica thus not simply a collection of citizens, but it is in a real sense understood as a shared interest of different groups in the community, of which the populus is only one group. The Romans, more comfortable with open hierarchy among the citizens, can understand the republic as a balancing act between the interests of the political and social elite (the exact composition of which changes over time, but their mouthpiece is the Senate) and the people. The elite do not represent the people, they are not a select group of the people, but instead a distinct interest within the state which has its own legitimate expression, balanced against the expression of the people.

If all of that doesn’t make much sense, don’t worry: we’ll see these principles work themselves out in the way the res publica works and is structured.

Bret Devereaux, “Collections: How to Roman Republic 101, Part I: SPQR”, A Collection of Unmitigated Pedantry, 2023-07-21.


    1. “Romanus” the adjective, modifies both senatus and populus, so both the Senate and the People are Roman. The phrase is often rendered into more idiomatic English as, “the Senate and People of Rome” to make that clearer.

April 2, 2024

QotD: Supersizing the Polis, Roman-style

Filed under: Europe, Greece, History, Quotations — Tags: , , , , — Nicholas @ 01:00

Discussing the Roman Republic after already looking at the normal structure of a polis offers an interesting vantage point. As we’ll see, the Roman Republic has a lot of the same features as a polis: a citizen body, magistrates, a citizen assembly, all structured around a distinct urban center and so on. On the other hand, as we’re going to see, the Romans have some different ideas about the res publica (that’s their phrase which gives us our word “republic”). They imagine the republic differently than a polis and that leads to some meaningful differences in its structure and nature, even though it seems to share a lot of “DNA” with a polis and in some sense could be described as an “overgrown” city-state.

Which leads into the other major difference: size. We’re going to be taking a snapshot of the Roman Republic, necessary because the republic changed over time. In particular what we’re going to look at here is really a snapshot of the republic as it functioned in the third and second centuries, what Roman historians call the “Middle Republic” (c. 287-91BC). Harriet Flower defines this period as part of “the republic of the nobiles” which as we’ll see is an apt title as well.

But even by the beginning of this period, the Roman Republic is enormous by the standards of a polis. While a polis like Athens or Sparta with total populations in the low hundreds of thousands was already very large by Greek standards, the Roman Republic was much bigger. We know that in Italy in 225 there was something on the order of three hundred thousand Roman citizens liable for conscription, which implies a total citizen population right around a million. And that massive polity in turn governed perhaps another two million other Italians who were Rome’s “socii” (“allies”), perhaps the social category at Rome closest to “resident foreigners” (metics) in Greek poleis. This is in Italy alone, not counting Rome’s “overseas” holdings (at that point, Sicily, Corsica and Sardinia). In short, the Roman Republic may in some ways be shaped like a polis, but it was a full order of magnitude larger than the largest poleis, even before it acquired provinces outside of Italy. As you may imagine, that has implications!

Bret Devereaux, “Collections: How to Roman Republic 101, Part I: SPQR”, A Collection of Unmitigated Pedantry, 2023-07-21.

March 27, 2024

QotD: Roman imperial strategy

Filed under: Europe, History, Military, Quotations — Tags: , , , , — Nicholas @ 01:00

There’s a useful term in the modern study of international relations, called “escalation dominance”. What escalation dominance means is that in any sort of conflict, there’s a big game theoretic advantage to being the one who decides how nasty it’s going to be. Ancient wars usually moved slowly up a ladder of escalation, from dudes yelling insults at each other across the border, to some light raiding and looting, to serious affairs where armies made an actual effort to kill and subjugate each other or conquer land.1 Highly mobile forces tended to work best at the lower rungs of the escalation ladder, and Rome frequently allowed conflicts to stay simmering at this level. But the existence and loyalty of the legions meant that it was their choice to do so, because they could also choose to slowly and inexorably march towards your capital city killing everything in their path and doing something truly unhinged when they got there, like building multiple rings of fortifications or a giant crazy siege ramp in the desert. And, paradoxically, the fact that they could do this meant that they didn’t have to as often. Thus the threat of disproportionate escalation became the ultimate economizing measure, by preventing wars from breaking out in the first place.

If deterrence fails and you have to fight, then the next best way to economize on force is by making somebody else do the fighting for you. In the late Republic and early Empire, much of Roman territory wasn’t “officially” under Roman rule. Instead, it was the preserve of dozens of petty and not-so-petty kingdoms that, on paper at least, were fully independent and co-equal sovereign entities.2 Rome actually went to some effort to keep up the charade: the client rulers were commonly referred to as “allies” [socii], and Rome took care never to directly tax or conscript their citizens. But, to be clear, it was a charade. If any of these “allies” ever wanted to leave the alliance or conduct any sort of independent foreign policy, he would not continue to be a king for long. Oftentimes the legions wouldn’t even have to show up — the terrified citizens of the client kingdom would overthrow and execute their wayward ruler themselves, in the hopes that Rome might thereby be induced not to make an example of the citizenry.

What was the point of all of this complicated kabuki theater? Once again, it’s about economy of force, this time on both the “input” and the “output” sides of the great machine of the state. On the input side: efficient government is hard to scale. Roman provincial governors were legendarily corrupt, and could get up to all kinds of mischief out there without supervision. Having a Roman ruling a whole bunch of non-Romans was also bound to cause resentment: it could lead to rebellions, or worse, tax-evasion. All of these problems were solved by pretending to have the barbarians be ruled by one of their own, a barbarian king. He could collect the taxes, and suppress revolts, and generally keep an eye on things. Moreover, as a fellow barbarian, he would know better how to keep his subjects in line, and would be less likely to commit an awkward cultural blunder. On the output side, he could also deal with border raids and other low-intensity threats. This exponentially magnified Roman military power, because it meant that instead of being stuck on garrison duty, spread out along the frontiers, the legions could be concentrated in a strategic reserve. They could then be deployed for “high intensity” operations in some remote part of the empire without worrying that they were thereby leaving the borders unguarded: operations like conquering new lands, or persuading a rebellious client kingdom that their interests lay with Rome.

If you can’t make somebody else do the fighting, then the next, next best thing is to carefully choose the time, circumstances, and location of the fight. Ideally you would muster a heavy concentration of your own forces and confront the enemy while they’re still dispersed. Ideally the ground would be thoroughly surveyed, well understood, and perhaps even prepared with static defenses. Ideally your own forces would have ample supply and good lines of communication, and your opponent would have neither of these things. It was to all these ends that in the second of the periods Luttwak surveys, the Romans built the limes3 — a massive system of defensive emplacements. These extended for thousands of miles around almost the entire frontier of the empire, but the most famous portion was Hadrian’s Wall.

John Psmith, “REVIEW: The Grand Strategy of the Roman Empire by Edward Luttwak”, Mr. and Mrs. Psmith’s Bookshelf, 2023-11-13.


    1. This is actually also true of modern wars, and if you think you have an exception in mind, you may just not know the history that well. For instance, the current war in the Donbass wasn’t really a surprise invasion, but is best viewed as the latest and most violent stage of a conflict that’s been slowly ratcheting up for a decade.

    2. Were you ever confused by who exactly this King Herod guy in the Gospel stories was? Why was there a king and also a Roman governor? He was precisely one of these client rulers!

    3. Pronounced “lee-mays”, not like the fruit.

March 23, 2024

The Roman Army’s Biggest Building Projects

toldinstone
Published Dec 15, 2023

The greatest achievements of the Roman military engineers.

Chapters:
0:00 Introduction
0:38 Marching camps
1:36 Bridges
2:40 Siegeworks
3:26 PIA VPN
4:32 Permanent forts
5:49 Roads
6:24 Frontier defenses
7:41 Canals
8:21 Civilian projects
8:54 The aqueduct of Saldae
(more…)

March 22, 2024

Rome conquered Greece … militarily, anyway

In The Critic, Gavin McCormick reviews Charles Freeman’s new book The Children of Athena: Greek writers and thinkers in the age of Rome, 150BC – 400AD:

“To a wise man,” said the first-century wonderworker Apollonius of Tyana, “everywhere is Greece.” That is to say, Greece is not a mere place, but a special state of mind. For Apollonius, on his extensive travels around the Greco-Roman world, the purported truth of this maxim is seldom open to doubt.

The author of Apollonius’s colourful biography, Philostratus, depicts his hero as not just a philosopher but also an impossibly accomplished champion of culture — a confounder of logic and expectations who could vanish in plain sight, now fascinating Roman emperors and foreign sages, now inspiring whole towns into acts of celebration and renewal. The guiding ideology that drove this hero is a heady mix of philosophy, religion, magic and political insouciance — or, to give it another name, Hellenism.

In the context of the third-century world, where Christianity was an increasingly noteworthy presence in the towns and cities of the Roman empire, pagans such as Philostratus were keen to highlight what their own tradition had to offer.

In fact, he seems almost to present his hero as a pagan rival to Jesus. And, in turn, Apollonius — in his successful renewal of the shrines and local cults of Hellas — seems to hint at what Philostratus would like to see happen in his own contemporary context.

Despite living under Rome, Apollonius (and Philostratus) wants to celebrate an emphatically Greek form of culture. The celebration of Greek culture in the Roman world was, of course, nothing new, and it was something the Romans themselves had long enjoyed.

Alongside their admiration for Greek literature, philosophy, art and architecture, there was the successful movement known as the “Second Sophistic” — whose parade of Greek-speaking intellectuals left a heavy imprint on the public life of the High Roman Empire.

But it is striking nonetheless that the virtues of Hellas — not Rome itself — were what many educated citizens of the empire turned to when they thought of cultural renewal. Indeed his was precisely the route taken later in the fourth century by the last pagan emperor of Rome, himself a champion of all things Greek, Julian the so-called Apostate.

Charles Freeman’s latest book, Children of Athena, is a highly readable tour through the lives and accomplishments of some of the great exponents of Greek culture under Rome. He introduces readers to a bracingly varied and energetic cast of characters — the geographers, doctors, polymaths, botanists, satirists, and orators are just part of the repertoire. In an early chapter, we meet the brilliant Greek historian Polybius, who wrote in the tradition of Herodotus and Thucydides, while training his sights on the rise of Rome in his own time.

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