There’s a useful term in the modern study of international relations, called “escalation dominance”. What escalation dominance means is that in any sort of conflict, there’s a big game theoretic advantage to being the one who decides how nasty it’s going to be. Ancient wars usually moved slowly up a ladder of escalation, from dudes yelling insults at each other across the border, to some light raiding and looting, to serious affairs where armies made an actual effort to kill and subjugate each other or conquer land.1 Highly mobile forces tended to work best at the lower rungs of the escalation ladder, and Rome frequently allowed conflicts to stay simmering at this level. But the existence and loyalty of the legions meant that it was their choice to do so, because they could also choose to slowly and inexorably march towards your capital city killing everything in their path and doing something truly unhinged when they got there, like building multiple rings of fortifications or a giant crazy siege ramp in the desert. And, paradoxically, the fact that they could do this meant that they didn’t have to as often. Thus the threat of disproportionate escalation became the ultimate economizing measure, by preventing wars from breaking out in the first place.
If deterrence fails and you have to fight, then the next best way to economize on force is by making somebody else do the fighting for you. In the late Republic and early Empire, much of Roman territory wasn’t “officially” under Roman rule. Instead, it was the preserve of dozens of petty and not-so-petty kingdoms that, on paper at least, were fully independent and co-equal sovereign entities.2 Rome actually went to some effort to keep up the charade: the client rulers were commonly referred to as “allies” [socii], and Rome took care never to directly tax or conscript their citizens. But, to be clear, it was a charade. If any of these “allies” ever wanted to leave the alliance or conduct any sort of independent foreign policy, he would not continue to be a king for long. Oftentimes the legions wouldn’t even have to show up — the terrified citizens of the client kingdom would overthrow and execute their wayward ruler themselves, in the hopes that Rome might thereby be induced not to make an example of the citizenry.
What was the point of all of this complicated kabuki theater? Once again, it’s about economy of force, this time on both the “input” and the “output” sides of the great machine of the state. On the input side: efficient government is hard to scale. Roman provincial governors were legendarily corrupt, and could get up to all kinds of mischief out there without supervision. Having a Roman ruling a whole bunch of non-Romans was also bound to cause resentment: it could lead to rebellions, or worse, tax-evasion. All of these problems were solved by pretending to have the barbarians be ruled by one of their own, a barbarian king. He could collect the taxes, and suppress revolts, and generally keep an eye on things. Moreover, as a fellow barbarian, he would know better how to keep his subjects in line, and would be less likely to commit an awkward cultural blunder. On the output side, he could also deal with border raids and other low-intensity threats. This exponentially magnified Roman military power, because it meant that instead of being stuck on garrison duty, spread out along the frontiers, the legions could be concentrated in a strategic reserve. They could then be deployed for “high intensity” operations in some remote part of the empire without worrying that they were thereby leaving the borders unguarded: operations like conquering new lands, or persuading a rebellious client kingdom that their interests lay with Rome.
If you can’t make somebody else do the fighting, then the next, next best thing is to carefully choose the time, circumstances, and location of the fight. Ideally you would muster a heavy concentration of your own forces and confront the enemy while they’re still dispersed. Ideally the ground would be thoroughly surveyed, well understood, and perhaps even prepared with static defenses. Ideally your own forces would have ample supply and good lines of communication, and your opponent would have neither of these things. It was to all these ends that in the second of the periods Luttwak surveys, the Romans built the limes3 — a massive system of defensive emplacements. These extended for thousands of miles around almost the entire frontier of the empire, but the most famous portion was Hadrian’s Wall.
John Psmith, “REVIEW: The Grand Strategy of the Roman Empire by Edward Luttwak”, Mr. and Mrs. Psmith’s Bookshelf, 2023-11-13.
1. This is actually also true of modern wars, and if you think you have an exception in mind, you may just not know the history that well. For instance, the current war in the Donbass wasn’t really a surprise invasion, but is best viewed as the latest and most violent stage of a conflict that’s been slowly ratcheting up for a decade.
2. Were you ever confused by who exactly this King Herod guy in the Gospel stories was? Why was there a king and also a Roman governor? He was precisely one of these client rulers!
3. Pronounced “lee-mays”, not like the fruit.
March 27, 2024
QotD: Roman imperial strategy
March 23, 2024
The Roman Army’s Biggest Building Projects
toldinstone
Published Dec 15, 2023The greatest achievements of the Roman military engineers.
Chapters:
0:00 Introduction
0:38 Marching camps
1:36 Bridges
2:40 Siegeworks
3:26 PIA VPN
4:32 Permanent forts
5:49 Roads
6:24 Frontier defenses
7:41 Canals
8:21 Civilian projects
8:54 The aqueduct of Saldae
(more…)
March 22, 2024
Rome conquered Greece … militarily, anyway
In The Critic, Gavin McCormick reviews Charles Freeman’s new book The Children of Athena: Greek writers and thinkers in the age of Rome, 150BC – 400AD:
“To a wise man,” said the first-century wonderworker Apollonius of Tyana, “everywhere is Greece.” That is to say, Greece is not a mere place, but a special state of mind. For Apollonius, on his extensive travels around the Greco-Roman world, the purported truth of this maxim is seldom open to doubt.
The author of Apollonius’s colourful biography, Philostratus, depicts his hero as not just a philosopher but also an impossibly accomplished champion of culture — a confounder of logic and expectations who could vanish in plain sight, now fascinating Roman emperors and foreign sages, now inspiring whole towns into acts of celebration and renewal. The guiding ideology that drove this hero is a heady mix of philosophy, religion, magic and political insouciance — or, to give it another name, Hellenism.
In the context of the third-century world, where Christianity was an increasingly noteworthy presence in the towns and cities of the Roman empire, pagans such as Philostratus were keen to highlight what their own tradition had to offer.
In fact, he seems almost to present his hero as a pagan rival to Jesus. And, in turn, Apollonius — in his successful renewal of the shrines and local cults of Hellas — seems to hint at what Philostratus would like to see happen in his own contemporary context.
Despite living under Rome, Apollonius (and Philostratus) wants to celebrate an emphatically Greek form of culture. The celebration of Greek culture in the Roman world was, of course, nothing new, and it was something the Romans themselves had long enjoyed.
Alongside their admiration for Greek literature, philosophy, art and architecture, there was the successful movement known as the “Second Sophistic” — whose parade of Greek-speaking intellectuals left a heavy imprint on the public life of the High Roman Empire.
But it is striking nonetheless that the virtues of Hellas — not Rome itself — were what many educated citizens of the empire turned to when they thought of cultural renewal. Indeed his was precisely the route taken later in the fourth century by the last pagan emperor of Rome, himself a champion of all things Greek, Julian the so-called Apostate.
Charles Freeman’s latest book, Children of Athena, is a highly readable tour through the lives and accomplishments of some of the great exponents of Greek culture under Rome. He introduces readers to a bracingly varied and energetic cast of characters — the geographers, doctors, polymaths, botanists, satirists, and orators are just part of the repertoire. In an early chapter, we meet the brilliant Greek historian Polybius, who wrote in the tradition of Herodotus and Thucydides, while training his sights on the rise of Rome in his own time.
March 14, 2024
QotD: Recruiting an army in the Roman Republic
Before we dive in, we should stop to clarify some of our key actors here, the Roman magistrates and officers with a role in all of this. A Roman army consisted of one or more legions, supported by a number (usually two) alae recruited from Rome’s Italian allies, the socii. Legions in the Republic did not have specific commanders, rather the whole army was commanded by a single magistrate with imperium (the power to command armies and organize courts). That magistrate was usually a consul (of which there were two every year), but praetors and dictators,1 all had imperium and so might lead an army. Generally the consuls lead the main two armies. When more commanders were needed, former consuls and praetors might be delegated the job as a stand-in for the current magistrates, these were called pro-consuls and pro-praetors (or collectively, “pro-magistrates”) and they had imperium too.
In addition to the imperium-haver leading the army, there were also a set of staff officers called military tribunes, important to the process. These fellows don’t have command of a specific part of the legion, but are “officers without portfolio”, handling whatever the imperium-haver wants handled; at times they may have command of part of a legion or all of one legion. Finally, there’s one more major magistrate in the army: the quaestor. A much more junior magistrate than the imperium-haver (but senior to the tribunes), he handles pay and probably in this period also supply. That said, the quaestor is not usually the general’s “number two” even though it seems like he might be; quaestors are quite junior magistrates and the imperium-haver has probably brought friends or advisors with a lot more experience than his quaestor (who may or may not be someone the imperium-haver knows or likes). […]
The first thing to note about this process, before we even start is that the dilectus was a regular process which happened every year at a regular time. The Romans did have a system to rapidly raise new troops in an emergency (it was called a tumultus), where the main officials, the consuls, could just grab any citizen into their army in a major emergency. But emergencies like that were very rare; for the most part the Roman army was filled out by the regular process of the dilectus, which happened annually in tune with Rome’s political calendar. That regularity is going to be important to understand how this process is able to move so many people around: because it is regular, people could adapt their schedules and make provisions for a process that happened every year. I should note the dilectus could also be held out of season, though often the times we hear about this it is because it went poorly (e.g. in 275 BC, no one shows up).
The process really begins with the consular elections for the year, which bounced around a little in the calendar but generally happened around September,2 though the consuls do not take office until the start of the next calendar year. As we’ve discussed, the year originally seems to have started in March (and so consuls were inaugurated then), but in 153 was shifted to January (and so consuls were inaugurated then).
What’s really clear is that there is some standard business that happens as the year turns over every year in the Middle Republic and we can see this in the way that Livy structures his history, with year-breaks signaled by these events: the inauguration of new consuls, the assignment of senior Roman magistrates and pro-magistrates to provinces, and the determinations of how forces will be allotted between those provinces. And that sequence makes a lot of sense: once the Senate knows who has been elected, it can assign provinces to them for the coming year (the law requiring Senate province assignments to be blind to who was elected, the lex Sempronia de provinciis consularibus, was only passed in 123) and then allocate troops to them. That allocation (which also, by the by, includes redirecting food supplies from one theater to another, as Rome is often militarily actively in multiple places) includes both existing formations, but is also going to include the raising of new legions or the conscription of new troops to fill out existing legions, a practice Livy notes.
The consuls, now inaugurated have another key task before they can embark on the dilectus, which is the selection of military tribunes, a set of staff officers who assist the consuls and other magistrates leading armies. There are six military tribunes per legion (so 24 in a normal year where each consul enrolls two legions); by this point four are elected and two are appointed by the consul. The military tribunes themselves seem to have often been a mix, some of them being relatively inexperienced aristocrats doing their military service in the most prestigious way possible and getting command experience, while Polybius also notes that some military tribunes were required to have already had a decade in the ranks when selected (Polyb. 6.19.1). These fellows have to be selected first because they clearly matter for the process as it goes forward.
The end of this process, which as we’ll see takes place over several days at least, though exactly how many is unclear, will have have had to have taken place in or before March, the Roman month of Martius, which opened the normal campaigning season with a bunch of festivals on the Kalends (the first day of the month) to Mars. As Rome’s wars grew more distant and its domestic affairs more complex, it’s not surprising that the Romans opted to shift where the year began on the calendar to give the new consuls a bit more of winter to work with before they would be departing Rome with their armies. It should be noted that while Roman warfare was seasonal, it was only weakly so: Roman armies stayed deployed all year round in the Middle Republic, but serious operations generally waited until spring when forage and fodder would be more available.
That in turn also means that the dilectus is taking place in winter, which also matters for understanding the process: this is a low-ebb in the labor demands in the agricultural calendar. I find it striking that Rome’s elections happen in late summer or early fall, when it would actually be rather inconvenient for poor Romans to spend a day voting (it’s the planting season), but the dilectus is placed over winter where it would be far easier to get everyone to show up. I doubt this contrast was accidental; the Roman election system is quite intentionally designed to preference the votes of wealthier Romans in quite a few ways.
So before the dilectus begins, we have our regular sequence: the consuls are inaugurated at the beginning of the year, the Senate meets and assigns provinces and sets military priorities, including how many soldiers are to be enrolled. The Senate’s advice is not technically legally binding, but in this period is almost always obeyed. Military tribunes are selected (some by election, some by appointment) and at last the consuls can announce the day of the dilectus, conveniently now falling in the first couple of months of the year when the demand for agricultural labor is low and thus everyone, in theory, can afford to show up for the selection process.
Bret Devereaux, “Collections: How To Raise a Roman Army: The Dilectus“, A Collection of Unmitigated Pedantry, 2023-06-16.
1. And the dictator’s master of the horse.
2. On this, see J.T. Ramsey, “The Date of the Consular Elections in 63 and the Inception of Catiline’s Conspiracy”, HSCP 110 (2019): 213-270.
March 12, 2024
QotD: Isaiah Berlin on Niccolò Machiavelli
When asked about Machiavelli’s reputation, people use terms like “amoral”, “cynical”, “unethical”, or “unprincipled”. But this is incorrect. Machiavelli did believe in moral virtues, just not Christian or Humanistic ones.
What did he actually believe?
In 1953, the British philosopher Isaiah Berlin delivered a lecture titled “The Originality of Machiavelli”.
Berlin began by posing a simple question: Why has Machiavelli unsettled so many people over the years?
Machiavelli believed that the Italy of his day was both materially and morally weak. He saw vice, corruption, weakness, and, as Berlin says, “lives unworthy of human beings”. It’s worth noting here that around the time that Machiavelli died in 1527, the Age of Exploration was just kicking off, and adventurers from Italy and elsewhere in Europe were in the process of transforming the world. Even the shrewdest individuals aren’t always the best judges of their own time.
So what did Machiavelli want? He wanted a strong and glorious society. Something akin to Athens at its height, or Sparta, or the kingdoms of David and Solomon. But really, Machiavelli’s ideal was the Roman Republic.
To build a good state, a well-governed state, men require “inner moral strength, magnanimity, vigour, vitality, generosity, loyalty, above all public spirit, civic sense, dedication to security, power, glory”.
According to Machiavelli, these are the Roman virtues.
In contrast, the ideals of Christianity are “charity, mercy, sacrifice, love of God, forgiveness of enemies, contempt for the goods of this world, faith in the hereafter”.
Machiavelli wrote that one must choose between Roman and Christian virtues. If you choose Christianity, you are selecting a moral framework that is not favorable to building and preserving a strong state.
Machiavelli does not say that humility, compassion, and kindness are bad or unimportant. He actually agrees that they are, in fact, good and righteous virtues. He simply says that if you adhere to them, then you will be overrun by more unscrupulous men.
In some instances, Machiavelli would say, rulers may have to commit war crimes in order to ensure the survival of their state. As one Machiavelli translator has put it: “Men cannot afford justice in any sense that transcends their own preservation”.
From Berlin’s lecture:
If you object to the political methods recommended because they seem to you morally detestable … Machiavelli has no answer, no argument … But you must not make yourself responsible for the lives of others or expect good fortune; you must expect to be ignored or destroyed.
In a famous passage, Machiavelli writes that Christianity has made men “weak”, easy prey to “wicked men”, since they “think more about enduring their injuries than about avenging them”. He compares Christianity (or Humanism) unfavorably with Paganism, which made men more “ferocious”.
“One can save one’s soul,” writes Berlin, “or one can found or maintain or service a great and glorious state; but not always both at once.”
Again, Machiavelli’s tone is descriptive. He is not making claims about how things should be, but rather how things are. Although it is clear what his preference is.
He writes that Christian virtues are “praiseworthy”. And that it is right to praise them. But he says they are dead ends when it comes to statecraft.
Machiavelli wrote:
Any man who under all conditions insists on making it his business to be good, will surely be destroyed among so many who are not good. Hence a prince … must acquire the power to be not good, and understand when to use it and when not to use it, in accord with necessity.
To create a strong state, one cannot hold delusions about human nature:
Everything that occurs in the world, in every epoch, has something that corresponds to it in the ancient times. The reason is that these things were done by men, who have and have always had the same passions.
Rob Henderson, “The Machiavellian Maze”, Rob Henderson’s Newsletter, 2023-12-09.
March 8, 2024
QotD: The original greasy pole of the cursus honorum
Last week we discussed the overall structure of the “career path” for a Roman politician and the first few offices along that path. This week we’re going to look at the upper-steps of that career path, the offices of praetor and consul and the particular set of powers they possess, called imperium, along with the pro-magistrate forms of these positions. Now I should note at the outset that we have skipped one office on our way through, the tribunes of the plebs; we’ll get to that office next week to discuss its oddities and unusual powers.
The praetorship and the consulship are the highest Roman offices (the censorship being more of a “victory lap”) and the two offices that wield direct military and judicial authority. These are also the offices where competition in the cursus honorum starts to get fierce, as the eight quaestors must compete for just six praetorships and those six praetors can expect to compete for just two – always two – consulships. It is worth keeping in mind as we go through this that on the one hand these offices are largely confined to a small Roman elite, the nobiles, composed of families (both patrician and plebeian) that have been successful in politics over generations, but at the same time it is the popular assemblies which choose “winners” and “losers” from among the nobiles by deciding who gets to proceed to the next round of the political elimination context, and who is forever going to sit in the Senate as a former quaestor and nothing more.
Bret Devereaux, “Collections: How to Roman Republic 101, Part IIIb: Imperium”, A Collection of Unmitigated Pedantry, 2023-08-18.
Update: I forgot to add the glossary links. Fixed now.
March 5, 2024
The 1st Punic War – Corvus, Rams and Drachma
Drachinifel
Published Sep 13, 2023Today we take a look at the strategy and shipping of the 1st Punic War with expert Bret Devereaux!
(more…)
February 26, 2024
Rome: Part 4 – The First Punic War 264-241 BC
seangabb
Published Feb 25, 2024This course provides an exploration of Rome’s formative years, its rise to power in the Mediterranean, and the exceptional challenges it faced during the wars with Carthage.
• Growth of Tensions between Rival Powers
• Differences of Civilisation
• The Outbreak of War
• The Course of War
• Growth of Roman Sea Power
• The End and Significance of the War
(more…)
February 20, 2024
Rome: Part 3 – The Expansion of Roman Power
seangabb
Published Feb 18, 2024This course provides an exploration of Rome’s formative years, its rise to power in the Mediterranean, and the exceptional challenges it faced during the wars with Carthage.
Lecture 3: The Expansion of Roman Power
• The Conquest of Central Italy
• The Gallic Sack of 390 BC
• The Conquest of the Greek Cities
• Relations with Carthage
(more…)
February 19, 2024
QotD: Cleopatra VII Philopator
This week on the blog we’re going to talk about Cleopatra or to be more specific, we’re going to talk about Cleopatra VII Philopator, who is the only Cleopatra you’ve likely ever heard of, but that “seven” after her name should signal that she’s not the only Cleopatra.1 One of the trends in scholarship over the years towards larger than life ancient historical figures – Caesar, Alexander, Octavian, etc. – has been attempts to demystify them, stripping away centuries of caked-on reception, assumptions and imitation to ask more directly: who was this person, what did they do and do we value those sorts of things?2
Cleopatra, of course, has all of that reception layered on too. In antiquity and indeed until the modern era, she was one of the great villains of history, the licentious, wicked foreign queen of Octavian’s propaganda. More recently there has been an effort to reinvent her as an icon of modern values, perhaps most visible lately in Netflix’ recent (quite poorly received) documentary series. A lot of both efforts rely on reading into gaps in the source material. What I want to do here instead is to try to strip some of that away, to de-mystify Cleopatra and set out some of what we know and what we don’t know about her, with particular reference to the question I find most interesting: was Cleopatra actually a good or capable ruler?
Now a lot of the debate sparked by that Netflix series focused on what I find the rather uninteresting (but quite complicated) question of Cleopatra’s heritage or parentage or – heaven help us – her “race”. But I want to address this problem too, not because I care about the result but because I am deeply bothered by how confidently the result gets asserted by all sides and how swiftly those confident assertions are mobilized into categories that just aren’t very meaningful for understanding Cleopatra. To be frank, Cleopatra’s heritage should be a niche question debated in the pages of the Journal of Juristic Papyrology by scholars squinting at inscriptions and papyri, looking to make minor alterations in the prosopography of the Ptolemaic dynasty, both because it is highly technical and uncertain, but also because it isn’t an issue of central importance. So we’ll get that out of the way first in this essay and then get to my main point, which is this:
Cleopatra was, I’d argue, at best a mediocre ruler, whose ambitious and self-interested gambles mostly failed, to the ruin of herself and her kingdom. This is not to say Cleopatra was a weak or ineffective person; she was very obviously highly intelligent, learned, a virtuoso linguist, and a famously effective speaker. But one can be all of those things and not be a wise or skillful ruler, and I tend to view Cleopatra in that light.
Now I want to note the spirit in which I offer this essay. This is not a take-down of the Netflix Queen Cleopatra documentary (though it well deserves one and has received several; it is quite bad) nor a take-down of other scholars’ work on Cleopatra. This is simply my “take” on her reign. There’s enough we don’t know or barely know that another scholar, viewing from another angle, might well come away with a different conclusion, viewing Cleopatra in a more positive light. This is, to a degree, a response to some of the more recent public hagiography on Cleopatra, which I think air-brushes her failures and sometimes tries a bit too hard to read virtues into gaps in the evidence. But they are generally gaps in the evidence and in a situation where we are all to a degree making informed guesses, I am hardly going to trash someone who makes a perfectly plausible but somewhat differently informed guess. In history there are often situations where there is no right answer – meaning no answer we know to be true – but many wrong answers – answers we know to be false. I don’t claim to have the right answer, but I am frustrated by seeing so many very certain wrong answers floating around the public.
Before we dive in briefly to the boring question of Cleopatra’s parentage before the much more interesting question of her conduct as a ruler, we need to be clear about the difficult nature of the sources for Cleopatra and her reign. Fundamentally we may divide these sources into two groups: there are inscriptions, coins and papyrus records from Egypt which mention Cleopatra (and one she wrote on!) but, as such evidence is wont to be, [they] are often incomplete or provided only limited information. And then there are the literary sources, which are uniformly without exception hostile to Cleopatra. And I mean extremely hostile to Cleopatra, filled with wrath and invective. At no point, anywhere in the literary sources does Cleopatra get within a country mile of a fair shake and I am saying that as someone who thinks she wasn’t very good at her job.
The problem here is that Cleopatra was the target of Octavian’s PR campaign, as it were, in the run up to his war with Marcus Antonius (Marc Antony; I’m going to call him Marcus Antonius here), because as a foreign queen – an intersecting triad of concepts (foreignness, monarchy and women in power) which all offended Roman sensibilities – she was effectively the perfect target for a campaign aimed at winning over the populace of Italy, which was, it turns out, the most valuable military resource in the Mediterranean.3 That picture – the foreign queen corrupting the morals of good Romans with her decadence – rightly or wrongly ends up coloring all of the subsequent accounts. Of course that in turn effects the reliability of all of our literary sources and thus we must tread carefully.
Bret Devereaux, “Collections: On the Reign of Cleopatra”, A Collection of Unmitigated Pedantry, 2023-05-26.
1. Or even just the seventh!
2. This is not to diminish the value of reception studies that trace the meaning a figure – or the memory of a figure – had over time. That’s a valuable but different lens of study.
3. It’s not all Octavian, mind. Cicero’s impression of Cleopatra was also sharply negative, for many of the same reasons: Cicero was hardly likely to be affable to a foreign queen who was an ally of Julius Caesar.
February 13, 2024
QotD: War elephant logistics
From trunk to tail, elephants are a logistics nightmare.
And that begins almost literally at birth. For areas where elephants are native, nature (combined, typically, with the local human terrain) create a local “supply”. In India this meant the elephant forests of North/North-Eastern India; the range of the North African elephant (Loxodonta africana pharaohensis, the most likely source of Ptolemaic and Carthaginian war elephants) is not known. Thus for many elephant-wielding powers, trade was going to always be a key source for the animals – either trade with far away kingdoms (the Seleucids traded with the Mauyran Indian kingdom for their superior Asian elephants) or with thinly ruled peripheral peoples who lived in the forests the elephants were native to.
(We’re about to get into some of the specifics of elephant biology. If you are curious on this topic, I am relying heavily on R. Sukumar, The Asian Elephant: Ecology and Management (1989). I’ve found that information on Asian elephants (Elephas maximus) much easier to come by than information on African elephants (Loxodonta africana and Loxodonta cyclotis).)
In that light, creating a breeding program – as was done with horses – seems like a great idea. Except there is one major problem: a horse requires about four years to reach maturity, a mare gestates a foal in eleven months and can go into heat almost immediately thereafter. By contrast, elephants reach adulthood after seventeen years, take 18-22 months to gestate and female elephants do not typically mate until their calf is weaned, four to five years after its birth. A ruler looking to build a stable of cavalry horses thus may start small and grow rapidly; a ruler looking to build a corps of war elephants is looking at a very slow process. This is compounded by the fact that elephants are notoriously difficult to breed in captivity. There is some speculation that the Seleucids nonetheless attempted this at Apamea, where they based their elephants – in any event, they seem to have remained dependent on imported Indian elephants to maintain the elephant corps. If a self-sustaining elephant breeding program for war elephants was ever created, we do not know about it.
To make matters worse, elephants require massive amounts of food and water. In video-games, this is often represented through a high elephant “upkeep” cost – but this often falls well short of the reality of keeping these animals for war. Let’s take Total War: Rome II as an example: a unit of Roman (auxiliary) African elephants (12 animals), costs 180 upkeep, compared to 90 to 110 upkeep for 80 horses of auxiliary cavalry (there are quite a few types) – so one elephant (with a mahout) costs 15 upkeep against around 1.25 for a horse and rider (a 12:1 ratio). Paradox’s Imperator does something similar, with a single unit of war elephants requiring 1.08 upkeep, compared to just 0.32 for light cavalry; along with this, elephants have a heavy “supply weight” – twice that of an equivalent number of cavalry (so something like a 2:1 or 3:1 ratio of cost).
Believe it or not, this understates just how hungry – and expensive – elephants are. The standard barley ration for a Roman horse was 7kg of barley per day (7 Attic medimnoi per month; Plb. 6.39.12); this would be supplemented by grazing. Estimates for the food requirements of elephants vary widely (in part, it is hard to measure the dietary needs of grazing animals), but elephants require in excess of 1.5% of their body-weight in food per day. Estimates for the dietary requirements of the Asian elephant can range from 135 to 300kg per day in a mix of grazing and fodder – and remember, the preference in war elephants is for large, mature adult males, meaning that most war elephants will be towards the top of this range. Accounting for some grazing (probably significantly less than half of dietary needs) a large adult male elephant is thus likely to need something like 15 to 30 times the food to sustain itself as a stable-fed horse.
In peacetime, these elephants have to be fed and maintained, but on campaign the difficulty of supplying these elephants on the march is layered on top of that. We’ve discussed elsewhere the difficulty in supplying an army with food, but large groups of elephants magnify this problem immensely. The 54 elephants the Seleucids brought to Magnesia might have consumed as much food as 1,000 cavalrymen (that’s a rider, a horse and a servant to tend that horse and its rider).
But that still understates the cost intensity of elephants. Bringing a horse to battle in the ancient world required the horse, a rider and typically a servant (this is neatly implied by the more generous rations to cavalrymen, who would be expected to have a servant to be the horse’s groom, unlike the poorer infantry, see Plb. above). But getting a war elephant to battle was a team effort. Trautmann (2015) notes that elephant stables required riders, drivers, guards, trainers, cooks, feeders, guards, attendants, doctors and specialist foot-chainers (along with specialist hunters to capture the elephants in the first place!). Many of these men were highly trained specialists and thus had to be quite well paid.
Now – and this is important – pre-modern states are not building their militaries from the ground up. What they have is a package of legacy systems. In Rome’s case, the defeat of Carthage in the Second Punic War resulted in Rome having North African allies who already had elephants. Rome could accept those elephant allied troops, or say “no” and probably get nothing to replace them. In that case – if the choice is between “elephants or nothing” – then you take the elephants. What is telling is that – as Rome was able to exert more control over how these regions were exploited – the elephants vanished, presumably as the Romans dismantled or neglected the systems for capturing and training them (which they now controlled directly).
That resolves part of our puzzle: why did the Romans use elephants in the second and early first centuries B.C.? Because they had allies whose own military systems involved elephants. But that leaves the second part of the puzzle – Rome doesn’t simply fail to build an elephant program. Rome absorbs an elephant program and then lets it die. Why?
For states with scarce resources – and all states have scarce resources – using elephants meant not directing those resources (food, money, personnel, time and administrative capacity) for something else. If the elephant had no other value (we’ll look at one other use next week), then developing elephants becomes a simple, if difficult, calculation: are the elephants more likely to win the battle for me than the equivalent resources spent on something else, like cavalry. As we’ve seen above, that boils down to comparisons between having just dozens of elephants or potentially hundreds or thousands of cavalry.
The Romans obviously made the bet that investing in cavalry or infantry was a better use of time, money and resources than investing in elephants, because they thought elephants were unlikely to win battles. Given Rome’s subsequent spectacular battlefield success, it is hard to avoid the conclusion they were right, at least in the Mediterranean context.
Bret Devereaux, “Collections: War Elephants, Part II: Elephants against Wolves”, A Collection of Unmitigated Pedantry, 2019-08-02.
February 9, 2024
Rome: Part 2 – Consolidation of the Republic
seangabb
Published Feb 8, 2024This course provides an exploration of Rome’s formative years, its rise to power in the Mediterranean, and the exceptional challenges it faced during the wars with Carthage.
Lecture 2: Consolidation of the Republic
• The Roman Revolution against the Kings
• How Brutus put his own sons to death
• How Horatius kept the Bridge
• Scaevola and Lars Porsena
• The Roman Constitution: an Overview
(more…)
His Year: Julius Caesar (59 BC)
Historia Civilis
Published Jul 5, 2016
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February 1, 2024
Rome: Part 1 – Mythical Origins to the Founding of the Republic
seangabb
Published 31 Jan 2024This course provides an exploration of Rome’s formative years, its rise to power in the Mediterranean, and the exceptional challenges it faced during the wars with Carthage.
Lecture 1: Mythical Beginnings and the Founding of Rome (753 BC – 509 BC)
• What is said by the archaeology and modern research on the origins of Rome
• The lack of authentic literary history of Rome in its early period
• Legend of Romulus and Remus
• The establishment of Rome’s early monarchy
• Transition to the Roman Republic
(more…)
January 29, 2024
Ancient Roman Garum Revisited
Tasting History with Max Miller
Published Nov 7, 2023
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