There is always a temptation to emphasise the way in which the Romans are like us, a mirror held up to our own civilisation. But what is far more interesting is the way in which they are nothing like us, because it gives you a sense of how various human cultures can be. You assume that ideas of sex and gender are pretty stable, and yet the Roman understanding of these concepts was very, very different to ours. For us, I think, it does revolve around gender — the idea that there are men and there are women — and, obviously, that can be contested, as is happening at the moment. But the fundamental idea is that you are defined by your gender. Are you heterosexual or homosexual? That’s probably the great binary today.
For the Romans, this is not a binary. There’s a description in Suetonius’s imperial biography of Claudius: “He only ever slept with women.” And this is seen as an interesting foible in the way that you might say of someone, he only ever slept with blondes. I mean, it’s kind of interesting, but it doesn’t define him sexually. Similarly, he says of Galba, an upright embodiment of ancient republican values: “He only ever slept with males.” And again, this is seen as an eccentricity, but it doesn’t absolutely define him. What does define a Roman in the opinion of Roman moralists is basically whether you are — and I apologise for the language I’m now going to use — using your penis as a kind of sword, to dominate, penetrate and subdue. And the people who were there to receive your terrifying, thrusting, Roman penis were, of course, women and slaves: anyone who is not a citizen, essentially. So the binary is between Roman citizens, who are all by definition men, and everybody else.
A Roman woman, if she’s of citizen status, can’t be used willy-nilly — but pretty much anyone else can. That means that if you’re a Roman householder, your family is not just your blood relatives: it’s everybody in your household. It’s your dependents; your slaves. You can use your slaves any way you want. And if you’re not doing it, then there’s something wrong with you. The Romans had the same word for “urinate” and “ejaculate”, so the orifices of slaves — and they could be men, women, boys or girls — were seen as the equivalent of urinals for Roman men. Of course, this is very hard for us to get our heads around today.
The most humiliating thing that could happen to a Roman male citizen was to be treated like a woman — even if it was involuntary. For them, the idea that being trans is something to be celebrated would seem the most depraved, lunatic thing that you could possibly argue. Vitellius, who ended up an emperor, was known his whole life as “sphincter”, because it was said that as a young man he had been used like a girl by Tiberius on Capri. It was a mark of shame that he could never get rid of. There was an assumption that the mere rumour of being treated in this way would stain you for life; and if you enjoy it, then you are absolutely the lowest of the low.
Tom Holland, “The depravity of the Roman Peace”, UnHerd, 2023-07-07.
October 9, 2023
QotD: Roman views of sexual roles
September 19, 2023
The end of the Western Roman Empire
Theophilus Chilton updates a review from several years ago with a few minor changes:
British archaeologist and historian Bryan Ward-Perkin’s excellent 2005 work The Fall of Rome and the End of Civilization is a text that is designed to be a corrective for the type of bad academic trends that seem to entrench themselves in even the most innocuous of subjects. In this case, Ward-Perkins, along with fellow Oxfordian Peter Heather in his book The Fall of the Roman Empire: A New History of Rome and the Barbarians, sets out to fix a glaring error which has come to dominate much of the scholarly study of the 4th and 5th centuries in the western Empire for the past few decades.
This error is the view that the western Empire did not actually “fall”. Instead, so say many latter-day historical revisionists, what happened between the Gothic victory at Adrianople in 378 AD and the abdication of Romulus Augustulus, the last western Emperor, in 476 was more of an accident, an unintended consequence of a few boisterous but well-meaning neighbors getting a bit out of hand. Challenged is the very notion that the Germanic tribes (who cannot be termed “barbarians” any longer) actually “invaded”. Certainly, these immigrants did not cause harm to the western Empire — for the western empire wasn’t actually “destroyed”, but merely “transitioned” seamlessly into the era we term the Middle Ages. Ward-Perkins cites one American scholar who goes so far as to term the resettlement of Germans onto land that formerly belonged to Italians, Hispanians, Britons, and Gallo-Romans as taking place “in a natural, organic, and generally eirenic manner”. Certainly, it is gauche among many modern academics in this field to maintain that violent barbarian invasions forcibly ended high civilization and reduced the living standards in these regions to those found a thousand years before during the Iron Age.
Ward-Perkins points out the “whys” of this historical revision. Much of it simply has to do with political correctness (which he names as such) — the notion that we cannot really say that one culture is “higher” or “better” than others. Hence, when the one replaces the other, we cannot speculate as to how this replacement made things worse for all involved. In a similar vein, many continental scholars appear to be uncomfortable with the implications that the story of mass barbarian migrations and subsequent destruction and decivilization has in the ongoing discussion about the European Union’s own immigration policy — a discussion in which many of these same academics fall on the left side of the aisle.
Yet, all of this revisionism is bosh and bunkum, as Ward-Perkins so thoroughly points out. He does this by bringing to the table a perspective that many other academics in this field of study don’t have — that of a field archaeologist who is used to digging in the dirt, finding artifacts, drawing logical conclusions from the empirical evidence, and then using that evidence to decide “what really happened”, rather than just literary sources and speculative theories. Indeed, as the author shows, across the period of the Germanic invasions, the standard of living all across Roman western Europe declined, in many cases quite precipitously, from what it had been in the 3rd century. The quality and number of manufactured goods declined. Evidence for the large-scale integrative trade network that bound the western Empire together and with the rest of the Roman world disappears. In its place we find that trade goods travelled much smaller distances to their buyers — evidence for the breakdown of the commercial world of the West. Indeed, the economic activity of the West disappeared to the point that the volume of trade in western Europe would not be matched again until the 17th century. Evidence for the decline of food production suggests that populations fell all across the region. Ward-Perkins’ discussion of the decline in the size of cattle is enlightening evidence that the degeneration of the region was not merely economic. Economic prosperity, the access of the common citizen to a high standard of living with a wide range of creature comforts, disappeared during this period.
The author, however, is not negligent in pointing out the literary and documentary evidence for the horrors of the barbarian invasions that so many contemporary scholars seem to ignore. Indeed, the picture painted by the sum total of these evidences is one of harrowing destruction caused by aggressive, ruthless invaders seeking to help themselves to more than just a piece of the Roman pie. Despite the recent scholarly reconsiderations, the Germans, instead of settling on the land given to them by various Emperors and becoming good Romans, ended up taking more and more until there was nothing left to take. As Ward-Perkins puts it,
Some of the recent literature on the Germanic settlements reads like an account of a tea party at the Roman vicarage. A shy newcomer to the village, who is a useful prospect for the cricket team, is invited in. There is a brief moment of awkwardness, while the host finds an empty chair and pours a fresh cup of tea; but the conversation, and village life, soon flow on. The accommodation that was reached between invaders and invaded in the fifth- and sixth- century West was very much more difficult, and more interesting, than this. The new arrival had not been invited, and he brought with him a large family; they ignored the bread and butter, and headed straight for the cake stand. Invader and invaded did eventually settle down together, and did adjust to each other’s ways — but the process of mutual accommodation was painful for the natives, was to take a very long time, and, as we shall see …left the vicarage in very poor shape. (pp. 82-83)
Professor Bret Devereaux discussed the long fifth century on his blog last year:
… it is not the case that the Roman Empire in the west was swept over by some destructive military tide. Instead the process here is one in which the parts of the western Roman Empire steadily fragment apart as central control weakens: the empire isn’t destroy[ed] from outside, but comes apart from within. While many of the key actors in that are the “barbarian” foederati generals and kings, many are Romans and indeed […] there were Romans on both sides of those fissures. Guy Halsall, in Barbarian Migrations and the Roman West (2007) makes this point, that the western Empire is taken apart by actors within the empire, who are largely committed to the empire, acting to enhance their own position within a system the end of which they could not imagine.
It is perhaps too much to suggest the Roman Empire merely drifted apart peacefully – there was quite a bit of violence here and actors in the old Roman “center” clearly recognized that something was coming apart and made violent efforts to put it back together (as Halsall notes, “The West did not drift hopelessly towards its inevitable fate. It went down kicking, gouging and screaming”) – but it tore apart from the inside rather than being violently overrun from the outside by wholly alien forces.
September 10, 2023
QotD: The hill people and the valley people
There’s a clichéd history of civilization which goes something like: once upon a time all human beings lived in wandering hunter-gatherer bands where everybody was directly involved in food production. Then while sojourning through a fertile river valley, some of these groups discovered agriculture. The relative predictability and reliability of farming, coupled with the much higher caloric yield per hour of labor,1 made it possible to support a denser population, and for only a portion of it to be directly involved in food production. The rest of them could become soldiers, artisans, priests, and scribes. They could develop technology, pass on their knowledge through writing, and develop complex systems of taxation, bureaucracy, and forced labour. Along the way, they made picturesque little walled farming villages […]
This is not their story. Instead it’s the story of the people who live in the hills behind that village. Without knowing anything at all about the place that picture depicts, you can probably tell me a lot about the people in those hills. Hill people are hill people, the world over. What are the odds that they’re clannish? Xenophobic? Backwards! Unusual family structures. Economically immiserated (probably due to their own paranoia and indolence). Deviant in their religious, commercial, and sexual practices. Illiterate, or at best poorly-read. They also probably talk funny. Basically they’re barbarians, but not the impressive kind who ride out of the steppe to massacre and enslave the soft city-dwellers. No, something more like living fossils — our ancestors were once like that, but then they got with the program. Well if they could do it, why don’t those hill dwellers move down here too, like normal people?2 They’re up to no good up there.
That’s certainly been the traditional view from the valleys, and there’s some truth to it, but there’s one important detail that we valley-dwellers get wrong. Far from being aboriginal holdovers of some previous phase of humanity, it’s relatively easy to determine from genetic, linguistic, and archaeological evidence that the hill people are largely descended from … the valley people!3 But … that would mean that there are people who look around at our beautiful civilization and reject its fruits — you know, art, technology, fusion cuisine, and uh … taxation, conscription, epidemic disease, corvée labour … How dare they!
You would never know it from reading the reports of the valley-bureaucrats, but the great agricultural civilizations of classical antiquity were in a near-constant state of panic over people wandering away from their farms and becoming barbarians.4 There are estimates that over the course of the empire something like twenty-five percent of the inhabitants of Roman border provinces quietly slipped across the limes for the proud life of the savage. In Ancient China, the movement was more cyclical — in times of war, or epidemic, or famine, entire villages might give up rice agriculture and vanish into the hills. Then, when the situation had stabilized, the human tide would reverse, and the hills would disgorge barbarians eager to be Sinicized (or really re-Sinicized, as their parents and grandparents had been). In both these cases and more, the boundary between “civilized” and “savage” was a great deal more porous, and the flow a great deal more bi-directional than we might realize. Like a single substance in two phases, now boiling, now condensing, changing back and forth in response to changes in the temperature.
So why then is it that hill people5 the world over have so much in common? Scott argues pretty convincingly that something like convergent cultural evolution for ungovernability is at work — that is, the qualities we stereotypically associate with backwards and barbarous peoples are precisely the traits that make one difficult to administer and tax. Some examples of this are very obvious to see — for instance physical dispersal in difficult terrain makes it harder to be surveilled, measured, or conscripted. Scott also talks a lot about the crops that hill people like to grow, and how the world over they tend to be either crops that are amenable to swiddening and don’t require irrigation, or things like tubers that mature underground and can be harvested at irregular times. Both patterns make it easy to lie about how much food you’ve planted and where, hence difficult for others to tax or control you.
What about illiteracy? Scott finds that many hill people around the world have oral legends about how they once had writing, but no longer do. Of course this is exactly what we would expect if, contrary to the usual story, the hill people are not the ancestors of the valley people, but their descendants. Yet the question remains, why give up writing? Scott posits several benefits of illiteracy: one is just that the inability to write removes any temptation to keep written records of anything, and written records are the kind of thing that can be used against you by a tax collector or an army recruiter.
But more fundamentally, a reliance on oral history and genealogy and legend is powerful precisely because these things are mutable and can be changed according to political convenience. Anybody who’s read ancient Chinese accounts of the steppe peoples or Roman discussions of Germanic barbarians has probably recoiled from the confusing profusion of tribes, peoples, and nations; the same ethnonyms popping in and out of existence over a vast area, or referring to a band of a few hundred one year and a nation of millions a decade later. Scott argues that the reason we see this is that the very notion of stable ethnic identity is a fundamentally “valley” conceit. Out in the hills or on the far wild plains, people exist in more of a quantum superposition of identities, and the nonsensical patterns you see in the histories come from imperial ethnographers feverishly making classical measurements in a double-slit experiment and trying to jam the results into a sensible form.
John Psmith, “REVIEW: The Art of Not Being Governed by James C. Scott”, Mr. and Mrs. Psmith’s Bookshelf, 2023-01-16.
1. Scott has yet another book about how this important detail of the stock story is totally false. In Scott’s telling, early agriculture produced fewer calories per hour of work than hunting and foraging. The entire increase in social complexity associated with primitive agriculture came not from a food surplus, but from the fact that it was easier to measure how much food everybody was producing and confiscate a portion of it.
2. Maybe then one of their descendants can go to Yale Law School and write a book about it.
3. Next time you’re driving through Montana, try to count how many people are transplants from New York or California.
4. Once you know this fact, you can go back and read those classical texts esoterically, and nervous panic over people defecting from civilization is practically all you will see.
5. I’ve used “hill people” throughout this review as a synecdoche for groups that have rejected a life-pattern involving settled agriculture and tax-paying, but as Scott points out there are many kind of terrain unsuitable or difficult for state administration. Marshes have historically been another magnet for those rejecting polite society, as have deserts and open plains.
September 3, 2023
The Saalburg: A Roman Fort on the German Frontier
Scenic Routes to the Past
Published 23 May 2023A brief tour of the principal buildings in the Saalburg, Germany’s most completely reconstructed Roman fort.
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August 12, 2023
The urge to compare our own culture to the declining Roman Empire
In UnHerd, Alexander Poots wants pundits to stop comparing this or that country in the West to the latter stages of the Gibbonian decline of Rome:
“The Course of Empire – Desolation” by Thomas Cole, one of a series of five paintings created between 1833 and 1836.
Wikimedia Commons.
On both sides of the Atlantic, hysterical comparisons between the collapse of the Roman Empire and the senile polities of the modern West have become the journalistic norm. Every major problem facing our society — from climate change to Covid to inflation — has received the Gibbon treatment.
There are, of course, regional variations. The British, tied by geography to Europe’s fortunes, tend to favour the definitive fall of the Western empire in AD 476. The Americans, ever fearful of an over-mighty executive, linger on the collapse of senatorial authority in 49 BC. And it is also more than a journalistic trope, with the unacknowledged legislators of our world also playing the same game. Elon Musk recently suggested that today’s baby drought is analogous to the low birth rates of Julius Caesar’s dictatorship. Marc Andreessen has compared California to Rome circa AD 250. Joe Rogan, meanwhile, is beginning to suspect that all this gender business might have a worrying ancient precedent.
Such appeals to the past are only human. The fourth word in Virgil’s Aeneid is Troiam. This is the first fact that we learn about Aeneas: he is from Troy. Virgil does not even bother to tell us his hero’s name until the 92nd line. Doubtless, the poets of Ur and Hattusha had their own Troys. And perhaps the first men who placed one mud brick upon another sang of flooded valleys, choked caves and herds that no longer ran. But Rome has been our common loss since the early Middle Ages. As Virgil looked back to Priam, so we look back to Virgil. In 1951, it was perfectly natural for W. H. Auden to compare a dying Britain with a dead Rome: “Caesar’s double-bed is warm / As an unimportant clerk / Writes I DO NOT LIKE MY WORK / On a pink official form”
But journalists and billionaires do not work in a poetic register. They deal in facts and lucre. When they say that Britain or America is following imperium Romanum down the dusty track to oblivion, they seem to be speaking literally. This is not a mistake that Virgil would have made. It is all very well to evoke Rome as an elegiac warning. But if we believe that there are concrete lessons to learn from the Roman Empire’s decline and fall, then we will have to examine the mother of cities as she really was. The results are surprising.
In AD 384, 400 years after Virgil composed his Aeneid, Quintus Aurelius Symmachus had a bridge problem. Symmachus was Urban Prefect of Rome, a role of huge responsibility. By the fourth century, the city of Rome was no longer the imperial capital of the western empire; it had been replaced in 286 by Mediolanum (modern Milan), which was a good deal closer to the empire’s febrile northern borders. But Rome remained the nation’s hearthstone. Her good governance was of the highest priority. The Urban Prefect dispensed justice, organised games, fed the mob and looked after the material fabric of the city. It was not an enviable position. One man had to keep the vast, turbulent metropolis ticking over with the minimum of rioting. Symmachus was well aware of the touchiness of the Roman pleb. His own father had been burned out of his house and chased from the city after making a catty remark of the “let them eat cake” variety during the wine shortage of 375.
The bridge problem went like this. Around 382, the emperor Gratian ordered that a new bridge be built across the Tiber. It soon became clear that construction was taking too long and costing too much. Two years later, as the project neared completion, one span collapsed. Such waste of public funds could not be ignored, and so an inquiry was launched. A specialist diver was engaged to examine the structure; he discovered that the job had been bodged. The engineers responsible for the project, Cyriades and Auxentius, were summoned to account for their failure. Each blamed the other, before Auxentius, who had been caught backfilling sections of the bridge with bales of hay, fled the city — pockets doubtless jingling with public gold.
On the face of it, this sounds like a very late Roman story: a nation once famous for its engineering prowess could no longer build a bridge across the Tiber without everything going horribly wrong. But I’m not sure that’s true. Problems arise all the time, and in themselves tell us very little about a society. What matters is the response to those problems. And Symmachus’s dispatches to the imperial court make it clear that his response was considered and comprehensive. The bridge was completed in the end, and stood for over 1,000 years until its demolition in 1484. Now think of 21st-century London: remember what happened the last time we tried to build a bridge across the Thames?
August 11, 2023
QotD: Subsistence versus market-oriented farming in pre-modern societies
Remember: in most pre-modern societies, the small farmers are largely self-sufficient. They don’t need very many of the products of the big cities and so – at least initially – the market is a poor mechanism to induce them to produce more. There simply aren’t many things at the market worth the hours of labor necessary to get them – not no things, but just not very many (I do want to stress that; the self-sufficiency of subsistence farmers is often overstated in older scholarship; Erdkamp (2005) is a valuable corrective here). Consequently, doing anything that isn’t farming means somehow forcing subsistence farmers to work more and harder in order to generate the surplus to provide for those people who do the activities which in turn the subsistence farmers might benefit from not at all. But of course we are most often interested in exactly all of those tasks which are not farming (they include, among other things, literacy and the writing of history, along with functionally all of the events that history will commemorate until quite recently) and so the mechanisms by which that surplus is generated matter a great deal.
First, the large landholder’s farm itself existed to support the landholder’s lifestyle rather than his actual subsistence, which meant its production had to be directed towards what we might broadly call “markets” (very broadly understood). Now many ancient and even medieval agricultural writers will extol the value of a big farm that is still self-supporting, with enough basic cereal crops to subsist the labor force, enough grazing area for animals to provide manure and then the rest of the land turned over to intensive cash-cropping. But this was as much for limiting expenses to maximize profits (a sort of mercantilistic maximum-exports/minimum-imports style of thinking) as it was for developing self-sufficiency in a crisis. Note that we (particularly in the United States) tend to think of cash crops as being things other than food – poppies, cotton, tobacco especially. But in many cases, wheat might be the cash crop for a region, especially for societies with lots of urbanism; good wheat land could bring in solid returns […]. The “cash” crop might be grapes (for wine) or olives (mostly for olive oil) or any number of other necessities, depending on what the local conditions best supported (and in some cases, it could be a cash herd too, particularly in areas well-suited to wool production, like parts of medieval Britain).
Second, the exploitation by the large landholder forces the smaller farmers around him to make more intensive use of their labor. Because they are almost always in debt to the fellow with the big farm and because they need to do labor to get access to plow teams, manure, tools, or mills and because the large landholder’s land-ready-for-sharecropping is right there, the large landholder both creates the conditions that impel small farmers to work more land (and thus work more days) than their own small farms do and also creates the conditions where they can farm more intensively (both their own lands and the big farm’s lands, via plow teams, manure, etc.). Of course the large landholder then generally immediately extracts that extra production for his own purposes. […] all of the folks who aren’t small farmers looking to try to get small farmers to work harder than is in their interest in order to generate surplus. In this case, all of that activity funnels back into sustaining the large landholder’s lifestyle (which often takes place in town rather than in the countryside), which in turn supports all sorts of artisans, domestics, crafters and so on.
And so the large landholder needs the small subsistence farmers to provide flexible labor and the small subsistence farmers (to a lesser but still quite real degree) need the large landholder to provide flexibility in capital and work availability and the interaction of both of these groups serves to direct more surplus into activities which are not farming.
Bret Devereaux, “Collections: Bread, How Did They Make It? Part II: Big Farms”, A Collection of Unmitigated Pedantry, 2020-07-31.
August 4, 2023
QotD: The “knowledge base” problem in teaching history
The point is this: Even if I were an expert in that particular field (I’m not; as with Sovietology, I’m a gentleman amateur), there are zillions of people who know more of the details than I do. It seems like half the Internet can reel off, from memory, the entire command structure of the 6th Volksgrenadier regiment. Teach a “Modern Europe” class, and you’re guaranteed to have at least one of them among the studentry. Knowledge, in that sense, is over-supplied.
It’s over-supplied in another way, too. There have been tremendous recent advances in the study of, say, the Roman Empire. Computer modeling of seed-distribution patterns and asdzlsjdfjkha … sorry, my head hit the keyboard, I can’t stay awake for this stuff, but I’m sure glad someone can, because it’s important. As I understand it, there have been revolutions even in older fields like numismatics and epigraphy — you can learn a lot from coins and inscriptions, and they’re changing our understanding of some fundamental stuff (see e.g. Roman coins in Japan).
But knowledge is also under-supplied, especially from the teachers’ side. Not just “knowledge of human nature”, above, though of course that’s a biggie. Here’s a far from exhaustive list of what I was NOT taught in graduate school:
- economics
- military strategy
- ecology
- agriculture
- logistics
- Western languages
- non-Western languages
and so on. Now, some of these you’re supposed to have supplied yourself (e.g. the languages, provided you don’t need them for your specialty, and at one time I could muddle through a few), but nobody checks. Obviously nobody checks when it comes to economics, because everyone in the Biz is a Marxist, and sentence one of page one of any basic economics textbook should read “Marxism is a comprehensive crock of horseshit”, but it works that way for all the others, too. Considering that “farming” and “fighting” are two of the Three F’s that comprise “what almost all humans did, all the time, for all of recorded history”, those are some pretty goddamn big oversights … you know, if actually knowing how humans do is the point.1
Severian, “How to Teach History”, Rotten Chestnuts, 2020-12-23.
1. the third F, for the record, is “fucking”, and like the languages, you’re supposed to have acquired a working knowledge of that on your own before you arrive. Alas, that obviously didn’t work out as planned. The 40 Year Old Virgin wasn’t supposed to be a documentary, but it’s pretty much cinéma vérité in your average graduate program. Trust me: The persyn with bespoke pronouns has them because xzhey have absolutely no idea what to do with their naughty bits. When I say that a night on the town with a sailor on shore leave would cure most of these … organisms … of the majority of their problems, I mean it. Getting eggheads blued, screwed, and tattooed wouldn’t save America, but it would be a damn good start.
July 25, 2023
QotD: Non-free farm labourers in pre-modern agriculture
Bret Devereaux, “Collections: Bread, How Did They Make It? Part II: Big Farms”, A Collection of Unmitigated Pedantry, 2020-07-31.
July 9, 2023
Imperial Rome
In UnHerd, Freddie Sayers talks to historian and podcaster Tom Holland about his latest book, Pax:
To his army of ardent followers, Tom Holland has a unique ability to bring antiquity alive. An award-winning British historian, biographer and broadcaster, his thrilling accounts offer more than a mere snapshot of life in Ancient Greece and Rome. In Pax — the third in his encyclopaedic trilogy of best-sellers narrating the rise of the Roman Empire — Holland establishes how peace was finally achieved during the Golden Age, with a forensic recreation of key lives within the civilisation, from emperors to slaves.
This week, Holland came to the UnHerd club to talk about Roman sex lives, Christian morality, and the rise and fall of empires. Below is an edited transcript of the conversation.
Freddie Sayers: Let’s kick off with the very first year in your book.
Tom Holland: It opens in AD 68, which is the year that Nero committed suicide: a key moment in Roman history, and a very, very obvious crisis point. Nero is the last living descendant of Augustus, and Augustus is a god. To be descended from Augustus is to have his divine blood in your veins. And there is a feeling among the Roman people that this is what qualifies you to rule as a Caesar, to rule as an emperor. And so the question that then hangs over Rome in the wake of Nero’s death is: what do we do now? We no longer have a descendant of the divine Augustus treading this mortal earth of ours. How is Rome, how is its empire, going to cohere?
FS: It seemed to me, when I was reading Pax, that there was a recurring theme: a movement between what’s considered decadence, and then a reassertion of either a more manly, martial atmosphere, or a return to how things used to be — to the good old days. With each new emperor in this amazing narrative, it often feels like there’s that same kind of mood, which is: things have gotten a bit soft. We’re going to return to proper Rome.
TH: It’s absolutely a dynamic that runs throughout this period. And it reflects a moral anxiety on the part of the Romans that has been characteristic of them, really, from the time that they start conquering massively wealthy cities in the East — the cities in Asia Minor or Syria or, most of all, Egypt. There’s this anxiety that this wealth is feminising them, that it’s making them weak, it’s making them soft — even as it is felt that the spectacular array of seafood, the gold, the splendid marble with which Rome can be beautified, is what Romans should have, because they are the rulers of the world.
That incredible tension is heightened by class anxieties. There’s no snob like a senatorial snob. They want to distinguish themselves from the masses. But at the same time, there’s the anxiety that if they do this in too Greek a way, in too effeminate a way, then are they really Romans? And so the whole way through this period, the issue of how you can enjoy your wealth, if you are a wealthy Roman, without seeming “unRoman”, is an endearing tension. And of course, there is no figure in the empire who has to wrestle with that tension more significantly than Caesar himself.
FS: The 100-odd years that you’re covering in this volume is a period of great peace and prosperity and power, and yet at each juncture, it feels like there’s this anxiety. That’s what surprised me as a reader. There’s this sense of the precariousness of the empire — maybe it’s become softer, maybe it’s decadent, or maybe it needs to rediscover how it used to be.
TH: And, you see, this is the significance of AD 69, “the Year of the Four Emperors”, because the question is, are the cycles of civil war expressive of faults? Of a kind of dry rot in the fabric of the Empire that is terminal? Of the anger of the gods? And whether, therefore, the Romans need to find a way to appease the gods so that the whole Empire doesn’t collapse. This is an anxiety that lingers for several decades. It looks to us like this is the heyday of the Empire. They’re building the Colosseum, they’re building great temples everywhere. But they’re worrying: “Have the gods turned against us?”
And of course, there is a very famous incident, 10 years after the Year of the Four Emperors, which is the explosion of Vesuvius. And this is definitely seen as another warning from the gods, because it coincides with a terrible plague in Rome, and it coincides with the incineration (for the second time in a decade) of the most significant temple in Rome — the great temple to Jupiter on the Capitol, the most sacred of the seven hills of Rome.
Romans offer sacrifice to the gods or you pay dues to the gods rather in the way that we take out an insurance policy. And if the gods are busy burying famous towns on the Bay of Naples beneath pyroclastic flows, or sending plagues, or burning down temples, then this, to most, is evidence that the Roman people have not been paying their dues. So a lot of what is going on — certainly in the imperial centre — in this period, is an attempt to try and get the Roman Empire back on a stable moral footing.
July 3, 2023
Three Forgotten Roman Megaprojects
toldinstone
Published 31 Mar 2023The longest tunnel in ancient history. A highway suspended over a raging river. A secret harbor for the Roman navy. These are three of the most impressive Roman engineering projects that you’ve probably never heard of.
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June 24, 2023
QotD: The plight of miners in pre-industrial societies
In the ancient Mediterranean, the clear testimony of the sources is that mining was a low-status occupation, one for enslaved people, criminals and the truly desperate. Being “sent to the mines” is presented, alongside being sent to work in the mills, as a standard terrible punishment for enslaved people who didn’t obey their owners and it is fairly clear in many cases that being sent to the mines was effectively a delayed death sentence. Diodorus Siculus describes mining labor in the gold mines of Egypt this way, in a passage that is fairly representative of the ancient sources on mining labor more generally (3.13.3, trans Oldfather (1935)):
For no leniency or respite of any kind is given to any man who is sick, or maimed, or aged, or in the case of a woman for her weakness, but all without exception are compelled by blows to persevere in their labours, until through ill-treatment they die in the midst of their tortures. Consequently the poor unfortunates believe, because their punishment is so excessively severe, that the future will always be more terrible than the present and therefore look forward to death as more to be desired than life.
It is clear that conditions in Greek and Roman mines were not much better. Examples of chains and fetters – and sometimes human remains still so chained – occur in numerous Greek and Roman mines. Unfortunately our sources are mostly concerned with precious metal mines and those mines also seem to have been the worst sorts of mines to work in, since the long underground shafts and galleries exposed the miners to greater dangers from bad air to mine-collapses. That said, it is hard to imagine working an open-pit iron mine by hand, while perhaps somewhat safer, was any less back-breaking, miserable toil, even if it might have been marginally safer.
Conditions were not always so bad though, particularly for free miners (being paid a wage) who tended to be treated better, especially where their labor was sorely needed. For instance, a set of rules for the Roman mines at Vipasca, Spain provided for contractors to supply various amenities, including public baths maintained year-round. The labor force at Vipasca was clearly free and these amenities seem to have been a concession to the need to make the life of the workers livable in order to get a sufficient number of them in a relatively sparsely populated part of Spain.
The conditions for miners in medieval Europe seems to have been somewhat better. We see mining communities often setting up their own institutions and occasionally even having their own guilds (for instance, there was a coal-workers guild in Liege in the 13th century) or internal regulations. These mining communities, which in large mining operations might become small towns in their own right, seem to have often had some degree of legal privileges when compared to the general rural population (though it should be noted that, as the mines were typically owned by the local lord or state, exemption from taxes was essentially illusory as the lord or king’s cut of the mine’s profits was the taxes). It does seem notable that while conditions in medieval mines were never quite so bad as those in the ancient world, the rapid expansion of mining activity beginning in the 15th century seems to have coincided with a loss of the special status and privileges of earlier medieval European miners and the status associated with the labor declined back down to effectively the bottom of the social spectrum.
(That said, it seems necessary to note that precious metal-mining done by non-free Native American laborers at the order of European colonial states appears to have been every bit as cruel and deadly as mining in the ancient world.)
Bret Devereaux, “Iron, How Did They Make It? Part I, Mining”, A Collection of Unmitigated Pedantry, 2020-09-18.
June 20, 2023
QotD: When kings and emperors become gods
Divine rulership was not universal however – it was subject to cultural context. In Egypt, the Pharaoh was the Living Horus, a physical incarnation of the divine; when he died he became Osiris, the ruler over the underworld. The mystery of the duality whereby a Pharaoh was both a specific person (and might be a different person in the future) but also the same god each time seems to owe something to the multipart Egyptian conception of the soul. Naram-Sin, an Akkadian King (2254-2218 B.C.) represents himself as divine (shown by his having horns) on his victory stele; future kings of Akkad followed suit in claiming a form of divinity, albeit a lesser one than the big-time great gods.
But in Mesopotamia, the rulers of Akkad were the exception; other Mesopotamian kings (Sumerian, Babylonian, etc) did not claim to be gods – even very great kings (at least while alive – declaring a legendary ruler a god is rather more like a divine founder figure). Hammurabi (king of Babylon, c.1810-c.1750 B.C.) is shown in his royal artwork very much a man – albeit one who receives his mandate to rule from the gods Shamash and Marduk. Crucially, and I want to stress this, the Achaemenid kings of Persia were not considered gods (except inasmuch as some of them also occupied the position of Pharaoh of Egypt; it’s not clear how seriously they took this – less seriously than Alexander and Ptolemy, quite clearly). The assumption that the Persians practiced a divine kingship is mostly a product of Greek misunderstandings of Persian court ritual, magnified in the popular culture by centuries of using the Persian “other” as a mirror and (usually false) contrast for European cultures.
But the practice that my students often find most confusing is that of the Roman emperors. To be clear, Roman emperors were not divinized while they were alive. Augustus had his adoptive father, Julius Caesar divinized (this practice would repeat for future emperors divinizing their predecessors), but not himself; the emperor Vespasian, on his deathbed, famously made fun of this by declaring as a joke, “Alas! I think I’m becoming a god” (Suet. Vesp. 23.4). And yet, at the same time, outside of Rome, even Augustus – the first emperor – received cult and divine honors, either to his person or to his genius (remember, that’s not how smart he is, but the divine spirit that protects him and his family).
I think it is common for us, sitting outside of these systems, to view this sort of two-step dance, “I’m not a god, but you can give me divine honors in the provinces and call me a god, just don’t do it too loudly” as fundamentally cynical – and to some degree it might have been; Augustus was capable of immense cynicism. But I think it is possible to view this relationship outside of that cynicism through the lens of the ideas and rules we’ve laid out.
Bret Devereaux, “Collections: Practical Polytheism, Part IV: Little Gods and Big People”, A Collection of Unmitigated Pedantry, 2019-11-15.
April 21, 2023
Tiberius Caesar, the second Roman Emperor
Andrew Doyle considers how the reputation of Emperor Tiberius was shaped (and blackened) by later historians:
Tiberius Caesar
Original in Ny Carlsberg Glyptotek, Copenhagen via Wikimedia Commons.
I am at the home of a psychopath. Here on the easternmost point of the island of Capri, the ancient ruins of the Villa Jovis still cling to the summit of the mountain. This was the former residence of the Emperor Tiberius, who retired here for the last decade of his life in order to indulge in what Milton described as “his horrid lusts”. He conducted wild orgies for his nymphs and catamites. He forced children to swim between his thighs, calling them his “little fish”. He raped two brothers and broke their legs when they complained. He threw countless individuals to their deaths from a precipice looming high over the sea.
That these stories are unlikely to be true is beside the point; Tiberius’s reputation has done wonders for the tourist trade here on Capri. The historians Suetonius and Tacitus started the rumours and, with the help of successive generations of sensationalists, established a tradition that was to persist for almost two millennia.
All of which serves as a reminder that reputations can be constructed and sustained on the flimsiest of foundations. Suetonius and Tacitus were writing almost a century after the emperor’s death, and many of their lurid stories were doubtless echoes of those circulated by his most spiteful enemies. Or perhaps it’s simply a matter of prurience. Who can deny that the more lascivious and outlandish acts of the Roman emperors are by far the most memorable? One thinks immediately of Caligula having sex with his siblings and appointing his horse as consul. Or Nero murdering his own mother, and taking a castrated slave for his bride, naming him after the wife he had kicked to death. For all their horror, who doesn’t feel cheated when such tales turn out to be false?
Our reputations are changelings: protean shades of other people’s imaginations. More often than not, they are birthed from a combination of uninformed prejudice and wishful thinking. And we should be in no doubt that in our online age, when lies are disseminated at lightning speed and casual defamation has become the activist’s principal strategy, reputations are harder to heal once tarnished.
I am tempted to feel pity for future historians. Quite how they will be expected to wade through endless reams of emails, texts, and other digital materials — an infinitude of conflicting narratives and individual “truths” — really is beyond me. At least when there is a dearth of primary sources it is possible to piggyback onto a firm conclusion. “Suetonius said” has a satisfactory and definitive air, but only because there are so few of his contemporary voices available to contradict him.
April 17, 2023
QotD: Tenant-farming (aka “sharecropping”) in pre-modern societies
In many cases, small freeholders might also work as tenants on a nearby large estate as well. There are many good reasons for a small free-holding peasant to want this sort of arrangement […]. So a given area of countryside might have free-holding subsistence farmers who do flexible sharecropping labor on the big estate from time to time alongside full-time tenants who worked land entirely or almost entirely owned by the large landholder. Now, as you might imagine, the situation of tenants – open to eviction and owing their landlords considerable rent – makes them very vulnerable to the landlord compared to neighboring freeholders.
That said, tenants in this sense were generally considered free persons who had the right to leave (even if, as a matter of survival, it was rarely an option, leaving them under the control of their landlords), in contrast to non-free laborers, an umbrella-category covering a wide range of individuals and statuses. I should be clear on one point: nearly every pre-modern complex agrarian society had some form of non-free labor, though the specifics of those systems varied significantly from place to place. Slavery of some form tends to be the rule, rather than the exception for these pre-modern agrarian societies. Two of the largest categories of note here are chattel slavery and debt bondage (also called “debt-peonage”), which in some cases could also shade into each other, but were often considered separate (many ancient societies abolished debt bondage but not chattel slavery for instance and debt-bondsmen often couldn’t be freely sold, unlike chattel slaves). Chattel slaves could be bought, sold and freely traded by their slave masters. In many societies these people were enslaved through warfare with captured soldiers and civilians alike reduced to bondage; the heritability of that status varies quite a lot from one society to the next, as does the likelihood of manumission (that is, becoming free).
Under debt bondage, people who fell into debt might sell (or be forced to sell) dependent family members (selling children is fairly common) or their own person to repay the debt; that bonded status might be permanent, or might hold only till the debt is repaid. In the later case, as remains true in a depressing amount of the world, it was often trivially easy for powerful landlord/slave-holders to ensure that the debt was never paid and in some systems this debt-peon status was heritable. Needless to say, the situation of both of these groups could be and often was quite terrible. The abolition of debt-bondage in Athens and Rome in the sixth and fourth centuries B.C. respectively is generally taken as a strong marker of the rising importance and political influence of the class of rural, poorer citizens and you can readily see why this is a reform they would press for.
Bret Devereaux, “Collections: Bread, How Did They Make It? Part II: Big Farms”, A Collection of Unmitigated Pedantry, 2020-07-31.
April 10, 2023
QotD: Interaction between “big” farmers and subsistence farmers in pre-modern societies
And then just over the way, you have the large manor estate, or the Roman villa, or the lands owned by a monastery (because yes, large landholders were sometimes organizations; in medieval Europe, monasteries filled this function in some places) or even just a very rich, successful peasant household. Something of that sort. They have the capital (plow-teams, manure, storage, processing) to more intensively farm the little land our small farmers have, but also, where the small farmer has more labor than land, the large landholder has more land than labor.
The other basic reality that is going to shape our large farmers is their different goals. By and large our small farmers were subsistence farmers – they were trying to farm enough to survive. Subsistence and a little bit more. But most large landholders are looking to use the surplus from their large holdings to support some other activity – typically the lifestyle of wealthy elites, which in turn require supporting many non-farmers as domestic servants, retainers (including military retainers), merchants and craftsmen (who provide the status-signalling luxuries). They may even need the surplus to support political activities (warfare, electioneering, royal patronage, and so on). Consequently, our large landholders want a lot of surplus, which can be readily converted into other things.
The space for a transactional relationship is pretty obvious, though as we will see, the power imbalances here are extreme, so this relationship tends to be quite exploitative in most cases. Let’s start with the labor component. But the fact that our large landholders are looking mainly to produce a large surplus (they are still not, as a rule, profit maximizing, by the by, because often social status and political ends are more important than raw economic profit for maintaining their position in society) means that instead of having a farm to support a family unit, they are seeking labor to support the farm, trying to tailor their labor to the minimum requirements of their holdings.
[…]
The tricky thing for the large landholder is that labor needs throughout the year are not constant. The window for the planting season is generally very narrow and fairly labor intensive: a lot needs to get done in a fairly short time. But harvest is even narrower and more labor intensive. In between those, there is still a fair lot of work to do, but it is not so urgent nor does it require so much labor.
You can readily imagine then the ideal labor arrangement would be to have a permanent labor supply that meets only the low-ebb labor demands of the off-seasons and then supplement that labor supply during the peak seasons (harvest and to a lesser extent planting) with just temporary labor for those seasons. Roman latifundia may have actually come close to realizing this theory; enslaved workers (put into bondage as part of Rome’s many wars of conquest) composed the villa’s primary year-round work force, but the owner (or more likely the villa’s overseer, the vilicus, who might himself be an enslaved person) could contract in sharecroppers or wage labor to cover the needs of the peak labor periods. Those temporary laborers are going to come from the surrounding rural population (again, households with too much labor and too little land who need more work to survive). Some Roman estates may have actually leased out land to tenant farmers for the purpose of creating that “flexible” local labor supply on marginal parts of the estate’s own grounds. Consequently, the large estates of the very wealthy required the impoverished many subsistence farmers in order to function.
Bret Devereaux, “Collections: Bread, How Did They Make It? Part II: Big Farms”, A Collection of Unmitigated Pedantry, 2020-07-31.
