A polis is made up of households, called oikoi (singular: oikos), to the point that creating a new polis was called synoikismos (or synocism). The Greek there is συνοικισμóς, συν- (meaning “together”) and οἶκος giving the word a meaning something like “living together in one house” or “putting the houses together as one”. This was the word the Greeks used to describe the process by which a disparate set of tribes, villages and households came together to create a polis; Indeed Aristotle (Arist. Pol. 1253b) is explicit that the oikos is the smallest unit, the “atom” to use M.H. Hansen’s word, of the polis, not the individual.
So what is an oikos? Well that word is about as plastic as polis. Oikos can mean a house (as in a physical building), or it can mean a household (as in the family that dwells in that building) or it can mean all of the property of that household, and indeed Greek writers will use this word to mean all of these things, often in the same context (that is they shift freely between these linked meanings, not seeing them as fully distinct). Now as a “family” we should note that an oikos was rather more extensive than our sense of family (though rather less extensive than the Roman concept of a familia and a lot less extensive than a Roman gens; we’ll come to these in a later series): an oikos consisted of all of the people who lived together in a house, which generally meant the adult citizen male, his wife and dependents and also their enslaved workers. It that family had enslaved workers who did not live with them, they also generally counted as part of the oikos because they were understood as the property of it.
The creation of a polis meant merging all of these things together in a very literal way. In a physical sense the creation of a town core meant literally putting houses together, as a good part of the population might move to live in that town core (with their farms just outside the town in walking distance, remember: most of these poleis are very small). Indeed M.H. Hansen notes in the introductory article on synoikismos in the Inventory that the only “purely political synoecism” – that is, a synoikismos that did not involve actually moving people to form or merge with a new town center but merely politically united existing geographically distinct communities – occurs in myth in Theseus’ supposed creation of the Athenian poleis. That this sort of synoikismos never happens in the historical period (there’s an attempt in Ionia in 547/6 but it never gets off the ground) ought to suggest that it probably didn’t happen with Theseus either.
It is also in a sense the merging of families, as one of the key privileges of citizenship in a polis was the right to marry women of citizen status (that is, the daughters of citizens) and thus have citizen children. And it meant the new citizenry putting their fortunes – in a literal, physical sense of the wealth that enabled them to survive (think farms and farming) – together in common when it came to things like war.
This may all seem fairly straightforward, but I invite you to consider the different implications it has compared to the way we mostly conceive of the population of a country, which we tend to imagine as a collection of individuals; as we’ll see the Greeks did this a bit too, but it wasn’t the first thought they reached for. In the polis, it is the households that have standing, represented by their adult, free citizen male heads, not individuals. The polis protects the households from the world, not the members of the household from each other, with the most obvious and immediate legal implication being the fact that crimes against junior members of the household are often understood as property crimes against the head of the household and actions within the household are simply not the business of the state. Now we shouldn’t over-stretch this: the Greeks were capable of understanding non-free and non-male people as individuals at times, but the political structure of the polis is predicated on units of households.
Bret Devereaux, “Collections: How to Polis, 101: Component Parts”, A Collection of Unmitigated Pedantry, 2023-03-10.
September 24, 2023
QotD: The composition of the polis
September 21, 2023
QotD: The Iliad as Bronze Age gangsta rap
What was cool though is I felt like I came away with a much better understanding of Socrates, Plato, and that whole milieu. Much like it’s easy to miss the radicalism of Christianity when you come from a culture steeped in it, it’s easy to miss the radicalism of Socrates if you don’t understand that this is the culture he was reacting against. Granted, the compilation of the Homeric epics took place centuries before the time of classical Athens, but my sense is that in important respects things hadn’t changed all that much. In our society, even people who aren’t professing Christians have been subliminally shaped by a vast set of Christian-inflected moral and epistemic and metaphysical assumptions. Well in the same way, in the Athens of Socrates and of the Academy, the “cultural dark matter” was the world of the Iliad: honor, glory, blinged out bronze armor, tearing hot teenagers from the arms of their lamenting parents, etc.
We have a tendency to think of the Greek philosophers as emblematic of their civilization, when in reality they were one of the most bizarre and unrepresentative things that happened in that society. But Numa Denis Fustel de Coulanges is here to tell us it wasn’t just the philosophers! So much of our mental picture of Ancient Greece and Rome is actually a snapshot of one fleeting moment in the histories of those places, arguably a very unrepresentative moment at which everything was in the process of collapsing. It’s like if [POP CULTURE ANALOGY I’M TOO TIRED TO THINK OF]. And actually once you think about it this way, everything makes way more sense. All those weird customs the Greeks and Romans had, all the lares and penates and herms and stuff, those are what these societies were about for hundreds and hundreds of years, and the popular image is just this weird encrustation, this final flowering at the end.
Jane and John Psmith, “JOINT REVIEW: The Ancient City, by Numa Denis Fustel de Coulanges”, Mr. and Mrs. Psmith’s Bookshelf, 2023-02-20.
September 6, 2023
Some key planks from Scott Alexander’s presidential platform
I was a bit surprised to find that Scott Alexander has decided to toss his hat into not one, but two party primaries for the 2024 presidential nomination:
The American people deserve a choice. They deserve a candidate who will reject the failed policies of the past and embrace the failed policies of the future. It is my honor to announce I am throwing my hat into both the Democratic and Republican primaries (to double my chances), with the following platform:
Ensure Naval Supremacy And Reduce Wealth Inequality By Bringing Back The Liturgy
The liturgy was a custom of ancient Athens. When the state needed something (usually a new warship) it would ask for volunteers among its richest citizens. Usually one would step up to gain glory or avoid scorn; if nobody did, the courts were allowed to choose the richest person who hadn’t helped out recently. The liturgist would fund the warship and command it as captain for two years, after which his debt to the state was considered discharged and he was given a golden crown. Historians treat the liturgy as a gray area between voluntary service and compulsory taxation; most rich Athenians were eager to serve and gain the relevant honor, but they also knew that if they didn’t, they could be compelled to perform the same service with less benefit to their personal reputation.
Defense analysts warn that America’s naval dominance is declining:
Only 25 per cent of America’s 114 commissioned surface combatants (cruisers, destroyers, and littoral combat ships) are less than a decade old. By comparison more than 80 per cent of China’s 141 destroyers, frigates, and corvettes have been commissioned in the past decade. In the same time period, the United States commissioned 30 surface combatants … The nearly 600-ship Navy of the late 1980s deployed only 15 per cent of the fleet on average. Today, with fewer than 300 ships, the US Navy deploys more than 35 per cent to service its global missions, contributing to a material death spiral.
So America is short on warships. But it is very long on rich people with big egos. An aircraft carrier would cost the richest American billionaires about the same fraction of their wealth as a trireme cost the richest Athenian aristocrats. So I say: bring back the liturgy!
(source)
The American rich already enjoy spending their money on exciting vehicles — yachts for the normies, rockets for the more ambitious, Titanic submersibles for the suicidal. Why not redirect this impulse towards public service? Imagine the fear it would strike into the hearts of the Chinese when the USS Musk enters Ludicrous Mode in the waters off the Taiwan Strait, with Elon himself at the wheel. Imagine how efficiently the USS Jeff Bezos will deliver its payloads! And does anyone doubt that billionaires – usually careful to avoid taxes — will jump at the chance to do this?
The Athenians had a parallel liturgy for rich people who would select and sponsor theater productions, but I think we can skip this one for now.
[…]
Legalize Lying About Your College On Resumes
Colleges trap Americans in a cycle of burdensome loans and act to reinforce class privilege. I have previously advocated making college degree a protected characteristic which it is illegal to ask people about on job applications. But this would be hard to enforce, and people would come up with other ways to communicate their education level.
So let’s think different: let’s make it legal to lie about your college on resumes (it is already not technically illegal to lie on a resume, but companies can ask for slightly different forms of corroboration which it is illegal to lie on). Everyone can just say “Harvard”, and nobody will have any unfair advantage over anyone else.
Start An Internet-Pop-Up Trade War With The European Union
For too long, Americans have groaned under the weight of foreign cookie-related-pop-ups which they and their elected representatives have no control over. It’s time to fight back.
When I am elected, I will mandate that all American websites serve popups to European Union residents explaining why the GDPR is annoying and why it affects even Americans who have no say in it. If the Europeans want to be able to access Google, Facebook, Twitter, or any other US-based site without clicking “I understand” every time they reload it, they’ll have to pressure their government to do something about GDPR.
Appoint Donald Trump Constitutional Monarch
This would require a constitutional amendment, but I’m sure I could convince enough people.
The British experience suggests that the role of a constitutional monarch is to flaunt how rich they are, get 24-7 news coverage regardless of whether or not they do anything interesting, and have scandals. Donald Trump is the best person in the world at all three of these things
Trump wants to be on top, but is not that interested in governing. Meanwhile, American liberals (by revealed preference) want to continue thinking about him every hour of every day forever, but also don’t want him to govern. Constitutional monarchy would satisfy everyone’s preferences. If Trump is destined to destroy democracy — and everyone agrees that he is — let’s make it happen as gently and non-destructively as possible.
Obviously the royal family can’t participate in regular electoral politics, which means no Trump would ever be able to run for office ever again. This is the only way we are ever getting rid of them, you know this is true, please don’t throw away this chance.
I would support reverse primogeniture-based inheritance — ie the youngest son takes the throne — just so we can have a “King Barron”.
August 31, 2023
QotD: A typical polis
In any case there certainly were a lot of them. The Polis Center’s inventory counts just over a thousand archaic and classical poleis (it does not extend into the Hellenistic period), of which probably around 800-900 existed at one time. Now our vision of these poleis is necessarily a bit skewed: most were very small and leave little evidence, while the two most prominent poleis in our sources by far, Athens and Sparta, were both very unusual in their size and governing structures. That said while most poleis were very small, it doesn’t follow that most Greeks lived in very small poleis; M.H. Hansen notes ((2006), 83) that by his estimates 80% of all of the poleis housed around 35% of the polis-living population, while the top 10% largest poleis housed roughly 40%.
But the smallest poleis could be very small. A touch over 200 poleis in the inventory had territories of less than 100km2. A small polis like that might have a total population of just a few thousand, with an even smaller subset of that population consisting of adult citizen males. On the other hand, very large poleis like Athens or Sparta might have hundreds of thousands of inhabitants, though as M.H. Hansen notes in the inventory these sorts of massive poleis with territories in excess of 1,000km2 were very rare: there are just thirteen such known.
But crucially for this survey, what we’re going to see is that there some fairly common and standard polis institutions, which seem fairly common regardless of size. Indeed, the language and thinking of our Greek sources is often informed by a sort of idea of an ideal or standard polis, from which every real polis deviates in certain ways. These little communities had institutions which resembled each other, to the point that the difference between “oligarchic” or “democratic” or even “tyranical” poleis could be surprisingly slight. So that’s what we’re going to look at here: a basic sense of what a polis notionally was. And we’ll begin by looking at the parts that comprised a polis, which is going to be quite important as we go forward, since the way one structures a government depends on how one imagines the component parts being governed.
Bret Devereaux, “Collections: How to Polis, 101: Component Parts”, A Collection of Unmitigated Pedantry, 2023-03-10.
August 7, 2023
QotD: How do we determine Roman dates like “46 BC”?
Now the Roman calendar is itself kind of a moving target, so we can start with a brief history of that. At some very early point the Romans seem to have had a calendar with ten months, with December as the last month, March as the first month and no January or February. That said while you will hear a lot of folk history crediting Julius Caesar with the creation of two extra months (July and August) that’s not right; those months (called Quintilis and Sextilis) were already on the calendar. By the time we can see the Roman calendar, it has twelve months of variable lengths (355 days total) with an “intercalary month” inserted every other year to “reset” the calendar to the seasons. That calendar, which still started in March (sitting where it does, seasonally, as it does for us), the Romans attributed to the legendary-probably-not-a-real-person King Numa, which means in any case even by the Middle Republic it was so old no one knew when it started (Plut. Numa 18; Liv 1.19.6-7). The shift from March to January as the first month in turn happens in 153 (Liv. Per. 47.13), probably for political reasons.
We still use this calendar (more or less) and that introduces some significant oddities in the reckoning of dates that are recorded by the Roman calendar. See, because the length of the year (355 days) did not match the length of a solar year (famously 365 days and change), the months “drifted” over the calendar a little bit; during the first century BC when things were so chaotic that intercalary months were missed, the days might drift a lot. This problem is what Julius Caesar fixed, creating a 365 day calendar in 46; to “reset” the year for his new calendar he then extended the year 46 to 445 days. And you might think, “my goodness, that means we’d have to convert every pre-45 BC date to figure out what it actually is, how do we do that?”
And the answer is: we don’t. Instead, all of the oddities of the Roman calendar remain baked into our calendar and the year 46 BC is still reckoned as being 445 days long and thus the longest ever year. Consequently earlier Roman dates are directly convertible into our calendar system, though if you care what season a day happened, you might need to do some calculating (but not usually because the drift isn’t usually extreme). But in expressing the date as a day, the fact that the Gregorian calendar does not retroactively change the days of the Julian calendar, which also did not retroactively change the days of the older Roman calendar means that no change is necessary.
Ok, but then what year is it? Well, the Romans counted years two ways. The more common way was to refer to consular years, “In the year of the consulship of X and Y.” Thus the Battle of Cannae happened, “in the year of the consulship of Varro and Paullus,” 216 BC. In the empire, you sometimes also see events referenced by the year of a given emperor. Conveniently for us, we can reconstruct a complete list of all of the consular years and we know all of the emperors, so back-converting a date rendered like this is fairly easy. More rarely, the Romans might date with an absolute chronology, ab urbe condita (AUC) – “from the founding of the city”, which they imagined to have happened in in 753 BC. Since we know that date, this also is a fairly easy conversion.
Non-Roman dates get harder. The Greeks tend to date things either by serving magistrates (especially the Athenian “eponymous archon”, because we have so many Athenian authors) or by Olympiads. Olympiad dates are not too bad; it’s a four-year cycle starting in 780 BC, so we are now in the 700th Olympiad. Archon dates are tougher for two reasons. First, unlike Roman consuls, we have only a mostly complete list of Athenian archons, with some significant gaps. Both dates suffer from the complication that they do not line up neatly with the start of the Roman year. Olympiads begin and end in midsummer and archon years ran from July to June. If we have a day, or even a month attached to one of these dates, converting to a modern Gregorian calendar date isn’t too bad. But if, as is often the case, all you have is a year, it gets tricky; an event taking place “in the Archonship of Cleocritus” (with no further elaboration) could have happened in 413 or 412. Consequently, you’ll see the date (if there is no month or season indicator that lets us narrow it down), written as 413/2 – that doesn’t mean “in the year two-hundred and six and a half” but rather “413 OR 412”.
That said, with a complete list of emperors, consuls and Olympiads, along with a nearly complete list of archons, keeping the system together is relatively easy. Things get sticky fast when moving to societies using regnal years for which we do not have complete or reliable king’s lists. So for instance there are a range of potential chronologies for the Middle Bronze Age in Mesopotamia. I have no great expertise into how these chronologies are calculated; I was taught with the “Middle” chronology as the consensus position and so I use that and aim just to be consistent. Bronze Age Egyptian chronology has similar disputes, but with a lot less variation in potential dates. Unfortunately while obviously I have to be aware of these chronology disputes, I don’t really have the expertise to explain them – we’d have to get an Egyptologist or Assyriologist (for odd path-dependent reasons, scholars that study ancient Mesopotamia, including places and cultures that were not Assyria-proper are still called Assyriologists, although to be fair the whole region (including Egypt!) was all Assyria at one point) to write a guest post to untangle all of that.
That said in most cases all of this work has largely been done and so it is a relatively rare occurrence that I need to actually back convert a date myself. It does happen sometimes, mostly when I’m moving through Livy and have lost track of what year it is and need to get a date, in which case I generally page back to find the last set of consular elections and then check the list of consuls to determine the date.
Bret Devereaux, “Referenda ad Senatum: January 13, 2023: Roman Traditionalism, Ancient Dates and Imperial Spies”, A Collection of Unmitigated Pedantry, 2023-01-13.
May 25, 2023
The Hoplite Heresy: Why We Don’t Know How the Ancient Greeks Waged War
The Historian’s Craft
Published 9 Feb 2023Hoplites are probably one of the first things that come to mind when one thinks of “Ancient Greece”. Equipped with a bronze spear and wearing bronze armor or a linothorax, and hefting the aspis — the hoplite‘s bronze shield — they fought in phalanxes. The classic mode of fighting in this formation was the “othismos“, the push, with the aim being to disrupt the enemy phalanx and break their formation. But, over the past few decades, views on hoplite warfare have been called into question and seriously revised, because there are problems in the source material. So, what are these problems, and how do historians of Ancient Greece understand hoplite warfare?
April 19, 2023
Philip II of Macedon (359 to 336 B.C.E.)
Historia Civilis
Published 24 May 2017
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April 1, 2023
Athenian or Visigoth? Western civilization or barbarism?
Jon Miltimore recalls Neil Postman’s 1988 essay titled “My Graduation Speech”, which seems even more relevant today than when he wrote it:
Alaric, King of the Visigoths, entering Athens in 395 AD.
Public domain illustration originally published in the Encyclopedia Britannica, 1920 via Wikimedia Commons.
What seemed to bother Postman was a nagging suspicion that modern humans were taking civilization for granted. This sentiment was more clearly expressed in one of Postman’s less-known literary works, his 1988 essay titled “My Graduation Speech“.
In his speech, Postman discusses two historic civilizations familiar to most people today — Athenians and Visigoths. One group, the Athenians, thrived about 2,300 years ago. The other, the Visigoths, made their mark about 1,700 years ago. But these civilizations were separated by much more than time, Postman explained.
The Athenians gave birth to a cultural enlightenment whose fruits are still visible today — in our art, education, language, literary works, and architecture. The Visigoths, on the other hand, are notable mostly for the destruction of civilization.
Postman mentions these peoples because, he argued, they still survive today. Here is what he wrote:
I do not mean, of course, that our modern-day Athenians roam abstractedly through the streets reciting poetry and philosophy, or that the modern-day Visigoths are killers. I mean that to be an Athenian or a Visigoth is to organize your life around a set of values. An Athenian is an idea. And a Visigoth is an idea.
But what ideas? What values? Postman explains:
To be an Athenian is to hold knowledge and, especially the quest for knowledge in high esteem. To contemplate, to reason, to experiment, to question — these are, to an Athenian, the most exalted activities a person can perform. To a Visigoth, the quest for knowledge is useless unless it can help you to earn money or to gain power over other people.
To be an Athenian is to cherish language because you believe it to be humankind’s most precious gift. In their use of language, Athenians strive for grace, precision, and variety. And they admire those who can achieve such skill. To a Visigoth, one word is as good as another, one sentence in distinguishable from another. A Visigoth’s language aspires to nothing higher than the cliché.
To be an Athenian is to understand that the thread which holds civilized society together is thin and vulnerable; therefore, Athenians place great value on tradition, social restraint, and continuity. To an Athenian, bad manners are acts of violence against the social order. The modern Visigoth cares very little about any of this. The Visigoths think of themselves as the center of the universe. Tradition exists for their own convenience, good manners are an affectation and a burden, and history is merely what is in yesterday’s newspaper.
To be an Athenian is to take an interest in public affairs and the improvement of public behavior. Indeed, the ancient Athenians had a word for people who did not. The word was idiotes, from which we get our word “idiot”. A modern Visigoth is interested only in his own affairs and has no sense of the meaning of community.
Postman said all people must choose whether to be an Athenian or a Visigoth. But how does one tell one from the other? One might be tempted to think that education is the proper path to becoming an Athenian. Alas, Postman argued that this was not the case.
I must tell you that you do not become an Athenian merely by attending school or accumulating academic degrees. My father-in-law was one of the most committed Athenians I have ever known, and he spent his entire adult life working as a dress cutter on Seventh Avenue in New York City. On the other hand, I know physicians, lawyers, and engineers who are Visigoths of unmistakable persuasion. And I must also tell you, as much in sorrow as in shame, that at some of our great universities, perhaps even this one, there are professors of whom we may fairly say they are closet Visigoths.
Postman concluded his speech by expressing his wish that the student body to which he was speaking would graduate more Athenians than Visigoths.
The production of educated barbarians was relatively low in 1988, despite Postman’s pessimism. The production of such modern-day Visigoths is unimaginably higher now than the tail end of the Cold War when he was writing. I fear we have already made our decision … and may God have mercy upon our souls.
March 23, 2023
QotD: “Slave societies” and “societies with slaves”
So, taking the Antebellum South in particular: Could its economy have survived without slavery? Sure. You don’t have to be a historian to see it, either. Some quick back-of-the-envelope math will suffice. An “agricultural laborer” — surely we agree slaves were that? — in 1860 made, on average, 97 cents a day. Round that up to a dollar, multiply by six days a week, and you get $6 a week. Multiply that by 50 (let’s give everyone two weeks’ vacation) and you get $300 per year. A “prime field hand” in 1860 cost $1600, purchase price. Plus all his “maintenance and upkeep,” year-round, for life. It’s grossly inefficient, what with agriculture being a largely seasonal occupation and all. And that’s before you factor in the mechanization trend that was already well underway at the time of the Civil War.***
Could the South have survived culturally without slavery? Of course not. That’s the whole point of Berlin’s distinction. Neither could any other slave society. The Roman Empire, all of it, is inconceivable without slavery. Here’s the proof: There were lots of freedmen in the Roman Empire. The first thing they did, pretty much without exception, is buy as many slaves as they could afford. Even Athens, the “birthplace of democracy”, depended on slave labor.
* Just to placate any field specialists who want to argue that medieval villeinage wasn’t merely slavery by another name.
** With the (admittedly large) exception of Great Britain, which in true British Imperial style managed to profit hugely from slavery without consciously admitting it. See, for example, Eric Williams’ Capitalism and Slavery, which manages the neat trick of being a Marxist polemic that is (mostly) factually accurate and (largely) argued in good faith. Published in 1944, natch, by a scholar way out on Western Civ’s fringes, but such a thing was possible even for White folks back then — see e.g. the work of Christopher Hill). They’re the other “society with slaves”, and since we’re talking about their spiritual descendants in places like Boston and Providence it’s a distinction without a difference.
*** The fact that Antebellum Northerners thought they couldn’t economically compete with slave labor has nothing to do with the economic reality of slave labor. “Free Soil, Free Labor, Free Men” is a nice piece of campaign rhetoric (it was the Republican Party slogan in their first election, 1856), but that’s all it is. And again, you don’t have to be a professional historian to see it. France’s economy was ok after the loss of Saint-Domingue (at one time the most valuable piece of real estate in the world). Great Britain did pretty good, economically, after freeing their slaves in places like Bermuda, Barbados, and Jamaica (again, some of the most valuable real estate in the world in the 18th century).
Severian, “On Slavery”, Rotten Chestnuts, 2020-06-18.
March 13, 2023
QotD: The components of an oath in pre-modern cultures
So when thinking about oaths, we want to think about them the way people in the past did: as things that work – that is they do something. In particular, we should understand these oaths as effective – by which I mean that the oath itself actually does something more than just the words alone. They trigger some actual, functional supernatural mechanisms. In essence, we want to treat these oaths as real in order to understand them.
So what is an oath? To borrow Richard Janko’s (The Iliad: A Commentary (1992), in turn quoted by Sommerstein [in Horkos: The Oath in Greek Society (2007)]) formulation, “to take an oath is in effect to invoke powers greater than oneself to uphold the truth of a declaration, by putting a curse upon oneself if it is false”. Following Sommerstein, an oath has three key components:
First: A declaration, which may be either something about the present or past or a promise for the future.
Second: The specific powers greater than oneself who are invoked as witnesses and who will enforce the penalty if the oath is false. In Christian oaths, this is typically God, although it can also include saints. For the Greeks, Zeus Horkios (Zeus the Oath-Keeper) is the most common witness for oaths. This is almost never omitted, even when it is obvious.
Third: A curse, by the swearers, called down on themselves, should they be false. This third part is often omitted or left implied, where the cultural context makes it clear what the curse ought to be. Particularly, in Christian contexts, the curse is theologically obvious (damnation, delivered at judgment) and so is often omitted.
While some of these components (especially the last) may be implied in the form of an oath, all three are necessary for the oath to be effective – that is, for the oath to work.
A fantastic example of the basic formula comes from Anglo-Saxon Chronicles (656 – that’s a section, not a date), where the promise in question is the construction of a new monastery, which runs thusly (Anne Savage’s translation):
These are the witnesses that were there, who signed on Christ’s cross with their fingers and agreed with their tongues … “I, king Wulfhere, with these king’s eorls, war-leaders and thanes, witness of my gift, before archbishop Deusdedit, confirm with Christ’s cross” … they laid God’s curse, and the curse of all the saints and all God’s people on anyone who undid anything of what was done, so be it, say we all. Amen.” [Emphasis mine]
So we have the promise (building a monastery and respecting the donation of land to it), the specific power invoked as witness, both by name and through the connection to a specific object (the cross – I’ve omitted the oaths of all of Wulfhere’s subordinates, but each and every one of them assented “with Christ’s cross”, which they are touching) and then the curse to be laid on anyone who should break the oath.
Of the Medieval oaths I’ve seen, this one is somewhat odd in that the penalty is spelled out. That’s much more common in ancient oaths where the range of possible penalties and curses was much wider. The Dikask‘s oath (the oath sworn by Athenian jurors), as reconstructed by Max Frankel, also provides an example of the whole formula from the ancient world:
I will vote according to the laws and the votes of the Demos of the Athenians and the Council of the Five Hundred … I swear these things by Zeus, Apollo and Demeter, and may I have many good things if I swear well, but destruction for me and my family if I forswear.
Again, each of the three working components are clear: the promise being made (to judge fairly – I have shortened this part, it goes on a bit), the enforcing entity (Zeus, Apollo and Demeter) and the penalty for forswearing (in this case, a curse of destruction). The penalty here is appropriately ruinous, given that the jurors have themselves the power to ruin others (they might be judging cases with very serious crimes, after all).
Bret Devereaux, “Collections: Oaths! How do they Work?”, A Collection of Unmitigated Pedantry, 2019-06-28.
December 22, 2022
QotD: Sparta as the pre-eminent foe of tyranny
It also matters exactly how tyranny is understood here. For the ancient Greeks, tyranny was a technical term, meaning a specific kind of one-man rule – a lot like how we use the word dictatorship to mean monarchies that are not kingdoms (though in Greece this word didn’t have quite so strong a negative connotation). Sparta was pretty reliable in opposing one-man rule, but that doesn’t mean it supported “free” governments. For instance, after the Peloponnesian War, Sparta foisted a brutal oligarchy – what the Athenians came to call “The Thirty Tyrants” – on Athens; their rule was so bad and harsh that it only lasted eight months (another feat of awful Spartan statecraft). Such a government was tyrannical, but not a tyranny in the technical sense.
But the Spartan reputation for fighting against tyrannies – both in the minds of the Greeks and in the popular consciousness – is predicted on fighting one very specific monarchy: the Achaemenids of Persia. […] This is the thing for which Sparta is given the most credit in popular culture, but Sparta’s record in this regard is awful. Sparta (along with Athens) leads the Greek coalition in the second Persian war and – as discussed – much of the Spartan reputation was built out of that. But Sparta had largely been a no-show during the first Persian war, and in the subsequent decades, Sparta’s commitment to opposing Persia was opportunistic at best.
During the late stages of the Peloponnesian War, Sparta essentially allied with Persia, taking funding and ships first from the Persian satrap Tissaphernes and later from Cyrus the Younger (a Persian prince and satrap). Sparta, after all, lacked the economic foundation to finance their own navy and the Spartans had – belatedly – realized that they needed a navy to defeat Athens. And of course the Persians – and any Spartan paying attention – knew that the Athenian navy was the one thing keeping Persia out of Greek affairs. So Sparta accepted Persian money to build up the fleets necessary to bring down the Athenian navy, with the consequence that the Ionian Greeks once again became subjects to the Persian Empire.
Subsequent Spartan diplomatic incompetence would lead to the Corinthian War (395-387), which turned into a nasty stalemate – due in part to the limitations of Spartan siege and naval capabilities. Unable to end the conflict on their own, the Spartans turned to Persia – again – to help them out, and the Persians brokered a pro-Spartan peace by threatening the Corinthians with Persian intervention in favor of Sparta. The subequent treaty – the “King’s Peace” (since it was imposed by the Persian Great King, Artaxerxes II) was highly favorable to Persia. All of Ionian, Cyprus, Aeolia and Carnia fell under Persian control and the treaty barred the Greeks from forming defensive leagues – meaning that it prevented the formation of any Greek coalition large enough to resist Persian influence. The treaty essentially made Sparta into Persia’s local enforcer in Greece, a role it would hold until its defeat in 371.
If Sparta held the objective of excluding Persian influence or tyranny from Greece, it failed completely and abjectly. Sparta opened not only the windows but also the doors to Persian influence in Greece – between 410 and 370, Sparta probably did more than any Greek state had ever or would ever do to push Greece into the Persian sphere of influence. Sparta would also refuse to participate in Alexander’s invasion of Persia – a point Alexander mocked them for by dedicating the spoils of his victories “from all of the Greeks, except the Spartans” (Arr. Anab. 1.16.7); for their part, the Spartans instead tried to use it as an opportunity to seize Crete and petitioned the Persians for aid in their war against Alexander, before being crushed by Alexander’s local commander, Antipater, in what Alexander termed “a clash of mice”.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part VII: Spartan Ends”, A Collection of Unmitigated Pedantry, 2019-09-27.
November 16, 2022
QotD: Did Sparta actually aspire to supremacy in Greece?
Given Sparta’s inherent resources, the goal was not unrealistic: Sparta was by land area, if not by population, the largest polis in Greece. But Spartan hegemony lasted less than a decade, primarily because of the ineptness of Spartan diplomacy. While victory over Athens in 404 BC made Sparta the preeminent Greek state, the mistakes started almost immediately: the occupation/collaboration government (the “Thirty Tyrants”) in Athens was so cruel and unpopular that Sparta was forced to acquiesce to its removal after just eight months. Meanwhile, Spartan imperiousness – including a refusal to share the spoils of victory, as well as military activity against little Elis and big Persia unsanctioned by the Peloponnesian League – turned Sparta’s allies against them. Sparta’s efforts to restore their alliance militarily led to the Corinthian War in 395, which would prove that while Sparta was still strong, it was not strong enough to enforce its alliances by force of arms. If any of the Spartans ever aimed for hegemony or preeminence among the Greeks, it is safe to say they failed.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part VII: Spartan Ends”, A Collection of Unmitigated Pedantry, 2019-09-27.
November 1, 2022
QotD: Spartan strategy during the Persian wars
The hammer Sparta has, of course, is hoplite battle. Sparta seeks to solve almost all of its issues by applying a hoplite phalanx to the problem, regardless of if the problem can be solved by a hoplite phalanx. Spartan strategic thinking is thus marred by both a failure to consider military solutions that did not consist of traditional hoplite battles, as well as an inability to consider or execute non-military solutions at all.
We can see the former weakness in Spartan planning in the Persian Wars. Spartan planning is both direct and unrealistic: find a choke-point, fortify it and hold it indefinately with a hoplite army. Attempted at Thermopylae this plan fails; the Battle of Thermopylae is often represented in popular culture as an intentional delaying action, but it was nothing of the sort – Herodotus is clear that this was supposed to be the decisive land engagement (Hdt. 7.175; Cf. Diodorus 11.4.1-5). The Spartans then attempt to recreate this plan at the Isthmus of Corinth and have to be rescued from their strategic stupidity by the Athenians, who threaten to leave the alliance if the plan isn’t abandoned (Hdt. 8.49-62). A blockade at the Isthmus would be easy for the Persian army to bypass – assuming it didn’t simply defeat it with generally superior Persian siegecraft – and worse yet was a diplomatic disaster given that it meant essentially writing Athens off as a loss, when the Athenian navy provided the bulk of the ships protecting the Isthmus.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part VII: Spartan Ends”, A Collection of Unmitigated Pedantry, 2019-09-27.
October 15, 2022
QotD: Spartan strategic and diplomatic blunders during and after the Peloponnesian War
It takes Sparta years of fighting Athens to finally recognize this – an effort in 413/2 to support revolts from Athens is pathetically slow and under-funded (Thuc. 8, basically all of it) and it isn’t until Sparta not only allies with Persia but entrusts its fleet to the mothax Lysander that they seriously set about a strategy of cutting Athens’ naval supply lines. This isn’t a one-time affair: Sparta’s inability to coordinate ends and means shows up again in the Corinthian war (e.g. in Argos, Xen. Hell. 4.7), where they are pulled into a debilitating defensive stalemate because the Corinthians won’t come out and fight and the Spartans have no other answers.
This is compounded by the fact that the Spartans are awful at diplomacy. Sparta could be the lynch-pin of a decent alliance of cities when the outside threat was obvious and severe – as in the case of the Persian wars, or the expansion of Athenian hegemony. But otherwise, Sparta consistently and repeatedly alienates allies to its own peril. Spartan leadership at the end of the Persian wars had been so arrogant and hamfisted that leadership of the anti-Persian alliance passed to Athens (creating what would become the Athenian Empire, so Spartan diplomatic incompetence led directly to the titanic conflict of the late fifth century). And to be clear, Athenian diplomacy does not score high marks either, but it is still a far sight better than the Spartans (Greek diplomacy, in general was awful – rude, arrogant and focused on compulsion rather than suasion – so it is telling that the Spartans are very bad at it, even by Greek standards).
In 461, Spartan arrogance towards an Athenian military expedition sent to help Sparta against a helot revolt utterly discredited the pro-Sparta political voices at Athens and in turn set the two states on a collision course. Sparta had ejected the friendly army so roughly that it had created an outrage in Athens.
During the Peloponnesian War, Spartan diplomatic miscalculations repeatedly hurt their cause, as with the destruction of Plataea – the symbol of Greek resistence to Persia. Later on in the war, terrible Spartan diplomacy repeatedly derails efforts to work with the Persian satrap Tissaphernes, who has the money and resources Sparta needs to defeat Athens; it is the decidedly un-Spartan actions first of Alcibiades (then being a traitor to Athens) and later Lysander who rescue the alliance. After the end of the Peloponnesian War, Sparta promptly alienated its key allies, ending up at war first with Corinth (the Corinthian War (394-386) and then with Thebes (378-371), both of which had been stalwarts of Sparta’s anti-Athenian efforts (Corinth was itself a member of the Peloponnesian League). This led directly to the loss of Messenia and the breaking of Spartan power.
In short, whenever Sparta was confronted with a problem – superior enemy forces, maritime enemies, fortified enemy positions, the need to keep alliances together, financial demands – any problem which could not be solved by frontal attack with hoplites, the traditional Spartan leadership alienated friends and flailed uselessly. Often the Spartans attempted – as with Corinth and later Thebes – to compel friendship with hoplite armies, which worked exactly as poorly as you might imagine.
It is hard not to see both the strategic inflexibility of Sparta and the arrogant diplomatic incompetence of the spartiates as a direct consequence of the agoge‘s rigid system of indoctrination. Young Spartiates, after all, were taught that anyone with a craft was to be despised and that anyone who had to work was lesser than they – is it any surprise that they disdained the sort of warfare and statecraft that depended on such men? The agoge – as we are told – enforced its rules with copious violence and was designed to create and encourage strict, violent hierarchies to encourage obedience. It can be no surprise that men indoctrinated in such a system – and thus liable to attempt to use its methods abroad – made poor diplomats and strategic thinkers abroad.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part VII: Spartan Ends”, A Collection of Unmitigated Pedantry, 2019-09-27.
September 25, 2022
QotD: Sparta’s military reputation as “the best warriors in all of Greece”
That reputation could be a real military advantage. Greek hoplite armies arranged themselves right-to-left according to the status of each polis‘ army (poleis almost always fight in alliances). Since Sparta was always the leader of its alliance, the Spartan king and his force always took the right – opposite the weakest part of the enemy army. You may easily imagine the men facing the Spartans – they know the Spartan reputation for skill (and do not have the advantage of me telling them it is mostly hogwash) and by virtue of where they are standing know that they do not have the same reputation. Frequently, such match-ups resulted in the other side running away before the Spartans even got into spear’s reach (e.g. Thuc 5.72.4).
There’s a story in Xenophon, embedded in the larger Battle of Lechaeum, which I think illustrates the point well. Early on, the Argives (the men of Argos, always the enemy of Sparta) meet and rout a group of Sicyonians (who are allies of Sparta). A passing Spartan cavalry company under a Pasimachus sees this and rushes in; getting off their horses, they grab the Sicyon shields (marked with the city’s sigma) and advance against the Argives. But whereas later in the battle the arrival of the Spartans will trigger panic and retreat, here the Argives do not know they are fighting Spartans (because of the shields) – and so they advance with confidence; Pausimachus with his small force is crushed. As he attacks Pausimachus declared (according to Xenophon), “By the two gods, Argives, these Sigmas will deceive you” (Xen. Hell. 4.4.10; the “two gods” or “twin gods” here are Castor and Pollux).
I rather think that Pausimachus was deceived by the lambda his own shield may have carried (there is debate about if Spartan shields always had the lambda device, I tend to think they did not). Pausimachus expected to surprise the Argives with his Spartan skill. Instead, he found out – fatally – that the magic was never in the Spartan, it was in the image of Sparta that lived in the mind of his opponent.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part VI: Spartan Battle”, A Collection of Unmitigated Pedantry, 2019-09-20.
