The chaotic nature of the fragmentation of the Western Roman Empire makes a short recounting of its history difficult but a sense of chronology and how this all played out is going to be necessary so I will try to just hit the highlights.
First, its important to understand that the Roman Empire of the fourth and fifth centuries was not the Roman Empire of the first and second centuries (all AD, to be clear). From 235 to 284, Rome had suffered a seemingly endless series of civil wars, waged against the backdrop of worsening security situations on the Rhine/Danube frontier and a peer conflict in the east against the Sassanid Empire. These wars clearly caused trade and economic disruptions as well as security problems and so the Roman Empire that emerges from the crisis under the rule of Diocletian (r. 284-305), while still powerful and rich by ancient standards, was not as powerful or as rich as in the first two centuries and also had substantially more difficult security problems. And the Romans subsequently are never quite able to shake the habit of regular civil wars.
One of Diocletian’s solutions to this problem was to attempt to split the job of running the empire between multiple emperors; Diocletian wanted a four emperor system (the “tetrarchy” or “rule of four”) but what stuck among his successors, particular Constantine (r. 306-337) and his family (who ruled till 363), was an east-west administrative divide, with one emperor in the east and one in the west, both in theory cooperating with each other ruling a single coherent empire. While this was supposed to be a purely administrative divide, in practice, as time went on, the two halves increasing had to make do with their own revenues, armies and administration; this proved catastrophic for the western half, which had less of all of these things (if you are wondering why the East didn’t ride to the rescue, the answer is that great power conflict with the Sassanids). In any event, with the death of Theodosius I in 395, the division of the empire became permanent; never again would one man rule both halves.
We’re going to focus here almost entirely on the western half of the empire […]
The situation on the Rhine/Danube frontier was complex. The peoples on the other side of the frontier were not strangers to Roman power; indeed they had been trading, interacting and occasionally raiding and fighting over the borders for some time. That was actually part of the Roman security problem: familiarity had begun to erode the Roman qualitative advantage which had allowed smaller professional Roman armies to consistently win fights on the frontier. The Germanic peoples on the other side had begun to adopt large political organizations (kingdoms, not tribes) and gained familiarity with Roman tactics and weapons. At the same time, population movements (particularly by the Huns) further east in Europe and on the Eurasian Steppe began creating pressure to push these “barbarians” into the empire. This was not necessarily a bad thing: the Romans, after conflict and plague in the late second and third centuries, needed troops and they needed farmers and these “barbarians” could supply both. But […] the Romans make a catastrophic mistake here: instead of reviving the Roman tradition of incorporation, they insisted on effectively permanent apartness for the new arrivals, even when they came – as most would – with initial Roman approval.
This problem blows up in 378 in an event – the Battle of Adrianople – which marks the beginning of the “decline and fall” and thus the start of our “long fifth century”. The Goths, a Germanic-language speaking people, pressured by the Huns had sought entry into Roman territory; the emperor in the East, Valens, agreed because he needed soldiers and farmers and the Goths might well be both. Local officials, however, mistreated the arriving Goth refugees leading to clashes and then a revolt; precisely because the Goths hadn’t been incorporated into the Roman military or civil system (they were settled with their own kings as “allies” – foederati – within Roman territory), when they revolted, they revolted as a united people under arms. The army sent to fight them, under Valens, engaged foolishly before reinforcements could arrive from the West and was defeated.
In the aftermath of the defeat, the Goths moved to settle in the Balkans and it would subsequently prove impossible for the Romans to move them out. Part of the reason for that was that the Romans themselves were hardly unified. I don’t want to get too deep in the weeds here except to note that usurpers and assassinations among the Roman elite are common in this period, which generally prevented any kind of unified Roman response. In particular, it leads Roman leaders (both generals and emperors) desperate for troops, often to fight civil wars against each other, to rely heavily on Gothic (and later other “barbarian”) war leaders. Those leaders, often the kings of their own peoples, were not generally looking to burn the empire down, but were looking to create a place for themselves in it and so understandably tended to militate for their own independence and recognition.
Indeed, it was in the context of these sorts of internal squabbles that Rome is first sacked, in 410 by the Visigothic leader Alaric. Alaric was not some wild-eyed barbarian freshly piled over the frontier, but a Roman commander who had joined the Roman army in 392 and probably rose to become king of the Visigoths as well in 395. Alaric had spent much of the decade before 410 alternately feuding with and working under Stilicho, a Romanized Vandal, who had been a key officer under the emperor Theodosius I (r. 379-395) and a major power-player after his death because he controlled Honorius, the young emperor in the West. Honorius’ decision to arrest and execute Stilicho in 408 seems to have precipitated Alaric’s move against Rome. Alaric’s aim was not to destroy Rome, but to get control of Honorius, in particular to get supplies and recognition from him.
That pattern: Roman emperors, generals and foederati kings – all notionally members of the Roman Empire – feuding, was the pattern that would steadily disassemble the Roman Empire in the west. Successful efforts to reassert the direct control of the emperors on foederati territory naturally created resentment among the foederati leaders but also dangerous rivalries in the imperial court; thus Flavius Aetius, a Roman general, after stopping Attila and assembling a coalition of Visigoths, Franks, Saxons and Burgundians, was assassinated by his own emperor, Valentinian III in 454, who was in turn promptly assassinated by Aetius’ supporters, leading to another crippling succession dispute in which the foederati leaders emerged as crucial power-brokers. Majorian (r. 457-461) looked during his reign like he might be able to reverse this fragmentation, but his efforts at reform offended the senatorial aristocracy in Rome, who then supported the foederati leader Ricimer (half-Seubic, half-Visigoth but also quite Romanized) in killing Majorian and putting the weak Libius Severus (r. 461-465) on the throne. The final act of all of this comes in 476 when another of these “barbarian” leaders, Odoacer, deposed the latest and weakest Roman emperor, the boy Romulus Augustus (generally called Romulus Augustulus – the “little” Augustus) and what was left of the Roman Empire in the west ceased to exist in practice (Odoacer offered to submit to the authority of the Roman Emperor in the East, though one doubts his real sincerity). Augustulus seems to have taken it fairly well – he retired to an estate in Campania originally built by the late Republican Roman general Lucius Licinius Lucullus and lived out his life there in leisure.
The point I want to draw out in all of this is that it is not the case that the Roman Empire in the west was swept over by some destructive military tide. Instead the process here is one in which the parts of the western Roman Empire steadily fragment apart as central control weakens: the empire isn’t destroyed from outside, but comes apart from within. While many of the key actors in that are the “barbarian” foederati generals and kings, many are Romans and indeed (as we’ll see next time) there were Romans on both sides of those fissures. Guy Halsall, in Barbarian Migrations and the Roman West (2007) makes this point, that the western Empire is taken apart by actors within the empire, who are largely committed to the empire, acting to enhance their own position within a system the end of which they could not imagine.
It is perhaps too much to suggest the Roman Empire merely drifted apart peacefully – there was quite a bit of violence here and actors in the old Roman “center” clearly recognized that something was coming apart and made violent efforts to put it back together (as Halsall notes, “The West did not drift hopelessly towards its inevitable fate. It went down kicking, gouging and screaming”) – but it tore apart from the inside rather than being violently overrun from the outside by wholly alien forces.
Bret Devereaux, “Collections: Rome: Decline and Fall? Part I: Words”, A Collection of Unmitigated Pedantry, 2022-01-14.
December 18, 2023
QotD: A short history of the (long) Fifth Century
December 14, 2023
QotD: The rise of castles in early Medieval Europe
While fortifications obviously had existed a long time, when we talk about castles, what we really mean is a kind of fortified private residence which also served as a military base. This form of fortification really only becomes prominent (as distinct from older walled towns and cities) in 9th century, in part because the collapse of central authority (due in turn to the fragmentation of the Carolingian Empire) led to local notables fortifying their private residences. This process was, unsurprisingly, particularly rapid and pronounced in the borderlands of the various Carolingian splinter kingdoms (where there were peer threats from the other splinters) and in areas substantially exposed to Scandinavian (read: Viking) raiding. And so functionally, a castle is a fortified house, though of course large castles could encompass many other functions. In particular, the breakdown of central authority meant that these local aristocrats also represented much of the local government and administration, which they ran not through a civil bureaucracy but through their own households and so in consequence their house (broadly construed) was also the local administrative center.
Now, we can engage here in a bit of a relatable thought experiment: how extensively do your fortify your house (or apartment)? I’ll bet the answer is actually not “none” – chances are your front door locks and your windows are designed to be difficult to open from the outside. But how extensive those protections are vary by a number of factors: homes in high crime areas might be made more resistant (multiple deadbolts, solid exterior doors rather than fancy glass-pane doors, possibly even barred windows at ground level). Lots of neighbors can lower the level of threat for a break-in, as can raw obscurity (as in a house well out into the country). Houses with lots of very valuable things in them might invest in fancy security systems, or at least thief deterring signs announcing fancy security systems. And of course the owner’s ability to actually afford more security is a factor. In short, home defenses respond to local conditions aiming not for absolute security, but for a balance of security and cost: in safe places, home owners “consume” that security by investing less heavily in it, while homeowners who feel less safety invest more in achieving that balance, in as much as their resources allow. And so the amount of security for a house is not a universal standard but a complicated function of the local danger, the resources available and the individual home owner’s risk tolerance. Crucially, almost no one aims for absolute home security.
And I go through this thought process because in their own way the same concerns dictate how castles – or indeed, any fortification – is constructed, albeit of course a fortified house that aims to hold off small armies rather than thieves is going to have quite a bit more in the way of defenses than your average house. No fortification is ever designed to be absolutely impenetrable (or perhaps most correctly put, no wise fortress designer ever aims at absolute impenetrability; surely some foolish ones have tried). This is a fundamental mistake in assessing fortifications that gets made very often: concluding that because no fortification can be built to withstand every assault, that fortification itself is useless; but withstanding every assault is not the goal. The goal is not to absolutely prohibit every attack but merely to raise the cost of an attack above either a potential enemy’s willingness to invest (so they don’t bother) or above their ability to afford (so the attack is attempted and fails) and because all of this is very expensive the aim is often a sort of minimum acceptable margin of security against an “expected threat” (which might, mind you, still be a lot of security, especially if the “expected threat” is very high). This is true of the castle itself, if for no other reason than that resources are scarce and there are always other concerns competing for them, but also for every component of its defenses: individual towers, gates and walls are not designed to be impenetrable, merely difficult enough.
This is particularly true in castle design because the individuals building these castles often faced fairly sharp limitations in the resources at their disposal. Castles as a style of fortification emerge in a context of political fragmentation, in particular the collapse of the Carolingian Empire, which left even the notional large kingdoms (like the kingdom of France) internally fragmented. Castles were largely being built not by kings but by counts and dukes who held substantial landholdings but nothing like the resources of Charlemagne or Louis the Pious, much less the Romans or Assyrians. Moreover, the long economic and demographic upswing of the Middle Ages was only just beginning to gain momentum; the great cities of the Roman world had shrunk away and the total level of economic production declined, so the sum resources available to these rulers were lower. Finally, the loss of the late Roman bureaucracy (replaced by these fragmented realms running on an economic system best termed “manorialism”) meant that the political authorities (the nobility) often couldn’t even get a hold of a very large portion of the available economic production they did have. Consequently, castle construction is all about producing what security you can with as little labor, money and resources as possible (this is always true of any fortification, mind you, merely that in this period the resource constraints are much tighter).
Bret Devereaux, “Collections: Fortification, Part III: Castling”, A Collection of Unmitigated Pedantry, 2021-12-10.
November 29, 2023
Alfred the Great
Ed West‘s new book is about the only English king to be known as “the Great”:

There are no portraits of King Alfred from his time period, so representations like this 1905 stained glass window in Bristol Cathedral are all we have to visually represent him.
Photo by Charles Eamer Kempe via Wikimedia Commons.
History was once the story of heroes, and there is no greater figure in England’s history than the man who saved, and helped create, the nation itself. As I’ve written before, Alfred the Great is more than just a historical figure to me. I have an almost Victorian reverence for his memory.
Alfred is the subject of my short book Saxons versus Vikings, which was published in the US in 2017 as the first part of a young adult history of medieval England. The UK edition is published today, available on Amazon or through the publishers. (use the code SV20 on the publisher’s site, valid until 30 November, which gives 20% off). It’s very much a beginner’s introduction, aimed at conveying the message that history is just one long black comedy.
The book charts the story of Alfred and his equally impressive grandson Athelstan, who went on to unify England in 927. In the centuries that followed Athelstan may have been considered the greater king, something we can sort of guess at by the fact that Ethelred the Unready named his first son Athelstan, and only his eighth Alfred, and royal naming patterns tend to reflect the prestige of previous monarchs.
Yet while Athelstan’s star faded in the medieval period, Alfred’s rose, and so by the fifteenth century the feeble-minded Henry VI was trying to have him made a saint. This didn’t happen, but Alfred is today the only English king to be styled “the Great”, and it was a word attached to him from quite an early stage. Even in the twelfth century the gossipy chronicler Matthew Paris is using the epithet, and says it’s in common use.
However, much of what is recorded of him only became known in Tudor times, partly by accident. Henry VIII’s break from Rome was to have a huge influence on our understanding of history, chiefly because so many of England’s records were stored in monasteries.
Before the development of universities, these had been the main intellectual centres in Christendom, indeed from where universities would grow. Now, along with relics, huge amounts of them would be lost, destroyed, sold … or preserved.
It was lucky that Matthew Parker, the sixteenth-century Archbishop of Canterbury with a keen interest in history, had a particularly keen interest in Alfred. It was Parker who published Asser’s Life of Alfred in 1574, having found the manuscript after the dissolution of the monasteries, a book that found itself in the Ashburnham collection amassed by Sir Robert Cotton in the late sixteenth and early seventeenth centuries.
Sadly, the original Life was burned in a famous fire at Ashburnham House in Westminster on October 23, 1731. Boys from nearby Westminster School had gone into the blaze alongside the owner and his son to rescue manuscripts, but much was lost, among them the only surviving manuscript of the Life of Alfred, as well as that of Beowulf. In fact the majority of recorded Anglo-Saxon history had gone up in smoke in minutes.
A copy of Beowulf had also been made, although the poem only became widely known in the nineteenth century after being translated into modern English. The fire also destroyed the oldest copy of the Burghal Hidage, a unique document listing towns of Saxon England and provisions for defence made during the reign of Alfred’s son Edward the Elder. An eighth-century illuminated gospel book from Northumbria was also lost.
So it is lucky that Parker had had The Life of Alfred printed, even if he had made alterations in his copy that to historians are infuriating because they cannot be sure if they are authentic. He probably added the story about the cakes, for instance, although this had come from a different Anglo-Saxon source.
We also know that Archbishop Parker was a bit confused, or possibly just lying; he claimed Alfred had founded his old university, Oxford, which was clearly untrue, and he was probably trying to make his alma mater sound grander than Cambridge. Oxford graduates down the years have been known to do this on one or two occasions.
November 22, 2023
“[T]he Tudors were indeed pretty awful, and that the writers who lived under this dynasty did serve as propagandists”
I quite like a lot of what Ed West covers at Wrong Side of History, but I’m not convinced by his summary of the character of King Richard III nor do I believe him guilty of murdering his nephews, the famed “Princes in the Tower”:
As Robert Tombs put it in The English and their History, no other country but England turned its national history into a popular drama before the age of cinema. This was largely thanks to William Shakespeare’s series of plays, eight histories charting the country’s dynastic conflict from 1399 to 1485, starting with the overthrow of the paranoid Richard II and climaxing with the War of the Roses.
This second part of the Henriad covered a 30-year period with an absurdly high body count – three kings died violently, seven royal princes were killed in battle, and five more executed or murdered; 31 peers or their heirs also fell in the field, and 20 others were put to death.
And in this epic national story, the role of the greatest villain is reserved for the last of the Plantagenets, Richard III, the hunchbacked child-killer whose defeat at Bosworth in 1485 ended the conflict (sort of).
Yet despite this, no monarch in English history retains such a fan base, a devoted band of followers who continue to proclaim his innocence, despite all the evidence to the contrary — the Ricardians.
One of the most furious responses I ever provoked as a writer was a piece I wrote for the Catholic Herald calling Richard III fans “medieval 9/11 truthers”. This led to a couple of blogposts and several emails, and even an angry phone call from a historian who said I had maligned the monarch.
This was in the lead up to Richard III’s reburial in Leicester Cathedral, two and a half years after the former king’s skeleton was found in a car park in the city, in part thanks to the work of historian Philippa Langley. It was a huge event for Ricardians, many of whom managed to get seats in the service, broadcast on Channel 4.
Apparently Philippa Langly’s latest project — which is what I assume raised Ed’s ire again — is a new book and Channel 4 documentary in which she makes the case for the Princes’ survival after Richard’s reign although (not having read the book) I’d be wary of accepting that they each attempted to re-take the throne in the guises of Lambert Simnel and Perkin Warbeck.
The Ricardian movement dates back to Sir George Buck’s revisionist The History of King Richard the Third, written in the early 17th century. Buck had been an envoy for Elizabeth I but did not publish his work in his lifetime, the book only seeing the light of day a few decades later.
Certainly, Richard had his fans. Jane Austen wrote in her The History of England that “The Character of this Prince has been in general very severely treated by Historians, but as he was a York, I am rather inclined to suppose him a very respectable Man”.
But the movement really began in the early 20th century with the Fellowship of the White Boar, named after the king’s emblem, now the Richard III Society.
It received a huge boost with Josephine Tey’s bestselling 1951 novel The Daughter of Time in which a modern detective manages to prove Richard innocence. Paul Murray Kendall’s Richard the Third, published four years later, was probably the most influential non-fiction account to take a sympathetic view, although there are numerous others.
One reason for Richard’s bizarre popularity is that the Tudors were indeed pretty awful, and that the writers who lived under this dynasty did serve as propagandists.
Writers tend to serve the interests of the ruling class. In the years following Richard III’s death John Rous said of the previous king that “Richard spent two whole years in his mother’s womb and came out with a full set of teeth and hair streaming to his shoulders”. Rous called him “monster and tyrant, born under a hostile star and perishing like Antichrist”.
However, when Richard was alive the same John Rous was writing glowing stuff about him, reporting that “at Woodstock … Richard graciously eased the sore hearts of the inhabitants” by giving back common lands that had been taken by his brother and the king, when offered money, said he would rather have their hearts.
Certainly, there was propaganda. As well as the death of Clarence, William Shakespeare — under the patronage of Henry Tudor’s granddaughter — also implicated Richard in the killing the Duke of Somerset at St. Albans, when he was a two-year-old. The playwright has him telling his father: “Heart, be wrathful still: Priests pray for enemies, but princes kill”. So it’s understandable why historians might not believe everything the Bard wrote about him.
I must admit to a bias here, as I wrote back in 2011:
In the interests of full disclosure, I should point out that I portrayed the Earl of Northumberland in the 1983 re-enactment of the coronation of Richard III (at the Cathedral Church of St. James in Toronto) on local TV, and I portrayed the Earl of Lincoln in the (non-televised) version on the actual anniversary date. You could say I’m biased in favour of the revisionist view of the character of good King Richard.
November 20, 2023
QotD: Flax and linen in the ancient and medieval world
Linen fabrics are produced from the fibers of the flax plant, Linum usitatissimum. This common flax plant is the domesticated version of the wild Linum bienne, domesticated in the northern part of the fertile crescent no later than 7,000 BC, although wild flax fibers were being used to produce textiles even earlier than that. Consequently the use of linen fibers goes way back. In fact, the oldest known textiles are made from flax, including finds of fibers at Nahal Hemar (7th millennium BC), Çayönü (c. 7000 BC), and Çatalhöyük (c. 6000 BC). Evidence for the cultivation of flax goes back even further, with linseed from Tell Asward in Syria dating to the 8th millennium BC. Flax was being cultivated in Central Europe no later than the second half of the 7th millennium BC.
Flax is a productive little plant that produces two main products: flax seeds, which are used to produce linseed oil, and the bast of the flax plant which is used to make linen. The latter is our focus here so I am not going to go into linseed oil’s uses, but it should be noted that there is an alternative product. That said, my impression is that flax grown for its seeds is generally grown differently (spaced out, rather than packed together) and generally different varieties are used. That said, flax cultivated for one purpose might produce some of the other product (Pliny notes this, NH 19.16-17)
Flax was a cultivated plant (which is to say, it was farmed); fortunately we have discussed quite a bit about farming in general already and so we can really focus in on the peculiarities of the flax plant itself; if you are interested in the activities and social status of farmers, well, we have a post for that. Flax farming by and large seems to have involved mostly the same sorts of farmers as cereal farming; I get no sense in the Greco-Roman agronomists, for instance, that this was done by different folks. Flax farming changed relatively little prior to mechanization; my impression reading on it is that flax was farmed and gathered much the same in 1900 BC as it was in 1900 AD. In terms of soil, flax requires quite a lot of moisture and so grows best in either deep loam or (more commonly used in the ancient world, it seems) alluvial soils; in both cases, it should be loose, unconsolidated “sandy” (that is, small particle-sized) soil. Alluvium is loose, often sandy soil that is the product of erosion (that is to say, it is soil composed of the bits that have been eroded off of larger rocks by the action of water); the most common place to see lots of alluvial soil are in the flood-plains of rivers where it is deposited as the river floods forming what is called an alluvial plain.
Thus Pliny (NH 19.7ff) when listing the best flax-growing regions names places like Tarragona, Spain (with the seasonally flooding Francoli river) or the Po River Basin in Italy (with its large alluvial plain) and of course Egypt (with the regular flooding of the Nile). Pliny notes that linen from Sætabis in Spain was the best in Europe, followed by linens produced in the Po River Valley, though it seems clear that the rider here “made in Europe” in his text is meant to exclude Egypt, which would have otherwise dominated the list – Pliny openly admits that Egyptian flax, while making the least durable kind of linen (see below on harvesting times) was the most valuable (though he also treats Egyptian cotton which, by his time, was being cultivated in limited amounts in the Nile delta, as a form of flax, which obviously it isn’t). Flax is fairly resistant to short bursts of mild freezing temperatures, but prolonged freezes will kill the plants; it seems little accident that most flax production seems to have happened in fairly warm or at least temperate climes.
Flax is (as Pliny notes) a very fast growing plant – indeed, the fastest growing crop he knew of. Modern flax grown for fibers is generally ready for harvesting in roughly 100 days and this accords broadly with what the ancient agronomists suggest; Pliny says that flax is sown in spring and harvested in summer, while the other agronomists, likely reflecting practice further south suggest sowing in late fall and early winter and likewise harvesting relatively quickly. Flax that is going to be harvested for fibers tended to be planted in dense bunches or rows (Columella notes this method but does not endorse it, De Rust. 2.10.17). The reason for this is that when placed close together, the plants compete for sunlight by growing taller and thinner and with fewer flowers, which maximizes the amount of stalk per plant. By contrast, flax planted for linseed oil is more spaced out to maximize the number of flowers (and thus the amount of seed) per plant.
Once the flax was considered ready for harvest, it was pulled up out of the ground (including the root system) in bunches in handfuls rather than as individual plants […] and then hung to dry. Both Pliny and Columella (De Rust. 2.10.17) note that this pulling method tended to tear up the soil and regarded this as very damaging; they are on to something, since none of the flax plant is left to be plowed under, flax cultivation does seem to be fairly tough on the soil (for this reason Columella advises only growing flax in regions with ideal soil for it and where it brings a good profit). The exact time of harvest varies based on the use intended for the flax fibers; harvesting the flax later results in stronger, but rougher, fibers. Late-pulled flax is called “yellow” flax (for the same reason that blond hair is called “flaxen” – it’s yellow!) and was used for more work-a-day fabrics and ropes.
Bret Devereaux, “Collections: Clothing, How Did They Make It? Part I: High Fiber”, A Collection of Unmitigated Pedantry, 2021-03-05.
November 7, 2023
QotD: As we all know, medieval peasants wore ill-fitting clothes of grey and brown, exclusively
… the popular image of most ancient and medieval clothing is typically a rather drab affair, with the poor peasantry wearing mostly dirty, drab brown clothes (often ill-fitting ones) and so it might be imagined that regular folks had little need for involved textile finishing processes or dyeing; this is quite wrong. We have in essence already dispatched with the ill-fitting notion; the clothes of poor farmers, being often homespun and home-sewn could be made quite exactly for their wearers (indeed, loose fitting clothing, with lots of extra fabric, was often how one showed off wealth; lots of pleating, for instance, displayed that one could afford to waste expensive fabric on ornamentation). So it will not be a surprise that people in the past also liked to dress in pleasing colors and that this preference extended even to relatively humble peasants. Moreover, the simplest dyes and bleaching methods were often well within reach even for relatively humble people.
What we see in ancient and medieval artwork is that even the lower classes of society wore clothes that were bleached or dyed, often in bright, bold colors (in as much as dyes were available). At Rome, this extended even to enslaved persons; Seneca’s comment that legislation mandating a “uniform” for enslaved persons at Rome was abandoned for fear that they might realize their numbers, the clear implication being that it was often impossible to tell an enslaved person apart from a free person on the street in normal conditions (Sen. Clem. 1.24.1). Consequently, fulling and dyeing was not merely a process for the extremely wealthy, but an important step in the textiles that would have been worn even by every-day people.
That said, fulling and dyeing (though not bleaching) were fundamentally different from the tasks that we’ve discussed so far because they generally could not be done in the home. Instead they often required space, special tools and equipment and particular (often quite bad smelling) chemicals and specialized skills in order to practice. Consequently, these tasks tended to be done by specialist workers for whom textile production was a trade, rather than merely a household task.
Bret Devereaux, “Collections: Clothing, How Did They Make It? Part IVa: Dyed in the Wool”, A Collection of Unmitigated Pedantry, 2021-04-02.
October 31, 2023
Why Vampires Hate Garlic – A Transylvanian Recipe from 1580
Tasting History with Max Miller
Published 19 Oct 2021
(more…)
October 24, 2023
The English language, who did what to it and when
The latest book review from Mr. and Mrs. Psmith’s Bookshelf is John McWhorter’s Our Magnificent Bastard Tongue: The Untold History of English. I’m afraid I often find myself feeling cut adrift in discussions of the evolution of languages, as if I’m floating out of control in a maelstrom of what was, what is, and what might be, linguistically speaking. It’s an uncomfortable feeling and in retrospect explains why I did so poorly in formal grammar classes. When Jane Psmith gets around to discussing actual historical dates, I find my metaphorical feet again:
Shakespeare wrote about five hundred years ago, and even aside from the frequency of meaningless “do” in normal sentences, it’s clear that our language has changed since his day. But it hasn’t changed that much. Much less, for example, than English changed between Beowulf (probably written in the 890s AD)1 and The Canterbury Tales (completed by 1400), another five hundred year gap. Just compare this:
Hwæt. We Gardena in geardagum, þeodcyninga, þrym gefrunon, hu ða æþelingas ellen fremedon.2
to this:
Whan that Aprille with his shoures soote,
The droghte of March hath perced to the roote,
And bathed every veyne in swich licóur
Of which vertú engendred is the flour…3That’s a huge change! That’s way more than some extraneous verbs, the loss of a second person singular pronoun (thou knowest what I’m talking about), or a shift in some words’ definition.4 That’s practically unrecognizable! Why did English change so much between Beowulf and Chaucer, and so little between Shakespeare and me?
There’s a two part answer to this, and I’ll get to the real one in a minute (the changes between Old English and Middle English really are very interesting), but actually I must first confess that it was a trick question, because my dates are way off: even if people wrote lovely, fancy, highly-inflected Old English in the late 9th century, there’s no real reason to think that’s how they spoke.
On one level we know this must be true: after all, there were four dialects of Old English (Northumbrian, Mercian, Kentish, and West Saxon) and almost all our written sources are in West Saxon, even the ones from regions where that can’t have been the lingua franca.5 But it goes well beyond that: in societies where literacy is not widespread, written language tends to be highly conservative, formal, and ritualized. Take, for example, the pre-Reformation West, where all educated people used Latin for elite pursuits like philosophical disputatio or composing treatises on political theory but spoke French or Italian or German or English in their daily lives. It wasn’t quite Cicero’s Latin (though really whose is), but it was intentionally constructed so that it could have been intelligible to a Roman. Similarly, until quite recently Sanskrit was the written language of India even though it hadn’t been spoken for centuries. This happens in more modern and broadly literate societies as well: before the 1976 linguistic reforms, Greeks were deeply divided over “the language question” of whether to use the vernacular (dimotiki) or the elevated literary language (Katharevousa).6 And modern Arabic-speaking countries have an especially dramatic case of this: the written language is kept as close to the language of the Quran as possible, but the spoken language has diverged to the point that Moroccan Arabic and Saudi Arabic are mutually unintelligible.
Linguists call this phenomenon “diglossia”. It can seem counter-intuitive to English speakers, because we’ve had an unusually long tradition of literature in the vernacular, but even for those of us who use only “standard” English there are still notable differences between the way we speak and the way we write: McWhorter points out, for example, that if all you had was the corpus of Time magazine, you would never know people say “whole nother”. Obviously the situation is far more pronounced for people who speak non-standard dialects, whether AAVE or Hawaiian Pidgin (actually a creole) or Cajun English. (Even a hundred years ago, the English-speaking world had many more local dialects than it does today, so the experience of diglossia would have been far more widespread.)7
Anyway, McWhorter suggests that Old English seems to have changed very little because all we have is the writing, and the way you wrote wasn’t supposed to change. That’s why it’s so hard to date Beowulf from linguistic features: the written language of 600 is very similar to the written language of 1000! But despite all those centuries that the written language remained the perfectly normal Germanic language the Anglo-Saxons had brought to Britain, the spoken language was changing behind the scenes. As an increasing number of wealhs adopted it (because we now have the aDNA proof that the Anglo-Saxons didn’t displace the Celts), English gradually accumulated all sorts of Celtic-style “do” and “-ing” … which, obviously, no one would bother writing down, any more than the New York Times would publish an article written the way a TikTok rapper talks.
And then the Normans showed up.
The Norman Conquest had remarkably little impact on the grammar of modern English (though it brought a great deal of new vocabulary),8 but the replacement of the Anglo-Saxon ruling class more or less destroyed English literary culture. All of a sudden anything important enough to be written down in the first place was put into Latin or French, and by the time people began writing in English again two centuries later nothing remained of the traditional education in the conservative “high” Old English register. There was no one left who could teach you to write like the Beowulf poet; the only way to write English was “as she is spoke“, which was Chaucer’s Middle English.
So that’s one reason we don’t see the Celtic influence, with all its “do” and “-ing”, until nearly a thousand years after the Anglo-Saxons encountered the Celts. But there are a whole lot of other differences between Old English and Middle English, too, which are harder to lay at the Celtic languages’ door, and for those we have to look to another set of Germanic-speaking newcomers to the British Isles: the Vikings.
Grammatically, English is by far the simplest of the Germanic languages. It’s the only Indo-European language in Europe where nouns don’t get a gender — la table vs. le banc, for instance — and unlike many other languages it has very few endings. It’s most obvious with verbs: in English everyone except he/she/it (who gets an S) has a perfectly bare verb to deal with. None of this amō, amās, amat rigamarole: I, you, we, youse guys, and they all just “love”. (In the past, even he/she/it loses all distinction and we simply “loved”.) In many languages, too, you indicate a word’s role in the sentence by changing its form, which linguists call case. Modern English really only does this with our possessive (the word‘s role) and our pronouns,9 (“I see him” vs. “he sees me”); we generally indicate grammatical function with word order and helpful little words like “to” and “for”. But anyone learning Latin, or German, or Russian — probably the languages with case markings most commonly studied by English-speakers — has to contend with a handful of grammatical cases. And then, of course, there’s Hungarian.
As I keep saying, Old English was once a bog-standard Germanic language: it had grammatical gender, inflected verbs, and five cases (the familiar nominative, genitive, dative, and accusative, plus an instrumental case), each indicated by suffixes. Now it has none. Then, too, in many European languages, and all the other Germanic ones, when I do something that concerns only me — typically verbs concerning moving and feeling — I do it to myself. When I think about the past, I remember myself. If I err in German, I mistake myself. When I am ashamed in Frisian, I shame me, and if I go somewhere in Dutch I move myself. English preserves this in a few archaic constructions (I pride myself on the fact that my children can behave themselves in public, though I now run the risk of having perjured myself by saying so …), but Old English used it all the time, as in Beseah he hine to anum his manna (“Besaw he himself to one of his men”).
Another notable loss is in our direction words: in modern English we talk about “here”, “there”, or “where”, but not so long ago we could also discuss someone coming hither (“to here”) or ask whence (“from where”) they had gone. Every other Germanic language still has its full complement of directional adverbs. And most have a useful impersonal pronoun, like the German or Swedish man: Hier spricht man Deutsch.10 We could translate that as “one speaks German here” if we’re feeling pretentious, or perhaps employ the parental “we” (as in “we don’t put our feet in our mouths”), but English mostly forces this role on poor overused “you” (as in “you can’t be too careful”) because, again, we’ve lost our Old English man.
In many languages — including, again, all the other Germanic languages — you use the verb “be” to form the past perfect for words having to do with state or movement: “I had heard you speak”, but “I was come downstairs”. (This is the bane of many a beginning French student who has to memorize whether each verb uses avoir or être in the passé composée.) Once again, Old English did this, Middle English was dropping it, and modern English does it not at all. And there’s more, but I am taken pity on you …
1. This is extremely contentious. The poem is known to us from only one manuscript, which was produced sometime near the turn of the tenth/eleventh century, and scholars disagree vehemently both about whether its composition was contemporary with the manuscript or much earlier and about whether it was passed down through oral tradition before being written. J.R.R. Tolkien (who also had a day job, in his case as a scholar of Old English — the Rohirrim are more or less the Anglo-Saxons) was a strong proponent of the 8th century view. Personally I don’t have a strong opinion; my rhetorical point here could be just as clearly made with an Old English document of unimpeachably eleventh century composition, but Beowulf is more fun.
2. Old English orthography is not always obvious to a modern reader, so you can find a nice video of this being read aloud here. It’s a little more recognizable out loud, but not very.
3. Here‘s the corresponding video for Middle English, which I think is actually harder to understand out loud.
4. Of course words shift their meanings all the time. I’m presently reading Mansfield Park and giggling every time Fanny gets “knocked up” by a long walk.
5. Curiously, modern English derives much more from Mercian and Northumbrian (collectively referred to as “Anglian”) than from the West Saxon dialect that was politically dominant in the Anglo-Saxon period. Meanwhile Scots (the Germanic language, not to be confused with the Celtic language of Scots Gaelic or whatever thing that kid wrote Wikipedia in) has its roots in the Northumbrian dialect.
6. This is a more interesting and complicated case, because when the Greeks were beginning to emerge from under the Ottoman yoke it seemed obvious that they needed their own language (do you even nationalism, bro?) but spoken Greek was full of borrowings from Italian and Latin and Turkish, as well as degenerate vocabulary like ψάρι for “fish” when the perfectly good ιχθύς was right there. Many educated Greeks wanted to return to the ancient language but recognized that it was impractical, so Katharevousa (lit. “purifying”, from the same Greek root as “Cathar”) was invented as a compromise between dimotiki and “proper” Ancient Greek. Among other things, it was once envisioned as a political tool to entice the newly independent country’s Orthodox neighbors, who used Greek for their liturgies, to sign on to the Megali Idea. It didn’t work.
The word ψάρι, by the way, derives from the Ancient Greek ὀψάριον, meaning any sort of little dish eaten with your bread but often containing fish; see Courtesans and Fishcakes: The Consuming Passions of Classical Athens for more. Most of the places modern Greek uses different vocabulary than the ancient tongue have equally fascinating etymologies. I think my favorite is άλογο, which replaced ίππος as the word for horse. See here for more.
7. Diglossia is such a big deal in so many societies that I’ve always thought it would be fun to include in my favorite genre, fantasy fiction, but it would be hard to represent in English. Anyone who’s bounced off Dickon’s dialogue in The Secret Garden or Edgar’s West Country English in King Lear knows how difficult it is to understand most of the actually-existing nonstandard dialects; probably the only one that’s sufficiently familiar to enough readers would be AAVE — but that would produce a very specific impression, and probably not the one you want. So I think the best alternative would be to render the “low” dialect in Anglish, a constructed vocabulary that uses Germanic roots in place of English’s many borrowings from Latin and French. (“So I think the best other way would be to give over the ‘low’ street-talk in Anglish, a built wordhoard that uses Germanic roots in spot of English’s many borrowings …”) It turns out Poul Anderson did something similar, because of course he did.
8. My favorite is food, because of course it is: our words for kinds of meat all derive from the French name for the animal (beef is boeuf, pork is porc, mutton is mouton) while our words for the animal itself have a good Germanic roots: cow, pig, sheep. Why? Well, think about who was raising the animal and who was eating it …
9. And even this is endangered; how many people do you know, besides me, who say “whom” aloud?
10. Yes, this is where Heidegger gets das Man.
October 18, 2023
QotD: The role of violence in historical societies
Reading almost any social history of actual historical societies reveal complex webs of authority, some of which rely on violence and most of which don’t. Trying to reduce all forms of authority in a society to violence or the threat of violence is a “boy’s sociology”, unfit for serious adults.
This is true even in historical societies that glorified war! Taking, for instance, medieval mounted warrior-aristocrats (read: knights), we find a far more complex set of values and social bonds. Military excellence was a key value among the medieval knightly aristocracy, but so was Christian religious belief and observance, so were expectations about courtly conduct, and so were bonds between family and oath-bound aristocrats. In short there were many forms of authority beyond violence even among military aristocrats. Consequently individuals could be – and often were! – lionized for exceptional success in these other domains, often even when their military performance was at best lackluster.
Roman political speech, meanwhile, is full of words to express authority without violence. Most obviously is the word auctoritas, from which we get authority. J.E. Lendon (in Empire of Honor: The Art of Government in the Roman World (1997)), expresses the complex interaction whereby the past performance of virtus (“strength, worth, bravery, excellence, skill, capacity”, which might be military, but it might also be virtus demonstrated in civilian fields like speaking, writing, court-room excellence, etc) produced honor which in turn invested an individual with dignitas (“worth, merit”), a legitimate claim to certain forms of deferential behavior from others (including peers; two individuals both with dignitas might owe mutual deference to each other). Such an individual, when acting or especially speaking was said to have gravitas (“weight”), an effort by the Romans to describe the feeling of emotional pressure that the dignitas of such a person demanded; a person speaking who had dignitas must be listened to seriously and respected, even if disagreed with in the end. An individual with tremendous honor might be described as having a super-charged dignitas such that not merely was some polite but serious deference, but active compliance, such was the force of their considerable honor; this was called auctoritas. As documented by Carlin Barton (in Roman Honor: Fire in the Bones (2001)), the Romans felt these weights keenly and have a robust language describing the emotional impact such feelings had.
Note that there is no necessary violence here. These things cannot be enforced through violence, they are emotional responses that the Romans report having (because their culture has conditioned them to have them) in the presence of individuals with dignitas. And such dignitas might also not be connected to violence. Cicero clearly at points in his career commanded such deference and he was at best an indifferent soldier. Instead, it was his excellence in speaking and his clear service to the Republic that commanded such respect. Other individuals might command particular auctoritas because of their role as priests, their reputation for piety or wisdom, or their history of service to the community. And of course beyond that were bonds of family, religion, social group, and so on.
And these are, to be clear, two societies run by military aristocrats as described by those same military aristocrats. If anyone was likely to represent these societies as being entirely about the commission of violence, it would be these fellows. And they simply don’t.
Bret Devereaux, “Collections: The Universal Warrior, Part III: The Cult of the Badass”, A Collection of Unmitigated Pedantry, 2021-02-05.
October 16, 2023
QotD: Differentials of “information velocity” in a feudal society
[News of the wider world travels very slowly from the Royal court to the outskirts, but] information velocity within the sticks […] is very high. Nobody cares much who this “Richard II” cat was, or knows anything about ol’ Whatzisface – Henry Something-or-other – who might’ve replaced him, but everyone knows when the local knight of the shire dies, and everything about his successor, because that matters. So, too, is information velocity high at court – the lords who backed Henry Bolingbroke over Richard II did so because Richard’s incompetence had their asses in a sling. They were the ones who had to depose a king for incompetence, without admitting, even for a second, that
a) competence is a criterion of legitimacy, and
b) someone other than the king is qualified to judge a king’s competence.Because admitting either, of course, opens the door to deposing the new guy on the same grounds, so unless you want civil war every time a king annoys one of his powerful magnates, you’d best find a way to square that circle …
… which they did, but not completely successfully, because within two generations they were back to deposing kings for incompetence. Turns out that’s a hard habit to break, especially when said kings are as incompetent as Henry VI always was, and Edward IV became. Only the fact that the eventual winner of the Wars of the Roses, Henry VII, was as competent as he was as ruthless kept the whole cycle from repeating.
Severian, “Inertia and Incompetence”, Founding Questions, 2020-12-25.
October 15, 2023
History Summarized: The Castles of Wales
Overly Sarcastic Productions
Published 23 Jun 2023Every castle tells a story, but when one small country has over 600 castles, the collective story they tell is something like “holy heck ouch, ow, oh god, why are there so many arrows, ouch, good lord ow” – And that’s Wales for you.
(more…)
October 11, 2023
QotD: A rational army would run away …
It is a thousand years ago somewhere in Europe; you are one of a line of ten thousand men with spears. Coming at you are another ten thousand men with spears, on horseback. You do a very fast cost-benefit calculation.
If all of us plant our spears and hold them steady, with luck we can break their charge; some of us will die but most of us will live. If we run, horses run faster than we do. I should stand.
Oops.
I made a mistake; I said “we”. I don’t control the other men. If everybody else stands and I run, I will not be the one of the ones who gets killed; with 10,000 men in the line, whether I run has very little effect on whether we stop their charge. If everybody else runs I had better run too, since otherwise I’m dead.
Everybody makes the same calculation. We all run, most of us die.
Welcome to the dark side of rationality.
This is one example of what economists call market failure — a situation where individual rationality does not lead to group rationality. Each person correctly calculates how it is in his interest to act and everyone is worse off as a result.
David D. Friedman, “Making Economics Fun: Part I”, David Friedman’s Substack, 2023-04-02.
October 10, 2023
September 26, 2023
QotD: Bad kings, mad kings, and bad, mad kings
An incompetent king doesn’t invalidate the very notion of monarchy, as monarchs are men and men are fallible. A bad, mad king (or a minor child) would surely find himself sidelined, or suffering an unfortunate hunting accident, or in extreme cases deposed, but the process of replacing X with Y on the throne didn’t invalidate monarchy per se. Deposing a king for incompetence was a very dangerous maneuver for lots of reasons, but it could be, and was, recast as a kind of “mandate of heaven” thing. Though they of course didn’t say that, the notion wasn’t a particularly tough sell in the age of Avignon and Antipopes.
But notice the implied question here: Sold to whom?
That’s where the idea of “information velocity” comes in. Exaggerating only a little for effect: Most subjects of most monarchs in the Medieval period had only the vaguest idea of who the king even was. Yeah, sure, theoretically you know that your lord’s lord’s lord owes homage to some guy called “Edward II” – that whole “feudal pyramid” thing – but as to who he might be, who cares? You’ll never lay eyes on the guy, except maybe as a face on a coin … and when will you ever even see one of those? So when you finally hear, weeks or months or years after the fact, that “Richard II” has been deposed, well … vive le roi, I guess. Meet the new boss, same as the old boss, and meanwhile life goes on the same as it ever did.
Information velocity out to the sticks, in other words, was very low. By the time you find out what the great and the good are up to, it’s already over. And, of course, the reverse – so long as the taxes come in on time, on the rare occasions they’re levied (imagine that!), the king doesn’t much care what his vassal’s vassals’ vassals’ vassals are up to.
Severian, “Inertia and Incompetence”, Founding Questions, 2020-12-25.
September 19, 2023
The end of the Western Roman Empire
Theophilus Chilton updates a review from several years ago with a few minor changes:
British archaeologist and historian Bryan Ward-Perkin’s excellent 2005 work The Fall of Rome and the End of Civilization is a text that is designed to be a corrective for the type of bad academic trends that seem to entrench themselves in even the most innocuous of subjects. In this case, Ward-Perkins, along with fellow Oxfordian Peter Heather in his book The Fall of the Roman Empire: A New History of Rome and the Barbarians, sets out to fix a glaring error which has come to dominate much of the scholarly study of the 4th and 5th centuries in the western Empire for the past few decades.
This error is the view that the western Empire did not actually “fall”. Instead, so say many latter-day historical revisionists, what happened between the Gothic victory at Adrianople in 378 AD and the abdication of Romulus Augustulus, the last western Emperor, in 476 was more of an accident, an unintended consequence of a few boisterous but well-meaning neighbors getting a bit out of hand. Challenged is the very notion that the Germanic tribes (who cannot be termed “barbarians” any longer) actually “invaded”. Certainly, these immigrants did not cause harm to the western Empire — for the western empire wasn’t actually “destroyed”, but merely “transitioned” seamlessly into the era we term the Middle Ages. Ward-Perkins cites one American scholar who goes so far as to term the resettlement of Germans onto land that formerly belonged to Italians, Hispanians, Britons, and Gallo-Romans as taking place “in a natural, organic, and generally eirenic manner”. Certainly, it is gauche among many modern academics in this field to maintain that violent barbarian invasions forcibly ended high civilization and reduced the living standards in these regions to those found a thousand years before during the Iron Age.
Ward-Perkins points out the “whys” of this historical revision. Much of it simply has to do with political correctness (which he names as such) — the notion that we cannot really say that one culture is “higher” or “better” than others. Hence, when the one replaces the other, we cannot speculate as to how this replacement made things worse for all involved. In a similar vein, many continental scholars appear to be uncomfortable with the implications that the story of mass barbarian migrations and subsequent destruction and decivilization has in the ongoing discussion about the European Union’s own immigration policy — a discussion in which many of these same academics fall on the left side of the aisle.
Yet, all of this revisionism is bosh and bunkum, as Ward-Perkins so thoroughly points out. He does this by bringing to the table a perspective that many other academics in this field of study don’t have — that of a field archaeologist who is used to digging in the dirt, finding artifacts, drawing logical conclusions from the empirical evidence, and then using that evidence to decide “what really happened”, rather than just literary sources and speculative theories. Indeed, as the author shows, across the period of the Germanic invasions, the standard of living all across Roman western Europe declined, in many cases quite precipitously, from what it had been in the 3rd century. The quality and number of manufactured goods declined. Evidence for the large-scale integrative trade network that bound the western Empire together and with the rest of the Roman world disappears. In its place we find that trade goods travelled much smaller distances to their buyers — evidence for the breakdown of the commercial world of the West. Indeed, the economic activity of the West disappeared to the point that the volume of trade in western Europe would not be matched again until the 17th century. Evidence for the decline of food production suggests that populations fell all across the region. Ward-Perkins’ discussion of the decline in the size of cattle is enlightening evidence that the degeneration of the region was not merely economic. Economic prosperity, the access of the common citizen to a high standard of living with a wide range of creature comforts, disappeared during this period.
The author, however, is not negligent in pointing out the literary and documentary evidence for the horrors of the barbarian invasions that so many contemporary scholars seem to ignore. Indeed, the picture painted by the sum total of these evidences is one of harrowing destruction caused by aggressive, ruthless invaders seeking to help themselves to more than just a piece of the Roman pie. Despite the recent scholarly reconsiderations, the Germans, instead of settling on the land given to them by various Emperors and becoming good Romans, ended up taking more and more until there was nothing left to take. As Ward-Perkins puts it,
Some of the recent literature on the Germanic settlements reads like an account of a tea party at the Roman vicarage. A shy newcomer to the village, who is a useful prospect for the cricket team, is invited in. There is a brief moment of awkwardness, while the host finds an empty chair and pours a fresh cup of tea; but the conversation, and village life, soon flow on. The accommodation that was reached between invaders and invaded in the fifth- and sixth- century West was very much more difficult, and more interesting, than this. The new arrival had not been invited, and he brought with him a large family; they ignored the bread and butter, and headed straight for the cake stand. Invader and invaded did eventually settle down together, and did adjust to each other’s ways — but the process of mutual accommodation was painful for the natives, was to take a very long time, and, as we shall see …left the vicarage in very poor shape. (pp. 82-83)
Professor Bret Devereaux discussed the long fifth century on his blog last year:
… it is not the case that the Roman Empire in the west was swept over by some destructive military tide. Instead the process here is one in which the parts of the western Roman Empire steadily fragment apart as central control weakens: the empire isn’t destroy[ed] from outside, but comes apart from within. While many of the key actors in that are the “barbarian” foederati generals and kings, many are Romans and indeed […] there were Romans on both sides of those fissures. Guy Halsall, in Barbarian Migrations and the Roman West (2007) makes this point, that the western Empire is taken apart by actors within the empire, who are largely committed to the empire, acting to enhance their own position within a system the end of which they could not imagine.
It is perhaps too much to suggest the Roman Empire merely drifted apart peacefully – there was quite a bit of violence here and actors in the old Roman “center” clearly recognized that something was coming apart and made violent efforts to put it back together (as Halsall notes, “The West did not drift hopelessly towards its inevitable fate. It went down kicking, gouging and screaming”) – but it tore apart from the inside rather than being violently overrun from the outside by wholly alien forces.






