… the economic system in much of medieval Europe is better understood under this term, manorialism, rather than “feudalism”. Feudalism, as a term, has been generally going out of style among medievalists for a long time, but it is especially inapt here. In a lot of popular discourse (and high school classrooms), feudalism gets used as a catch-all to mean both the political relationships between aristocrats and other aristocrats, and the economic relationships between peasants and aristocrats, but these were very different relationships. Peasants did not have fiefs, they did not enter into vassalage agreements (the feodum of feudalism). Thus in practice my impression is that the experts in medieval European economics and politics tend to eschew “feudalism” as an unhelpful term, preferring “manoralism” to describe the economic system (including the political subordination of the peasantry) and “vassalage” to describe the system of aristocratic political relationships.
Bret Devereaux, “Collections: Bread, How Did They Make It? Part IV: Markets, Merchants and the Tax Man”, A Collection of Unmitigated Pedantry, 2020-08-21.
February 25, 2023
QotD: Feudalism versus “Manorialism”
February 21, 2023
Medieval Mardi Gras
Tasting History with Max Miller
Published 22 Feb 2022
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February 17, 2023
QotD: Risk mitigation in pre-modern farming communities
Let’s start with the first sort of risk mitigation: reducing the risk of failure. We can actually detect a lot of these strategies by looking for deviations in farming patterns from obvious efficiency. Modern farms are built for efficiency – they typically focus on a single major crop (whatever brings the best returns for the land and market situation) because focusing on a single crop lets you maximize the value of equipment and minimize other costs. They rely on other businesses to provide everything else. Such farms tend to be geographically concentrated – all the fields together – to minimize transit time.
Subsistence farmers generally do not do this. Remember, the goal is not to maximize profit, but to avoid family destruction through starvation. If you only farm one crop (the “best” one) and you get too little rain or too much, or the temperature is wrong – that crop fails and the family starves. But if you farm several different crops, that mitigates the risk of any particular crop failing due to climate conditions, or blight (for the Romans, the standard combination seems to have been a mix of wheat, barley and beans, often with grapes or olives besides; there might also be a small garden space. Orchards might double as grazing-space for a small herd of animals, like pigs). By switching up crops like this and farming a bit of everything, the family is less profitable (and less engaged with markets, more on that in a bit), but much safer because the climate conditions that cause one crop to fail may not impact the others. A good example is actually wheat and barley – wheat is more nutritious and more valuable, but barley is more resistant to bad weather and dry-spells; if the rains don’t come, the wheat might be devastated, but the barley should make it and the family survives. On the flip side, if it rains too much, well the barley is likely to be on high-ground (because it likes the drier ground up there anyway) and so survives; that’d make for a hard year for the family, but a survivable one.
Likewise – as that example implies – our small farmers want to spread out their plots. And indeed, when you look at land-use maps of villages of subsistence farmers, what you often find is that each household farms many small plots which are geographically distributed (this is somewhat less true of the Romans, by the by). Farming, especially in the Mediterranean (but more generally as well) is very much a matter of micro-climates, especially when it comes to rainfall and moisture conditions (something that is less true on the vast flat of the American Great Plains, by the by). It is frequently the case that this side of the hill is dry while that side of the hill gets plenty of rain in a year and so on. Consequently, spreading plots out so that each family has say, a little bit of the valley, a little bit of the flat ground, a little bit of the hilly area, and so on shields each family from catastrophe is one of those micro-climates should completely fail (say, the valley floods, or the rain doesn’t fall and the hills are too dry for anything to grow).
Bret Devereaux, “Collections: Bread, How Did They Make It? Part I: Farmers!”, A collection of Unmitigated Pedantry, 2020-07-24.
February 15, 2023
Medieval French Toast
Tasting History with Max Miller
Published 14 Feb 2023
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February 13, 2023
QotD: Oaths in pre-modern cultures
First, some caveats. This is really a discussion of oath-taking as it existed (and exists) around the Mediterranean and Europe. My understanding is that the basic principles are broadly cross-cultural, but I can’t claim the expertise in practices south of the Sahara or East of the Indus to make that claim with full confidence. I am mostly going to stick to what I know best: Greece, Rome and the European Middle Ages. Oath-taking in the pre-Islamic Near East seems to follow the same set of rules (note Bachvarova’s and Connolly’s articles in Horkos), but that is beyond my expertise, as is the Middle East post-Hijra.
Second, I should note that I’m drawing my definition of an oath from Alan Sommerstein’s excellent introduction in Horkos: The Oath in Greek Society (2007), edited by A. Sommerstein and J. Fletcher – one of the real “go-to” works on oath-taking in the ancient Mediterranean world. As I go, I’ll also use some medieval examples to hopefully convince you that the same basic principles apply to medieval oaths, especially the all-important oaths of fealty and homage.
(Pedantry note: now you may be saying, “wait, an introduction? Why use that?” As of when I last checked, there is no monograph (single author, single topic) treatment of oaths. Rather, Alan Sommerstein has co-authored a set of edited collections – Horkos (2007, with J. Fletcher), Oath and State (2013, with A. Bayliss) and Oaths and Swearing (2014, with I. Torrance). This can make Greek oaths a difficult topic to get a basic overview of, as opposed to a laundry list of the 101 ancient works you must read for examples. Discussions of Roman oaths are, if anything, even less welcoming to the beginner, because they intersect with the study of Roman law. I think the expectation has always been that the serious student of the classics would have read so many oaths in the process of learning Latin and Greek to develop a sort of instinct for the cultural institution. Nevertheless, Sommerstein’s introduction in Horkos presents my preferred definition of the structure of an oath.)
Alright – all of the quibbling out of the way: onward!
So what is an Oath? Is it the same as a Vow?
Ok, let’s start with definitions. In modern English, we often use oath and vow interchangeably, but they are not (usually) the same thing. Divine beings figure in both kinds of promises, but in different ways. In a vow, the god or gods in question are the recipients of the promise: you vow something to God (or a god). By contrast, an oath is made typically to a person and the role of the divine being in the whole affair is a bit more complex.
(Etymology digression: the word “oath” comes to us by way of Old English āþ (pronounced “ath” with a long ‘a’) and has close cousins in Dutch “Eed” and German “Eid”. The word vow comes from Latin (via Middle English, via French), from the word votum. A votum is specifically a gift to a god in exchange for some favor – the gift can be in the present tense or something promised in the future. By contrast, the Latin word for oath is ius (it has a few meanings) and to swear an oath is the verb iuro (thus the legal phrase “ius iurandum” – literally “the oath to be sworn”). This Latin distinction is preserved into the English usage, where “vow” retains its Latin meaning, and the word “oath” usurps the place of Latin ius (along with other words for specific kinds of oaths in Latin, e.g. sacramentum)).
In a vow, the participant promises something – either in the present or the future – to a god, typically in exchange for something. This is why we talk of an oath of fealty or homage (promises made to a human), but a monk’s vows. When a monk promises obedience, chastity and poverty, he is offering these things to God in exchange for grace, rather than to any mortal person. Those vows are not to the community (though it may be present), but to God (e.g. Benedict in his Rule notes that the vow “is done in the presence of God and his saints to impress on the novice that if he ever acts otherwise, he will surely be condemned by the one he mocks“. (RB 58.18)). Note that a physical thing given in a vow is called a votive (from that Latin root).
(More digressions: Why do we say “marriage vows” in English? Isn’t this a promise to another human being? I suspect this usage – functionally a “frozen” phrase – derives from the assumption that the vows are, in fact, not a promise to your better half, but to God to maintain. After all, the Latin Church held – and the Catholic Church still holds – that a marriage cannot be dissolved by the consent of both parties (unlike oaths, from which a person may be released with the consent of the recipient). The act of divine ratification makes God a party to the marriage, and thus the promise is to him. Thus a vow, and not an oath.)
So again, a vow is a promise to a divinity or other higher power (you can make vows to heroes and saints, for instance), whereas an oath is a promise to another human, which is somehow enforced, witnessed or guaranteed by that higher power.
An example of this important distinction being handled in a very awkward manner is the “oath” of the Night’s Watch in Game of Thrones (delivered in S1E7, but taken, short a few words, verbatim from the books). The recruits call out to … someone … (they never name who, which as we’ll see, is a problem) to “hear my words and bear witness to my vow”. Except it’s not clear to me that this is a vow, so much as an oath. The supernatural being you are vowing something to does not bear witness because they are the primary participant – they don’t witness the gift, they receive it.
I strongly suspect that Martin is riffing off of here are the religious military orders of the Middle Ages (who did frequently take vows), but if this is a vow, it raises serious questions. It is absolutely possible to vow a certain future behavior – to essentially make yourself the gift – but who are they vowing to? The tree? It may well be “the Old Gods” who are supposed to be both nameless and numerous (this is, forgive me, not how ancient paganism worked – am I going to have to write that post too?) and who witness things (such as the Pact, itself definitely an oath, through the trees), but if so, surely you would want to specify that. Societies that do votives – especially when there are many gods – are often quite concerned that gifts might go awry. You want to be very specific as to who, exactly, you are vowing something to.
This is all the more important given that (as in the books) the Night’s Watch oath may be sworn in a sept as well as to a Weirwood tree. It wouldn’t do to vow yourself to the wrong gods! More importantly, the interchangeability of the gods in question points very strongly to this being an oath. Gods tend to be very particular about the votives they will receive; one can imagine saying “swear by whatever gods you have here” but not “vow yourself to whatever gods you have here”. Who is to say the local gods take such gifts?
Moreover, while they pledge their lives, they aren’t receiving anything in return. Here I think the problem may be that we are so used to the theologically obvious request of Christian vows (salvation and the life after death) that it doesn’t occur to us that you would need to specify what you get for a vow. But the Old Gods don’t seem to be in a position to offer salvation. Votives to gods in polytheistic systems almost always follow the do ut des system (lit. “I give, that you might give”). Things are not offered just for the heck of it – something is sought in return. And if you want that thing, you need to say it. Jupiter is not going to try to figure it out on his own. If you are asking the Old Gods to protect you, or the wall, or mankind, you need to ask.
(Pliny the Elder puts it neatly declaring, “of course, either to sacrifice without prayer or to consult the gods without sacrifice is useless” (Nat. Hist. 28.3). Prayer here (Latin: precatio) really means “asking for something” – as in the sense of “I pray thee (or ‘prithee’) tell me what happened?” And to be clear, the connection of Christian religious practice to the do ut des formula of pre-Christian paganism is a complex theological question better addressed to a theologian or church historian.)
The scene makes more sense as an oath – the oath-takers are swearing to the rest of the Night’s Watch to keep these promises, with the Weirwood Trees (and through them, the Old Gods – although again, they should specify) acting as witnesses. As a vow, too much is up in the air and the idea that a military order would permit its members to vow themselves to this or that god at random is nonsense. For a vow, the recipient – the god – is paramount.
Bret Devereaux, “Collections: Oaths! How do they Work?”, A Collection of Unmitigated Pedantry, 2019-06-28.
February 10, 2023
QotD: Before Star Wars or the MCU there was … the Arthurian Narrative Universe
I’m referring to the obsession with knights and their adventures — and especially those linked to King Arthur and his Round Table. These were the most popular stories in Europe for hundreds of years. Readers couldn’t get enough of them, and even as the stories got stale and predictable, the audience demanded more and more.
The situation is almost exactly the same as the Marvel Cinematic Universe. We have a major character named King Arthur, but he was linked to numerous spinoffs and sequels. The other heroes connected to him soon established their own brands — including Lancelot, Merlin, Gawain, Tristan, Percival, and many others. Readers who enjoyed one of the heroes, often became fans of others.
If you make a list, the Arthurian Narrative Universe (ANU) has more than fifty protagonists. Not all of them became major brands, but that’s no different from the movie business, where even Disney can’t keep every superhero on the payroll.
Even more to the point, these stories were business initiatives, expected to enrich their owners. It’s hardly a coincidence that the most influential collection of stories about King Arthur in English, Le Morte d’Arthur published in 1485, originated as a profit-making venture by the earliest commercial publisher in Britain.
William Caxton was not only the first person to set up a printing press in England, but also the first retailer of printed books in the country. He acquired the manuscript of Le Morte d’Arthur from Thomas Malory, the Stan Lee of his day, and turned it into the single most influential secular British book between the time of Chaucer and the rise of Shakespeare.
He didn’t do it because he loved English history. (The painful truth is that very little — in fact next to nothing — in the Arthurian tales comes from documented historical events.) He didn’t even publish the book because he loved a good story. Caxton wanted to make a buck — or a pound sterling, I ought to say. He had identified the right brand franchise, much like the Walt Disney Company in the current day, and would milk it for all it was worth.
But here’s the most amazing thing about his brand franchise: Arthurian stories had been circulating in manuscript for more than 300 years at this point. And many of the details in these narratives are much older than that, reaching back to accounts of knights who fought in the Crusades, if not earlier.
We can trace the story of Lancelot and his adulterous romance with Queen Guinevere at least back to 1180. The story of the knights’ quest for the Holy Grail dates at least back to 1190. The first mention of King Arthur is no later than 828 AD.
Stop and consider the implications. King Arthur was the most popular brand franchise in secular narratives when he was 650 years old!
Of course, it was absurd. Nobody undertook knightly adventures of this sort during the Renaissance, but storytellers pretended otherwise. Everything about these narratives was outdated, unrealistic, and repetitive — the people who read these tales didn’t own suits of armor or compete in jousting tournaments. Those things had disappeared from society. But the audience still wanted these stories, so the same plots and characters got recycled again and again.
Ted Gioia, “Don Quixote Tells Us How the Star Wars Franchise Ends”, The Honest Broker, 2022-11-09.
February 9, 2023
QotD: Collecting taxes, Medieval-style
I want to begin with an observation, obvious but frequently ignored: states are complex things. The apparatus by which a state gathers revenue, raises armies (with that revenue), administers justice and tries to organize society – that apparatus requires people. Not just any people: they need to be people of the educated, literate sort to be able to record taxes, read the laws and transmit (written) royal orders and decrees.
(Note: for a more detailed primer on what this kind of apparatus can look like, check out Wayne Lee’s (@MilHist_Lee) talk “Reaping the Rewards: How the Governor, the Priest, the Taxman, and the Garrison Secure Victory in World History” here. He’s got some specific points he’s driving at, but the first half of the talk is a broad overview of the problems you face as a suddenly successful king. Also, the whole thing is fascinating.)
In a pre-modern society, this task – assembling and organizing the literate bureaucrats you need to run a state – is very difficult. Literacy is often very low, so the number of individuals with the necessary skills is minuscule. Training new literate bureaucrats is expensive, as is paying the ones you have, creating a catch-22 where the king has no money because he has no tax collectors and he has no tax collectors because he has no money. Looking at how states form is thus often a question of looking at how this low-administration equilibrium is broken. The administrators you need might be found in civic elites who are persuaded to do the job in exchange for power, or in a co-opted religious hierarchy of educated priests, for instance.
Vassalage represents another response to the problem, which is the attempt to – as much as possible – do without. Let’s specify terms: I am using “vassalage” here because it is specific in a way that the more commonly used “feudalism” is not. I am not (yet) referring to how peasants (in Westeros the “smallfolk”) interact with lords (which is better termed “manorialism” than as part of feudalism anyway), but rather how military aristocrats (knights, lords, etc) interact with each other.
So let us say you are a king who has suddenly come into a lot of land, probably by bloody conquest. You need to extract revenue from that land in order to pay for the armies you used to conquer it, but you don’t have a pile of literate bureaucrats to collect those taxes and no easy way to get some. By handing out that land to your military retainers as fiefs (they become your vassals), you can solve a bunch of problems at once. First, you pay off your military retainers for their service with something you have that is valuable (land). Second, by extracting certain promises (called “homage”) from them, you ensure that they will continue to fight for you. And third, you are partitioning your land into smaller and smaller chunks until you get them in chunks small enough to be administered directly, with only a very, very minimal bureaucratic apparatus. Your new vassals, of course, may do the same with their new land, further fragmenting the political system.
This is the system in Westeros, albeit after generations of inheritance (such that families, rather than individuals, serve as the chief political unit). The Westerosi term for a vassal is a “bannerman”. Greater military aristocrats with larger holding are lords, while lesser ones are landed knights. Landed knights often hold significant lands and a keep (fortified manner house), which would make them something more akin to European castellans or barons than, say, a 14th century English Knight Banneret (who is unlikely to have been given permission to fortify his home, known as a license to crenellate). What is missing from this system are the vast majority of knights, who would not have had any kind of fortified dwelling or castle, but would have instead been maintained as part of the household of some more senior member of the aristocracy. A handful of landless knights show up in Game of Thrones, but they should be by far the majority and make up most of the armies.
There’s one final missing ingredient here, which is castles, something Westeros has in abundance. Castles – in the absence of castle-breaking cannon – shift power downward in this system, because they allow vassals to effectively resist their lieges. That may not manifest in open rebellion so much as a refusal to go on campaign or supply troops. This is important, because it makes lieges as dependent on their vassals as vassals are on their lieges.
Bret Devereaux, “New Acquisitions: How It Wasn’t: Game of Thrones and the Middle Ages, Part III”, A Collection of Unmitigated Pedantry, 2019-06-12.
January 29, 2023
QotD: Questions from the Malleus Maleficarum – “Why would a perfectly just God allow witches to exist?”
Almost half the Malleus is devoted to purely philosophical questions surrounding witchcraft. Paramount among these: why would a perfectly just God allow witches to exist?
The answer probably has something to with the Devil. And you can probably get part of the way by saying that God has a principled commitment to let the Devil meddle in human affairs until the End of Days. But then you get another issue: the Devil was once the brightest of angels. He’s really really powerful. Completely unrestrained, he can probably sink continents and stuff. So why does he futz around helping elderly women kill their neighbors’ cattle?
Put a different way, there’s a very narrow band between “God restrains the Devil so much that witchcraft can’t exist” and “God restrains the Devil so little that witches have already taken over the world”. Prima facie, we wouldn’t expect the amount God restrains the Devil to fall into this little band. But in order to defend the existence of witchcraft, Kramer has to argue that it does.
His arguments ring hollow to modern ears, and honestly neither God nor the Devil comes out looking very good. God isn’t trying to maximize a 21st century utilitarian view of the Good, He’s trying to maximize His own glory. Allowing some evil helps with this, because then He can justly punish it (and being just is glorious) or mercifully forgive it (and being merciful is also glorious). But, if God let the Devil kill everyone in the world, then there would be no one left to praise God’s glory, plus people might falsely think God couldn’t have stopped the Devil if he’d wanted to. So the glory-maximizing option is to give the Devil some power, but not too much.
Meanwhile, the Devil isn’t trying to maximize 21st century utilitarian evil. He’s trying to turn souls away from God. So although he could curse people directly, what he actually wants is for humans to sell their soul to him in exchange for curse powers. So whenever possible he prefers to act through witches.
Scott Alexander, “Book Review: Malleus Maleficarum“, Astral Codex Ten, 2022-10-27.
January 24, 2023
The Byzantine Empire: Part 9 – The Last Centuries
seangabb
Published 30 Dec 2022In this, the ninth in the series, Sean Gabb gives an overview of the last years of Byzantium, from the Crusader sack in 1204 to the Turkish capture in 1453.
Between 330 AD and 1453, Constantinople (modern Istanbul) was the capital of the Roman Empire, otherwise known as the Later Roman Empire, the Eastern Roman Empire, the Mediaeval Roman Empire, or the Byzantine Empire. For most of this time, it was the largest and richest city in Christendom. The territories of which it was the central capital enjoyed better protections of life, liberty and property, and a higher standard of living, than any other Christian territory, and usually compared favourably with the neighbouring and rival Islamic empires.
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January 16, 2023
I thought the treadmill crane was fictional
Tom Scott
Published 26 Sep 2022The treadwheel crane, or treadmill crane, sounds like something from Astérix or the Flintstones. But at Guédelon in France, not only do they have one: they’re using it to help build their brand new castle.
▪ More about Guédelon: https://www.guedelon.fr/
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January 12, 2023
Early royal “spares” in English history
Ed West considers the time-honoured Ottoman habit of strangling the new Sultan’s half-brothers on his accession to the throne and notes that after the practice was discontinued, many notables in the empire thought it also marked a down-turn in the quality of later Sultans. The British crown never had such a formal tradition, although brotherly love seems to have been in very short supply a thousand years ago:
Tales of royal brothers at war are a common theme, a staple of Norse sagas in particular, a recent example being the television series Vikings, and the brothers Ragnar and Rollo. William and Harry’s own family story in England begins with a tale told in one 14th century Icelandic saga, Hemings þáttr, which draws on older Norwegian stories to recall two royal brothers who became deadly rivals, Harold and Tostig.
Harold, as Earl of Wessex and the second most powerful man in England, had had his brother installed as Earl of Northumbria, where he had made himself immensely unpopular and provoked an uprising. When in 1065 Harold did a deal with the northerners to remove his sibling — presumably in exchange for the Northumbrians supporting his claim to the throne when the ailing King Edward passed away — Tostig fled abroad, embittered and determined to get revenge. Later accounts suggest that Harold and Tostig were rivals from an early age, one story having the young brothers fighting at the royal court as youngsters. Who knows, maybe Harold got the bigger room.
Tostig, now an exile, travelled around the North Sea looking for someone to help him invade England, finally finding his man with the terrifying Norwegian giant Harald Hardraada. Tostig had told all the Norwegians he was popular back home, but when they arrived in York they found that their English ally was in fact widely despised, and that not a single person came out to greet the former earl.
Tostig was killed soon after, in battle with his brother, having first (supposedly) exchanged words in this legendary meeting.
Harold himself would follow soon, victim of the English aristocracy’s great forefather William the Conqueror, whose success is illustrated by the naming patterns that followed. Harold’s brothers were Sweyn, Tostig, Gyrth, Leofwine and Wulfnoth; the Conqueror’s sons Robert, Richard, William and Henry. We haven’t had any Prince Wulfnoths recently.
The Conqueror’s son Richard having died in a hunting accident, the surviving Norman brothers had similarly fallen out, by one account the feud starting with a practical joke where William and Henry had poured a bucket of urine over eldest brother Robert. But mainly it was over land and power: after their father’s death Robert was made Duke of Normandy, the middle brother became William II of England, while Henry had to make do with just a cash payment.
Yet when William died in a mysterious hunting accident in the New Forest in 1100, Henry was conveniently close enough to reach the Treasury at Winchester within an hour to claim the crown. Six years later he invaded Normandy, with a partly English army, and captured his surviving brother, keeping Robert imprisoned for the rest of his life.
Henry I ruled for 35 years, but his long reign was followed by a civil war between his daughter Matilda and nephew Stephen, resulting in the rise of a new dynasty, the House of Anjou, or Plantagenets — so defined by internal conflict that Francis Bacon called them “a race much dipped in their own blood”.
Matilda’s husband Geoffrey Plantagenet had his brother Elias imprisoned, and Geoffrey’s son, King Henry II, had also gone to war with his younger brother, also Geoffrey. Even Geoffrey Plantagenet’s grandfather Fulk “the Quarreller” had spent over 30 years fighting for control of the county with his older brother, yet another Geoffrey.
Henry II in contrast fought his four sons and, after his death, his heir Richard I would also face rebellion from his younger brother John. When the Lionheart returned from crusade to deal with his deeply unlovable sibling he was remarkably forgiving, telling him: “Think no more of it, brother: you are but a child who has had evil counsellors.” This was despite John being 27 at the time.
More than two centuries later the House of Plantagenet came crashing down with a war pitting cousin against cousin, although brothers also fell out in the form of Edward IV and George, Duke of Clarence.
Both men were tall, blond and handsome, and both had a cruel and violent streak, but here the younger brother was impulsive, vain and foolish. He lacked maturity or self-control, was easily flattered and tempted into unwise decisions. He had been given vast estates and a lavish household but resented his older brother, who had also blocked his marriage to the daughter of the country’s largest landowner.
So Clarence had joined in the overthrow of Edward in 1470, while the youngest brother Richard, Duke of Gloucester, had remained loyal. However, when Edward returned to England the following March and Clarence led 4,000 men out to fight him, he was talked into changing sides again.
Clarence was forgiven, but the two brothers looked upon each other “with no very fraternal eyes”, and five years later he seems to have lost his mind after his wife died during childbirth. He accused the king of “necromancy” and of poisoning his subjects, and when brought before his brother made things much worse by claiming that Edward was a bastard. He was put to death.
Apparently, a soothsayer had also told King Edward that “G” would take his crown, and this must have fuelled his paranoia about George; after all, his other brother, the loyal Richard of Gloucester, would never do such a thing.
Such fraternal feuding ended with the rise of the Tudors and the conflicts between the House of Stuart and Parliament. There would be no more point in younger brothers threatening the monarch because the monarch no longer really had power; the royal family had evolved into a business, “the firm”, one in which hierarchies were clear and immovable, and the fortunes of family members were clearly joined.
January 7, 2023
QotD: The “camp followers” of a pre-modern army
It is worth keeping in mind that an army of 10,000 or 20,000 men was, by ancient or medieval standards, a mid-sized town or city moving across the landscape. Just as towns and cities created demand for goods that shaped life around them, so did armies (although they’d have to stay put to create new patterns of agriculture, though armies that did stay put did create new patterns of agriculture, e.g. the Roman limes). Thousands of soldiers demand all sorts of services and often have the money to pay for them and that’s in addition to what the army as an army needs. That in turn is going to mean that the army is followed by a host of non-combatants, be they attached to the soldiers, looking to turn a profit, or compelled to be there.
We can start with sutlers, merchants buying or selling from the soldiers themselves (the Romans called these fellows lixae, but also called other non-soldiers in the camp lixae as well, see Roth (2012), 93-4; they also call them mercatores or negotiatores, merchants). Sutlers could be dealing in a wide array of goods. Even for armies where ration distribution was regular (e.g. the Roman army), sutlers might offer for sale tastier and fancier rations: meat, better alcohol and so on. They might also sell clothing and other goods to soldiers, even military equipment: finding “custom” weapons and armor in the archaeology of military forts and camps is not uncommon. For less regularly rationed armies, sutlers might act as a supplement to irregular systems of food and pay, providing credit to soldiers who purchased rations to make up for logistics shortfalls, to collect when those soldiers were paid. By way of example, the regulations of the Army of Flanders issued in 1596 allowed for three sutlers per 200-man company of troops (Parker, op. cit.), but the actual number was often much higher and of course those sutlers might also have their own assistants, porters, wagons and so on which moved with the army’s camp. Women who performed this role in the modern period are often referred to by the French vivandière.
For some armies there would have been an additional class of sutlers: slave dealers. Enslaved captives were a major component of loot in ancient warfare and Mediterranean military operations into and through the Middle Ages. Armies would abduct locals caught in hostile lands they moved through or enemies captured in battles or sieges; naturally generals did not want to have to manage these poor folks in the long term and so it was convenient if slave-dealer “wholesalers” were present with the army to quickly buy the large numbers of enslaved persons the army might generate (and then handle their transport – which is to say traffic them – to market). In Roman armies this was a regularized process, overseen by the quaestor (an elected treasury official who handled the army’s finances) assigned to each army, who conducted regular auctions in the camp. That of course means that these slave dealers are not only following the army, but are doing so with the necessary apparatus to transport hundreds or even thousands of captives (guards, wagons, porters, etc.).
And then there is the general category of “camp follower”, which covers a wide range of individuals (mostly women) who might move with the camp. The same 1596 regulations that provided for just three sutlers per 200-man Spanish company also provided that there could be three femmes publiques (prostitutes), another “maximum” which must often have been exceeded. But prostitutes were not the only women who might be with an army as it moved; indeed the very same regulations specify that, for propriety’s sake, the femmes publiques would have to work under the “disguise of being washerwomen or something similar” which of course implies a population of actual washerwomen and such who also moved with the army. Depending on training and social norms, soldiers may or may not have been expected to mend their own clothes or cook their own food. Soldiers might also have wives or girlfriends with them (who might in turn have those soldier’s children with them); this was more common with professional long-service armies where the army was home, but must have happened with all armies to one degree or another. Roman soldiers in the imperial period were formally, legally forbidden from marrying, but the evidence for “soldier’s families” in the permanent forts and camps of the Roman Empire is overwhelming.
The tasks women attached to these armies have have performed varied by gender norms and the organization of the logistics system. Early modern gunpowder armies represent some of the broadest range of activities and some of the armies that most relied on women in the camp to do the essential work of maintaining the camp; John Lynn (op. cit., 118-163) refers to the soldiers and their women (a mix of wives, girlfriends and unattached women) collectively as “the campaign community” and it is an apt label when thinking about the army on the march. As Lynn documents, women in the camp washed and mended clothes, nursed the sick and cooked meals, all tasks that were considered at the time inappropriate for men. Those same women might also be engaged in small crafts or in small-scale trade (that is, they might also be sutlers). Finally, as Lynn notes, women who were managing food and clothing seem often to have become logistics managers for their soldiers, guarding moveable property during battles and participating in pillaging in order to scrounge enough food and loot for they and their men to survive. I want to stress that for armies that had large numbers of women in the camp, it was because they were essential to the continued function of the army.
And finally, you have the general category of “servants”. The range of individuals captured by this label is vast. Officers and high status figures often brought either their hired servants or enslaved workers with them. Captains in the aforementioned Army of Flanders seem generally to have had at least four or five servants (called mozos) with them, for instance; higher officers more. But it wasn’t just officers who did this. Indeed, the average company in the Army of Flanders, Parker notes, would have had 20-30 individual soldiers who also had mozos with them; one force of 5,300 Spanish veterans leaving Flanders brought 2,000 such mozos as they left (Parker, op. cit. 151).
Looking at the ancient world, many – possibly most – Greek hoplites in citizen armies seem to have very often brought enslaved servants with them to carry their arms and armor; such enslaved servants are a regular feature of their armies in the sources. The Romans called these enslaved servants in their armies calones; it was a common trope of good generalship to sharply restrict their number, often with limited success. At Arausio we are told there were half as many servants (calonum et lixarum) as soldiers (Liv. Per. 67, on this note Roth (2013), 105), though excessive numbers of calones et lixae was a standard marker of bad general and the Romans did lose badly at Arausio so we ought to take those figures with a grain of salt, as Livy (and his sources) may just be communicating that the generals there were bad. That said, the notion that a very badly led army might have as many non-combatants following it as soldiers is a common one in the ancient sources. And while Roman armies were considered notable in the ancient world for how few camp servants they relied on and thus how much labor and portage was instead done by the soldiers, getting Roman aristocrats to leave their vast enslaved household staff at home was notoriously difficult (e.g. Ps.Caes. BAfr. 54; Dio Cass. 50.11.6). Much like the early modern “campaign community”, our sources frequently treat these calones as part of the army they belonged to, even though they were not soldiers.
Bret Devereaux, “Collections: Logistics, How Did They Do It, Part I: The Problem”, A Collection of Unmitigated Pedantry, 2022-07-15.
December 28, 2022
What we still don’t know about historical European swordfighting
I was for many years a member of the SCA partly for the attraction of the historical period and partly for the swordfighting. The Society developed a (mostly) safe simulation of (some) medieval combat styles and later introduced (some) renaissance rapier combat as well (initially borrowing equipment standards from modern sport fencing). Around the time the SCA began to consider expanding from high medieval sword-and-shield styles, separate organizations in Europe and the United States sprang up to be more consciously historical in how they recreated historical blade combat, these groups are often collectively referred to as Historical European Martial Arts (HEMA) or Western Martial Arts (WMA). The foundation documents for HEMA and other historical combat enthusiasts are the various surviving manuals of swordmasters and fencing school owners which cover a kaleidoscope of weapons, techniques, advice, and how-to illustrations … some of which appear to be physically impossible for ordinary human beings:
The ultimate experts in medieval sword fighting were the “fight masters” – elite athletes who trained their disciples in the subtle arts of close combat. The most highly renowned were almost as famous as the knights they trained, and many of the techniques they used were ancient, dating back hundreds of years in a continuous tradition.
Little is known about these rare talents, but the scraps of information that have survived are full of intrigue. Hans Talhoffer, a German fencing master with curly hair, impressive sideburns and a penchant for tight body suits, had a particularly chequered past. In 1434, he was accused of murdering a man and admitted abducting him in the Austrian city of Salzburg.
Fight masters worked with a grisly assortment of deadly weapons. The majority of training was dedicated to fencing with the longsword, or the sword and buckler (a style of combat involving holding a sword in one hand, and a small shield in the other). However, they also taught how to wield daggers, poleaxes, shields, and even how to fight with nothing at all, or just a bag of rocks (more on this later).
It’s thought that some fight masters were organised into brotherhoods, such as the Fellowship of Liechtenauer – a society of around 18 men who trained under the shadowy grandmaster Johannes Lichtenauer in the 15th Century. Though details about the almost-legendary figure himself have remained elusive, it’s thought he led an itinerant life, travelling across borders to train a handful of select proteges and learn new fencing secrets.
Other fight masters stayed closer to home – hired by dukes, archbishops and other assorted nobles to train themselves and their guards. A number even set up their own “fight schools”, where they gathered less wealthy students for regular weekly sessions.
[…]
For all their beauty, the hand-drawn works could also be decidedly bloodthirsty. In Talhoffer’s 1467 manual, neat sequences of moves that look almost like dancing end abruptly with swords through eye-sockets, violent impalings, and casual instructions to beat the opponent to death. Some signature techniques even have names – chilling titles like the “wrath-hew”, “crumpler”, “twain hangings”, “skuller” and “four openings”.
Despite passing through countless generations of owners, and – in some cases – centuries of graffiti, burns, theft, and mysterious periods of vanishment from the historical record, a surprising number survive today. This includes at least 80 codexes from German-speaking regions alone.
Impossible moves and missing clues
But there’s a problem. Many of the techniques in combat manuals, also known as “fechtbücher“, are convoluted, vague, and cryptic. Despite the large corpus of remaining books, they often offer surprisingly little insight into what the fight master is trying to convey.
“It’s famously difficult to take these static unmoving woodcut images, and determine the dynamic action of combat,” says Scott Nokes, “This has been a topic of debate, research and experimentation for generations.”
On some occasions these manuals seem to depict contortions of the body that are physically impossible, while those that attempt to convey moves in three dimensions sometimes give combatants extra arms and legs that were added in by accident. Others contain instructions that are frustratingly opaque – sometimes depicting actions that don’t seem to work, or building upon enigmatic moves that have long-since been lost.
Oddly, the text is often written as poetry, rather than prose – and a few authors even made it hard to interpret their works on purpose.
Lichtenauer recorded his instructions in obscure verses which remain almost incomprehensible today – one expert has gone so far as to call them “gibberish”. According to a contemporary fight master he trained, the grandmaster wrote in “secret words” to prevent them from being intelligible to anyone who didn’t value his art highly enough.
Even when it is possible to decipher what a combat manual is describing or demonstrating, some experts suspect that crucial contextual information is always missing.
December 21, 2022
Tom Holland’s Dominion
Ed West expands on the review he wrote when Holland’s book was first published in 2019:
The Romans are the most “epic” figures in history, to use my young son’s favourite word, exerting a glamour and allure that no civilisation has successfully matched. This magnetism can also appear heightened by what followed, the illiterate bleakness of the early Middle Ages, and the fun-sucking religion that came with it. Many down the years have lamented the switch from the Rome of the Caesars to the Rome of the popes.
The young Tom Holland was one of them. Raised as an Anglican, the historian’s childhood fascination with dinosaurs evolved into one for the equally glamorous ancients. “Although I vaguely continued to believe in God,” he writes: “I found him infinitely less charismatic than the gods of the Greeks: Apollo, Athena, Dionysus. I liked the way that they did not lay down laws, or condemn other deities as demons; I liked their rock-star glamour. As a result, by the time I came to read Edward Gibbon and his great history of the decline and fall of the Roman Empire, I was more ready to accept his interpretation of the triumph of Christianity: that it had ushered in an ‘age of superstition and credulity’. My childhood instinct to see the biblical God as the po-faced enemy of liberty and fun was rationalised.”
This, indeed, is a widespread view. Since Gibbon wrote his great work in the late 18th century there has existed the popular idea that the Renaissance, with its return to classical values, and the Enlightenment, which saw the birth of reason over superstition, were a reaction to Christianity, which had in those thousand dark medieval years suppressed science and freedom.
Yet the truth and paradox, as Holland shows in this truly epic account of how Christianity came to shape the West, is that the western idea of secularism is itself a very Christian one. Liberalism was never a reaction to Christianity, it was a product, perhaps one might heresy; ditto Marxism, socialism and the various progressive creeds of the modern era, right up to the current Great Awokening with its focus on the sanctity of victimhood.
All our assumptions about progress, the rights of the individual, our horror of racism and sexual exploitation, even the acceptance of gay marriage, are the products of Christianity. They are not in themselves universal or “natural”, and to the Romans these ideas of human rights and dignity would have been incomprehensible, laughable even.
Holland made his name with thrilling popular histories set in the ancient world, yet the more he studied antiquity, the more alien it became to him. It wasn’t just that Spartans or Romans killed innocents in large numbers, but that they lacked even the suggestion that the weak might be worth pitying. “That my belief in God had faded over the course of my teenage years did not mean that I had ceased to be Christian,” he writes.
Cruelties such as the exposure of infants – especially female infants – were almost universally accepted in antiquity, except among one or two small German tribes and, at the other end of the empire, a monotheistic people in the eastern Mediterranean. Perhaps the obscenest horror, however, was the practice of crucifixion, a death so cruel that Roman writers barely touched on the subject. Indeed only “four detailed accounts of the process by which a man might be sentenced to the cross, and then suffer his punishment, have survived from antiquity. Remarkably, they all describe the same execution.”
This is the story of how on that one Friday in Judea the world was changed forever — with a moral revolution like nothing before or since.
December 14, 2022
QotD: The “tooth-to-tail ratio” in armies
The first issue is what in military parlance is called the “tooth to tail” ratio. This is the ratio of the number of actual combat troops (the “tooth”) to logistics and support personnel (the “tail”) in a fighting force. Note that these are individuals in the fighting force – the question of the supporting civilian economy is separate. The thing is, the tooth to tail ratio has tended to shift towards a longer tail over time, particular as warfare has become increasingly industrialized and technical.
The Roman legion, for instance, was essentially all tooth. While there was a designation for support troops, the immunes, so named because they were immune from having to do certain duties in camp, these fellows were still in the battle line when the legion fought. The immunes included engineers, catapult-operators, musicians, craftsmen, and other specialists. Of course legions were also followed around by civilian non-combatants – camp-followers, sutlers, etc. – but in the actual ranks, the “tail” was minimal.
You can see much the same in the organization of medieval “lances” – units formed around a single knight. The Burgundian “lance” of the late 1400s was composed of nine men, eight of which were combatants (the knight, a second horsemen, the coustillier, and then six support soldiers, three mounted and three on foot) and one, the page, was fully a non-combatant. A tooth-to-tail ratio of 8:1. That sort of “tooth-heavy” setup is common in pre-industrial armies.
The industrial revolution changes a lot, as warfare begins to revolve as much around mobilizing firepower, typically in the form of mass artillery firepower as in mobilizing men. We rarely in our fiction focus on artillery, but modern warfare – that is warfare since around 1900 – is dominated by artillery and other forms of [indirect] fires. Artillery, not tanks or machine guns, after all was the leading cause of combat death in both World Wars. Suddenly, instead of having each soldier carry perhaps 30-40kg of equipment and eat perhaps 1.5kg of food per day, the logistics concern is moving a 9-ton heavy field gun that might throw something like 14,000kg of shell per day during a barrage, for multiple days on end. Suddenly, you need a lot more personnel moving shells than you need firing artillery.
As armies motorized after WWI and especially after WWII, this got even worse, as a unit of motorized or mechanized infantry needed a small army of mechanics and logistics personnel handling spare parts in order to stay motorized. Consequently, tooth-to-tail ratios plummeted, inverted and then kept going. In the US Army in WWI, the ratio was 1:2.6 (note that we’ve flipped the pre-industrial ratio, that’s 2.6 non-combat troops for every front line combat solider), by WWII it was 1:4.3 and by 2005 it was 1:8.1. Now I should note there’s also a lot of variance here too, particularly during the Cold War, but the general trend has been for this figure to continue increasing as more complex, expensive and high-tech weaponry is added to warfare, because all of that new kit demands technicians and mechanics to maintain and supply it.
[NR: Early in WW2, British Prime Minister Winston Churchill frequently harassed his various North African generals for the disparity between the “ration strength” of their commands and the much-smaller number of combat troops deployed. If General Wavell had 250,000 drawing rations, Churchill (who last commanded troops in the field in mid-WW1) assumed that this meant close to 200,000 combat troops available to fight the Italians and (later) the Germans. This almost certainly contributed to the high wastage rate of British generals in the Western Desert.]
Bret Devereaux, “Fireside Friday, April 22, 2022”, A Collection of Unmitigated Pedantry, 2022-04-22.