Quotulatiousness

August 15, 2023

QotD: Iron ore processing in pre-industrial societies

Filed under: Europe, History, Quotations, Technology — Tags: , , , — Nicholas @ 01:00

Once our ore reaches the surface (or is removed from its open pit) it is not immediately ready for smelting, but has to go through a series of preparatory steps collectively referred to as “dressing” to get the ore ready for its date with the smelter […]

Ore removed from the mine would need to be crushed, with the larger stones pulled out of the mines smashed with heavy hammers (against a rock surface) in order to break them down to a manageable size. The exact size of the ore chunks desired varies based on the metal one is seeking and the quality of the local ore. Ores of precious metals, it seems, were often ground down to powder, but for iron ore it seems like somewhat larger chunks were acceptable. I’ve seen modern experiments with bloomeries […] getting pretty good results from ore chunks about half the size of a fist. Interestingly, Craddock notes that ore-crushing activity at mines was sufficiently intense that archaeologists can spot the tell-tale depressions where the rock surface that provided the “floor” against which the ore was crushed have been worn by repeated use.

Ore might also be washed, that is passed through water to liberate and wash away any lighter waste material. Washing is attested in the ancient world for gold and silver ores (and by Georgius Agricola for the medieval period for the same), but might be used for other ores depending on the country rock to wash away impurities. The simple method of this, sometimes called jigging, consisted of putting the ore in a sieve and shaking it while water passed through, although more complex sluicing systems are known, for instance at the Athenian silver mines at Laurium (note esp. Healy, 144-8 for diagrams); the sluices for washing are sometimes called buddles. Throughout these processes, the ore would also probably be hand-sorted in an effort to separate high-grade ore from low-grade ore.

It’s clear that this mechanical ore preparation was much more intensive for higher-value metals where making sure to be as efficient as possible was a significant concern; gold and silver ores might be crushed, sorted, washed and rewashed before being ground into a powder for the final smelting process. Craddock presents a postulated processing set for copper ore for the Bronze Age Timna mines that goes through a primary crushing, hand-sorted division into three grades, secondary crushing, grinding, a winnowing step for the low-grade ore (either air winnowing or washing) before being blended into the final smelter “charge”.

As far as I can tell, such extensive processing for iron was much less common; in many cases it seems it is hard to be certain because the sources remain so focused on precious metal mining and the later stages of iron-working. Diodorus describes the iron ore on Elba as merely being crushed, roasted and then bloomed (5.13.1) but the description is so brief it is possible that he is leaving out steps (but also, Elba’s iron ore was sufficiently rich that further processing may not have been necessary). In many cases, iron was probably just crushed, sorted and then moved straight to roasting […]

Bret Devereaux, “Iron, How Did They Make It? Part I, Mining”, A Collection of Unmitigated Pedantry, 2020-09-18.

August 11, 2023

QotD: Subsistence versus market-oriented farming in pre-modern societies

Filed under: Economics, Europe, Food, History, Quotations — Tags: , , , , — Nicholas @ 01:00

Large landholders interacted with the larger number of small farmers (who make up the vast majority of the population, rural or otherwise) by looking to trade access to their capital for the small farmers’ labor. Rather than being structured by market transactions (read: wage labor), this exchange was more commonly shaped by cultural and political forces into a grossly unequal exchange whereby the small farmers gathered around the large estate were essentially the large landholder’s to exploit. Nevertheless, that exploitation and even just the existence of the large landholder served to reorient production away from subsistence and towards surplus, through several different mechanisms.

Remember: in most pre-modern societies, the small farmers are largely self-sufficient. They don’t need very many of the products of the big cities and so – at least initially – the market is a poor mechanism to induce them to produce more. There simply aren’t many things at the market worth the hours of labor necessary to get them – not no things, but just not very many (I do want to stress that; the self-sufficiency of subsistence farmers is often overstated in older scholarship; Erdkamp (2005) is a valuable corrective here). Consequently, doing anything that isn’t farming means somehow forcing subsistence farmers to work more and harder in order to generate the surplus to provide for those people who do the activities which in turn the subsistence farmers might benefit from not at all. But of course we are most often interested in exactly all of those tasks which are not farming (they include, among other things, literacy and the writing of history, along with functionally all of the events that history will commemorate until quite recently) and so the mechanisms by which that surplus is generated matter a great deal.

First, the large landholder’s farm itself existed to support the landholder’s lifestyle rather than his actual subsistence, which meant its production had to be directed towards what we might broadly call “markets” (very broadly understood). Now many ancient and even medieval agricultural writers will extol the value of a big farm that is still self-supporting, with enough basic cereal crops to subsist the labor force, enough grazing area for animals to provide manure and then the rest of the land turned over to intensive cash-cropping. But this was as much for limiting expenses to maximize profits (a sort of mercantilistic maximum-exports/minimum-imports style of thinking) as it was for developing self-sufficiency in a crisis. Note that we (particularly in the United States) tend to think of cash crops as being things other than food – poppies, cotton, tobacco especially. But in many cases, wheat might be the cash crop for a region, especially for societies with lots of urbanism; good wheat land could bring in solid returns […]. The “cash” crop might be grapes (for wine) or olives (mostly for olive oil) or any number of other necessities, depending on what the local conditions best supported (and in some cases, it could be a cash herd too, particularly in areas well-suited to wool production, like parts of medieval Britain).

Second, the exploitation by the large landholder forces the smaller farmers around him to make more intensive use of their labor. Because they are almost always in debt to the fellow with the big farm and because they need to do labor to get access to plow teams, manure, tools, or mills and because the large landholder’s land-ready-for-sharecropping is right there, the large landholder both creates the conditions that impel small farmers to work more land (and thus work more days) than their own small farms do and also creates the conditions where they can farm more intensively (both their own lands and the big farm’s lands, via plow teams, manure, etc.). Of course the large landholder then generally immediately extracts that extra production for his own purposes. […] all of the folks who aren’t small farmers looking to try to get small farmers to work harder than is in their interest in order to generate surplus. In this case, all of that activity funnels back into sustaining the large landholder’s lifestyle (which often takes place in town rather than in the countryside), which in turn supports all sorts of artisans, domestics, crafters and so on.

And so the large landholder needs the small subsistence farmers to provide flexible labor and the small subsistence farmers (to a lesser but still quite real degree) need the large landholder to provide flexibility in capital and work availability and the interaction of both of these groups serves to direct more surplus into activities which are not farming.

Bret Devereaux, “Collections: Bread, How Did They Make It? Part II: Big Farms”, A Collection of Unmitigated Pedantry, 2020-07-31.

July 25, 2023

QotD: Non-free farm labourers in pre-modern agriculture

Filed under: Economics, Europe, History, Quotations — Tags: , , , , , — Nicholas @ 01:00

The third complicated category of non-free laborers is that of workers who had legal control of their persons to some degree but who were required by law and custom to work on a given parcel of land and give some of the proceeds to their landlord. By way of example, under the reign of Diocletian (284-305), in a (failed) effort to reform the tax-system, the main class of Roman tenants, called coloni (lit: “tillers”), were legally prevented from moving off of their estates (so as to ensure that the landlords who were liable for taxes on that land would be in a position to pay). That this change does not seem to have been a massive shift at the time should give some sense of how low the status of these coloni had fallen and just how powerful a landlord might be over their tenants. That system in turn (warning: substantial but necessary simplification incoming) provided the basis for later European serfdom. Serfs were generally tied to the land, being bought and sold with it, with traditional (and hereditary) duties to the owner of the land. They might owe a portion of their produce (like tenants) or a certain amount of labor to be performed on land whose proceeds went directly to the landlord. While serfs generally had more rights (particularly in the protection and self-ownership of their persons) than enslaved persons, they were decidedly non-free (they couldn’t, by law, move away generally) and their condition was often quite poor when compared to even small freeholders. Non-free labor was generally not flexible (the landholder was obliged to support these folks year-round whether they had work to do or not) and so composed the fixed core labor of the large landholder’s holdings.

Bret Devereaux, “Collections: Bread, How Did They Make It? Part II: Big Farms”, A Collection of Unmitigated Pedantry, 2020-07-31.

June 24, 2023

QotD: The plight of miners in pre-industrial societies

Essentially the problem that miners faced was that while mining could be a complex and technical job, the vast majority of the labor involved was largely unskilled manual labor in difficult conditions. Since the technical aspects could be handled by overseers, this left the miners in a situation where their working conditions depended very heavily on the degree to which their labor was scarce.

In the ancient Mediterranean, the clear testimony of the sources is that mining was a low-status occupation, one for enslaved people, criminals and the truly desperate. Being “sent to the mines” is presented, alongside being sent to work in the mills, as a standard terrible punishment for enslaved people who didn’t obey their owners and it is fairly clear in many cases that being sent to the mines was effectively a delayed death sentence. Diodorus Siculus describes mining labor in the gold mines of Egypt this way, in a passage that is fairly representative of the ancient sources on mining labor more generally (3.13.3, trans Oldfather (1935)):

    For no leniency or respite of any kind is given to any man who is sick, or maimed, or aged, or in the case of a woman for her weakness, but all without exception are compelled by blows to persevere in their labours, until through ill-treatment they die in the midst of their tortures. Consequently the poor unfortunates believe, because their punishment is so excessively severe, that the future will always be more terrible than the present and therefore look forward to death as more to be desired than life.

It is clear that conditions in Greek and Roman mines were not much better. Examples of chains and fetters – and sometimes human remains still so chained – occur in numerous Greek and Roman mines. Unfortunately our sources are mostly concerned with precious metal mines and those mines also seem to have been the worst sorts of mines to work in, since the long underground shafts and galleries exposed the miners to greater dangers from bad air to mine-collapses. That said, it is hard to imagine working an open-pit iron mine by hand, while perhaps somewhat safer, was any less back-breaking, miserable toil, even if it might have been marginally safer.

Conditions were not always so bad though, particularly for free miners (being paid a wage) who tended to be treated better, especially where their labor was sorely needed. For instance, a set of rules for the Roman mines at Vipasca, Spain provided for contractors to supply various amenities, including public baths maintained year-round. The labor force at Vipasca was clearly free and these amenities seem to have been a concession to the need to make the life of the workers livable in order to get a sufficient number of them in a relatively sparsely populated part of Spain.

The conditions for miners in medieval Europe seems to have been somewhat better. We see mining communities often setting up their own institutions and occasionally even having their own guilds (for instance, there was a coal-workers guild in Liege in the 13th century) or internal regulations. These mining communities, which in large mining operations might become small towns in their own right, seem to have often had some degree of legal privileges when compared to the general rural population (though it should be noted that, as the mines were typically owned by the local lord or state, exemption from taxes was essentially illusory as the lord or king’s cut of the mine’s profits was the taxes). It does seem notable that while conditions in medieval mines were never quite so bad as those in the ancient world, the rapid expansion of mining activity beginning in the 15th century seems to have coincided with a loss of the special status and privileges of earlier medieval European miners and the status associated with the labor declined back down to effectively the bottom of the social spectrum.

(That said, it seems necessary to note that precious metal-mining done by non-free Native American laborers at the order of European colonial states appears to have been every bit as cruel and deadly as mining in the ancient world.)

Bret Devereaux, “Iron, How Did They Make It? Part I, Mining”, A Collection of Unmitigated Pedantry, 2020-09-18.

May 20, 2023

QotD: Alienation

One of Marx’s most famous concepts, “alienation” initially meant “the systemic separation of a worker from the product of his labor”. The result of a craftsman’s labor is directly visible beneath his hands, growing by the day; when he’s done, the shirt (or whatever) sits there before him, fully finished. The factory worker, by contrast, is little more than a machine-tender; he pulls the lever, and the finished article is squirted out somewhere far down the line, automatically, by machine. His “labor” consists of lever-pulling and jam-clearing.

It was a real enough insight into the psychology of factory work, and Marx deserves all the credit he got for it, but “alienation” was even more useful in a broad social context — the separation of man from the cultural products of his society. After all, if capitalism is the mode of production around which society organizes itself, and the products of capitalism are by definition alienated from their producers, then by extension capitalist society must be alienated from itself. Indeed, what could “society” even mean, in a world of lever-pullers and bearing-lubers and jam-clearers?

Again, a profound and important insight into the social conditions of the Industrial Age. Ours is a mechanical, transactional world, one not well-suited to the kind of organism we are. That’s why Marxism and its spacey little brother Nazism are both what Jeffrey Herf calls “reactionary modernism.” The Communists thought they were the endpoint of the Enlightenment; the Nazis rejected it entirely; but both of them were curdled Romantics, in love with Enlightenment science while terrified of that science’s society. Lenin said that Communism was “Soviet power plus electrification”. Goebbels wasn’t that pithy, but “the feudal system plus autobahns” is pretty much what he meant by Nazism, and both boil down to “medieval peasant villages with air conditioning”.

That the one excludes the other — necessarily, comrade, necessarily, in the full Hegelian sense of the word — never occurred to either of them shouldn’t really be held against them, since both of them were determined to freeze the world exactly as it was. Both were so terrified of individuality that they were determined to stamp it out, not realizing that individuality was the only thing that made their fantasy worlds possible. Medieval peasants who were happy being medieval peasants never would’ve invented air conditioning in the first place, nicht wahr?

Severian, “Alienation”, Rotten Chestnuts, 2020-10-29.

May 10, 2023

Feasting at a Medieval Tournament

Filed under: Europe, Food, History — Tags: , , , — Nicholas @ 04:00

Tasting History with Max Miller
Published 9 May 2023
(more…)

May 6, 2023

Face-palm-worthy Coronations of the past

Filed under: Britain, History — Tags: , , , , , , , — Nicholas @ 05:00

I’m sure almost everyone — except the tiny number of Republicans in England — hopes for a smooth and spectacular Coronation for His Majesty King Charles III, there are plenty of examples of past Coronations that were anything but:

The Imperial State Crown, worn by the British monarch in the royal procession following the Coronation and at the opening of Parliament.
Wikimedia Commons.

Whereas so many traditions are 19th-century inventions, as any student of history knows, the coronation of Britain’s monarch is a rare example of a truly ancient custom, dating to the 10th century in its structure and with origins stretching back further, to the Romans and even Hebrews. As Tom Holland said on yesterday’s The Rest is History, it is like going to a zoo and seeing a woolly mammoth.

It is a sacred moment when the sovereign becomes God’s anointed, an almost unique state ceremony in a secular world. The custom originates with the late Roman emperors, associated with Constantine the Great and certainly established by the mid-fifth century in Constantinople. In the West, and following the fall of that half of the empire, barbarian leaders were eager to imitate imperial styles (a bit like today). Germanic and Celtic tribes had ceremonies for new leaders in which particular swords were displayed, a feature of later rites, but as they developed the practice of kingship, so their rituals began to imitate the Roman form.

[…]

Athelstan, the first king of England, had been crowned in 925 at Kingston, a spot where seven kings of England had been enthroned. Perhaps the most notorious was Edwig, a 16-year-old whose proto-rock star qualities were not appreciated at the time of his coronation in 955. Indeed he failed to turn up, and when Bishop Dunstan marched to the king’s nearby quarters to drag him along, he found the teenager in bed with a “strumpet” and the strumpet’s mother.

However, Edwig died four years later, and Dunstan was elevated to Canterbury, became a saint and, through chronicles recorded by churchmen, got his version of history.

This reign might seem impossibly distant and obscure, yet it was under Edwig’s brother Edgar that the current coronation format was established. Edgar was a powerful king, and the last of the Anglo-Saxon rulers to live a happily Viking-free existence. His coronation on 11 May 973 was an illustration of his strength, and also his aspirations. Held at Bath, most likely because of its association with Rome, it involved a bishop placing the crown on the king’s head, in the Carolingian style, and would become the template for the ceremony for his direct descendent Charles III.

But not all coronations would run so smoothly. After Edgar’s death his elder son Edward was killed in possibly nefarious circumstances, and his stepmother placed her son Ethelred on the throne. Ethelred’s reign was plagued by disaster, and it was later said in the chronicles — the medieval equivalent of “and then the whole bus clapped” Twitter tales — that Bishop Dunstan lambasted the boy-king for “the sin of your shameful mother and the sin of the men who shared in her wicked plot” and that it “shall not be blotted out except by the shedding of much blood of your miserable subjects”.

This would have been merely awkward, whereas many coronations ended in riot or bloodshed. The most notorious incident in English history occurred on Christmas Day 1066: Duke William got off to a bad start PR-wise when his nervous Norman guards mistook cheers for booing and began attacking the crowd, before setting fire to buildings.

[…]

Perhaps the most scandalous coronation took place at the newly completed St Paul’s Cathedral in February 1308. The young queen, Isabella, was the 12-year-old daughter of France’s King Philippe Le Bel, and had inherited her father’s good looks, with thick blonde hair and large blue, unblinking eyes. Her husband, Edward II, was a somewhat boneheaded man of 24 years whose idea of entertainment was watching court fools fall off tables.

It was a fairy tale coronation for the young girl, apart from a plaster wall collapsing, bringing down the high altar and killing a member of the audience, and the fact that her husband was gay and spent the afternoon fondling his lover Piers Gaveston, while ignoring her. Isabella’s two uncles, who had made the trip from France, were furious at the behaviour of their new English in-law, though perhaps not surprised.

[…]

One of the most disastrous coronations occurred during the Hundred Years’ War. Inspired by Joan of Arc, in 1429 the French had beaten the English at the Battle at Patay, after which their leader Charles VII entered Reims and was crowned at the spot where the kings of France had been enthroned for almost a thousand years. In response, on 26 December 1431 the English had their candidate, the 10-year-old Henry VI, crowned King of France at Notre-Dame in Paris, where one road was turned into a river of wine filled with mermaids, and Christmas plays were performed on an outdoor stage.

Unfortunately, the coronation was a complete mess. The entire service was in English, the weather was freezing, the event rushed, too packed, filled with pickpockets, and worst of all the English made such bad food that even the sick and destitute at the Hotel-Dieu complained they had never tasted anything so vile.

May 2, 2023

QotD: The musical importance of the city of Córdoba

Filed under: Europe, History, Media, Quotations — Tags: , , , , , , , — Nicholas @ 01:00

Which city is our best role model in creating a healthy and creative musical culture?

Is it New York or London? Paris or Tokyo? Los Angeles or Shanghai? Nashville or Vienna? Berlin or Rio de Janeiro?

That depends on what you’re looking for. Do you value innovation or tradition? Do you want insider acclaim or crossover success? Is your aim to maximize creativity or promote diversity? Are you seeking timeless artistry or quick money attracting a large audience?

Ah, I want all of these things. So I only have one choice — but I’m sure my city isn’t even on your list.

My ideal music city is Córdoba, Spain.

But I’m not talking about today. I’m referring to Córdoba around the year 1000 AD.

I will make a case that medieval Córdoba had more influence on global music than any other city in history. That’s probably not something you expected. But even if you disagree — and I already can hear some New Yorkers grumbling in the background — I think you will discover that the “Córdoba miracle,” as I call it, is an amazing role model for us.

It’s a case study in how communities foster the arts — and in a way that benefits everybody, not just the artists.

[…] a thousand years before New Orleans spurred the rise of jazz, and instigated the Africanization of American music, a similar thing happened in Córdoba, Spain. You could even call that city the prototype for all the decisive musical trends of our modern times.

“This was the chapter in Europe’s culture when Jews, Christians, and Muslims lived side by side,” asserts Yale professor María Rosa Menocal, “and, despite their intractable differences and enduring hostilities, nourished a complex culture of tolerance.”

There’s even a word for this kind of cultural blossoming: Convivencia. It translates literally as “live together.” You don’t hear this term very often, but you should — because we need a dose of it now more than ever. And when scholars discuss and debate this notion of Convivencia, they focus their attention primarily on one city: Córdoba.

It represents the historical and cultural epicenter of living together as a norm and ideal.

Even today, we can see the mixture of cultures in Spain’s distinctive architecture, food, and music. These are both part of Europe, but also separate from it. It is our single best example of how the West can enter into fruitful cultural dialogue with the outsider — to the benefit of both.

Ted Gioia, “The Most Important City in the History of Music Isn’t What You Think It Is”, The Honest Broker, 2023-01-26.

April 21, 2023

Localism versus centralism

Filed under: Britain, Europe, France, Government, History — Tags: , , , — Nicholas @ 03:00

Theophilus Chilton offers some support to localism as an antidote to the centralization of powers we’ve seen in every western nation since the early “nation state” era at the end of the Middle Ages:

Cropped image of a Hans Holbein the Younger portrait of King Henry VIII at Petworth House.
Photo by Hans Bernhard via Wikimedia Commons.

The history of the West has, among other things, included a long, drawn-out conflict between two functional organizing principles – localism and centralization. The former involves the devolution of power to more narrowly defined provincial, parochial centers, while the later involves the concentration of power into the hands of an absolutist system. The tendency toward centralization began as far back as the high Middle Ages, during which the English and French monarchies began the reduction of aristocratic privileges and local divisions and the folding of this power into the rising bureaucratic state with a permanently established capital city and rapacious desire for provincial monies and personnel. The trend towards the development of absolute monarchy continued through the Baroque period, and the replacement of divinely-sanctioned kingship with popular forms of government (republicanism, democracy, communism) did not abate the process, but merely redirected power into different hands. The ultimate form of centralization, not yet come to pass, would be the sort of borderless one-world government desired by today’s globalists, whether they be neoconservatives or neoliberals, which would involve the ultimate consolidation of all power everywhere into one or a few hands in some place like Geneva or New York City.

[…]

The historical transition from localism to centralization in medieval Europe was seen in the decline of aristocratic rights and the institution of peer kingship, and their replacement with consolidated administrative control over a much larger and generally contiguous geographic area. This control was manifested in the person of the absolute monarch, and was exercised through an impersonal, disinterested bureaucratic apparatus which came to demand a greater and greater share of the national wealth to cover its expenses. This process, I believe, can ultimately be traced back to the strengthening of English and French royal power beginning in the 13th century, especially under Philip IV of France. Its fruition came (while monarchy still exercised effectual power in Europe) in the 17th-18th centuries before being undermined by Enlightenment and democratic dogmas which merely transferred the centralizing power to demagogues claiming to speak “for the people.”

Under the old aristocratic system, executive power formed a distributed system and rested on local nobility ruling over a local population with whom they were knowledgeable and on generally good terms. Despite the jaundiced modern view that feudalism was always “tyrannical” and “oppressive,” the fact is that most aristocrats in that era were genuinely devoted to the welfare of the commoners in their land, and it was the responsibility of the nobility to dispense justice and to right wrongs. The picture presented in Kipling’s poem “Norman and Saxon” most likely serves as a fair reflection of the relationship between lord and commoner. Kingship certainly existed, but the king was viewed as a “first among equals”, one who was the prime lord over his vassals, but who could also himself be a vassal of other kings of equal power and authority (as many of the earlier Plantagenet kings were to the Kings of France, by virtue of their holding fiefs as Dukes of Aquitaine).

False impressions about the role of the aristocracy generally correlate with false impressions about serfdom, the dominant labor relationship of the time. Contrary to popular notions, serfdom was generally not some cruel form of slavery that destroyed human dignity. Indeed, many serfs had liberties approach those of freemen, could transfer allegiances between nobles, enjoyed dozens of feast days (which were effectively vacation days to be devoted to family and community), and could even take themselves off to one of the many free cities which existed and be reasonably sure of not being compelled to return to their former master unless their case was especially egregious.

However, under centralization, the nobility was generally reduced to being ornaments of the royal court, their judicial and administrative functions removed and replaced by a bureaucracy personally loyal to the king. This, in effect, served to remove opportunities for serfs and other commoners to “get away” from the rule of a bad king. Whereas before, a serf could at least hope for the opportunity to flee a bad ruler and seek shelter with a good one, under the uniform rule of the absolute monarch, this was no longer an option unless the commoner wished to flee his entire nation and culture completely. Likewise, the ever-increasing regulation of his daily life by the bureaucracy followed him everywhere he went. By the end of the period, the centralization of power and the rise of crony capitalism led to the destruction of serfdom and the rise of wage capitalism, acting to reduce serfs and freemen alike to the status of cogs in profit-generating machines. The rise of absolute monarchy, part and parcel with the appearance of bureaucracy and the professionalization of military power, led directly to the rise of the modern managerial state.

April 17, 2023

QotD: Tenant-farming (aka “sharecropping”) in pre-modern societies

Filed under: Economics, Europe, History, Quotations — Tags: , , , , , , — Nicholas @ 01:00

Tenant labor of one form or another may be the single most common form of labor we see on big estates and it could fill both the fixed labor component and the flexible one. Typically tenant labor (also sometimes called sharecropping) meant dividing up some portion of the estate into subsistence-style small farms (although with the labor perhaps more evenly distributed); while the largest share of the crop would go to the tenant or sharecropper, some of it was extracted by the landlord as rent. How much went each way could vary a lot, depending on which party was providing seed, labor, animals and so on, but 50/50 splits are not uncommon. As you might imagine, that extreme split (compared to the often standard c. 10-20% extraction frequent in taxation or 1/11 or 1/17ths that appear frequently in medieval documents for serfs) compels the tenants to more completely utilize household labor (which is to say “farm more land”). At the same time, setting up a bunch of subsistence tenant farms like this creates a rural small-farmer labor pool for the periods of maximum demand, so any spare labor can be soaked up by the main estate (or by other tenant farmers on the same estate). That is, the high rents force the tenants to have to do more labor – more labor that, conveniently, their landlord, charging them the high rents is prepared to profit from by offering them the opportunity to also work on the estate proper.

In many cases, small freeholders might also work as tenants on a nearby large estate as well. There are many good reasons for a small free-holding peasant to want this sort of arrangement […]. So a given area of countryside might have free-holding subsistence farmers who do flexible sharecropping labor on the big estate from time to time alongside full-time tenants who worked land entirely or almost entirely owned by the large landholder. Now, as you might imagine, the situation of tenants – open to eviction and owing their landlords considerable rent – makes them very vulnerable to the landlord compared to neighboring freeholders.

That said, tenants in this sense were generally considered free persons who had the right to leave (even if, as a matter of survival, it was rarely an option, leaving them under the control of their landlords), in contrast to non-free laborers, an umbrella-category covering a wide range of individuals and statuses. I should be clear on one point: nearly every pre-modern complex agrarian society had some form of non-free labor, though the specifics of those systems varied significantly from place to place. Slavery of some form tends to be the rule, rather than the exception for these pre-modern agrarian societies. Two of the largest categories of note here are chattel slavery and debt bondage (also called “debt-peonage”), which in some cases could also shade into each other, but were often considered separate (many ancient societies abolished debt bondage but not chattel slavery for instance and debt-bondsmen often couldn’t be freely sold, unlike chattel slaves). Chattel slaves could be bought, sold and freely traded by their slave masters. In many societies these people were enslaved through warfare with captured soldiers and civilians alike reduced to bondage; the heritability of that status varies quite a lot from one society to the next, as does the likelihood of manumission (that is, becoming free).

Under debt bondage, people who fell into debt might sell (or be forced to sell) dependent family members (selling children is fairly common) or their own person to repay the debt; that bonded status might be permanent, or might hold only till the debt is repaid. In the later case, as remains true in a depressing amount of the world, it was often trivially easy for powerful landlord/slave-holders to ensure that the debt was never paid and in some systems this debt-peon status was heritable. Needless to say, the situation of both of these groups could be and often was quite terrible. The abolition of debt-bondage in Athens and Rome in the sixth and fourth centuries B.C. respectively is generally taken as a strong marker of the rising importance and political influence of the class of rural, poorer citizens and you can readily see why this is a reform they would press for.

Bret Devereaux, “Collections: Bread, How Did They Make It? Part II: Big Farms”, A Collection of Unmitigated Pedantry, 2020-07-31.

April 10, 2023

QotD: Interaction between “big” farmers and subsistence farmers in pre-modern societies

Filed under: Economics, Food, History, Quotations — Tags: , , , , , , — Nicholas @ 01:00

What our little farmers generally have […] is labor – they have excess household labor because the household is generally “too large” for its farm. Now keep in mind, they’re not looking to maximize the usage of that labor – farming work is hard and one wants to do as little of it as possible. But a family that is too large for the land (a frequent occurrence) is going to be looking at ways to either get more out of their farmland or out of their labor, or both, especially because they otherwise exist on a razor’s edge of subsistence.

And then just over the way, you have the large manor estate, or the Roman villa, or the lands owned by a monastery (because yes, large landholders were sometimes organizations; in medieval Europe, monasteries filled this function in some places) or even just a very rich, successful peasant household. Something of that sort. They have the capital (plow-teams, manure, storage, processing) to more intensively farm the little land our small farmers have, but also, where the small farmer has more labor than land, the large landholder has more land than labor.

The other basic reality that is going to shape our large farmers is their different goals. By and large our small farmers were subsistence farmers – they were trying to farm enough to survive. Subsistence and a little bit more. But most large landholders are looking to use the surplus from their large holdings to support some other activity – typically the lifestyle of wealthy elites, which in turn require supporting many non-farmers as domestic servants, retainers (including military retainers), merchants and craftsmen (who provide the status-signalling luxuries). They may even need the surplus to support political activities (warfare, electioneering, royal patronage, and so on). Consequently, our large landholders want a lot of surplus, which can be readily converted into other things.

The space for a transactional relationship is pretty obvious, though as we will see, the power imbalances here are extreme, so this relationship tends to be quite exploitative in most cases. Let’s start with the labor component. But the fact that our large landholders are looking mainly to produce a large surplus (they are still not, as a rule, profit maximizing, by the by, because often social status and political ends are more important than raw economic profit for maintaining their position in society) means that instead of having a farm to support a family unit, they are seeking labor to support the farm, trying to tailor their labor to the minimum requirements of their holdings.

[…]

The tricky thing for the large landholder is that labor needs throughout the year are not constant. The window for the planting season is generally very narrow and fairly labor intensive: a lot needs to get done in a fairly short time. But harvest is even narrower and more labor intensive. In between those, there is still a fair lot of work to do, but it is not so urgent nor does it require so much labor.

You can readily imagine then the ideal labor arrangement would be to have a permanent labor supply that meets only the low-ebb labor demands of the off-seasons and then supplement that labor supply during the peak seasons (harvest and to a lesser extent planting) with just temporary labor for those seasons. Roman latifundia may have actually come close to realizing this theory; enslaved workers (put into bondage as part of Rome’s many wars of conquest) composed the villa’s primary year-round work force, but the owner (or more likely the villa’s overseer, the vilicus, who might himself be an enslaved person) could contract in sharecroppers or wage labor to cover the needs of the peak labor periods. Those temporary laborers are going to come from the surrounding rural population (again, households with too much labor and too little land who need more work to survive). Some Roman estates may have actually leased out land to tenant farmers for the purpose of creating that “flexible” local labor supply on marginal parts of the estate’s own grounds. Consequently, the large estates of the very wealthy required the impoverished many subsistence farmers in order to function.

Bret Devereaux, “Collections: Bread, How Did They Make It? Part II: Big Farms”, A Collection of Unmitigated Pedantry, 2020-07-31.

March 23, 2023

History Summarized: Rome After Empire

Overly Sarcastic Productions
Published 11 Nov 2022

“It’s gonna take more than killing me to kill me” – Rome, constantly.
Rome “Fell” in 476 … but we still have Rome. How’d that happen, and what does the Pope have to do with it?
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March 9, 2023

QotD: Iron ore mining before the Industrial Revolution

Filed under: Europe, History, Quotations, Technology — Tags: , , , , — Nicholas @ 01:00

Finding ore in the pre-modern period was generally a matter of visual prospecting, looking for ore outcrops or looking for bits of ore in stream-beds where the stream could then be followed back to the primary mineral vein. It’s also clear that superstition and divination often played a role; as late as 1556, Georgius Agricola feels the need to include dowsing in his description of ore prospecting techniques, though he has the good sense to reject it.

As with many ancient technologies, there is a triumph of practice over understanding in all of this; the workers have mastered the how but not the why. Lacking an understanding of geology, for instance, meant that pre-modern miners, if the ore vein hit a fault line (which might displace the vein, making it impossible to follow directly) had to resort to sinking shafts and exploratory mining an an effort to “find” it again. In many cases ancient miners seem to have simply abandoned the works when the vein had moved only a short distance because they couldn’t manage to find it again. Likewise, there was a common belief (e.g. Plin. 34.49) that ore deposits, if just left alone for a period of years (often thirty) would replenish themselves, a belief that continues to appear in works on mining as late as the 18th century (and lest anyone be confused, they clearly believe this about underground deposits; they don’t mean bog iron). And so like many pre-modern industries, this was often a matter of knowing how without knowing why.

Once the ore was located, mining tended to follow the ore, assuming whatever shape the ore-formation was in. For ore deposits in veins, that typically means diggings shafts and galleries (or trenches, if the deposit was shallow) that follow the often irregular, curving patterns of the veins themselves. For “bedded” ore (where the ore isn’t in a vein, but instead an entire layer, typically created by erosion and sedimentation), this might mean “bell pitting” where a shaft was dug down to the ore layer, which was then extracted out in a cylinder until the roof became unstable, at which point the works were back-filled or collapsed and the process begun again nearby.

All of this digging had to be done by hand, of course. Iron-age mining tools (picks, chisels, hammers) fairly strongly resemble their modern counterparts and work the same way (interestingly, in contrast to things like bronze-age picks which were bronze sheaths around a wooden core, instead of a metal pick on a wooden haft).

For rock that was too tough for simple muscle-power and iron tools to remove, the typical expedient was “fire-setting“, which remained a standard technique for removing tough rocks until the introduction of explosives in the modern period. Fire-setting involves constructing a fuel-pile (typically wood) up against the exposed rock and then letting it burn (typically overnight); the heat splinters, cracks and softens the rock. The problem of course is that the fire is going to consume all of the oxygen and let out a ton of smoke, preventing work close to an active fire (or even in the mine at all while it was happening). Note that this is all about the cracking and splintering effect, along with chemical changes from roasting, not melting the rock – by the time the air-quality had improved to the point where the fire-set rock could be worked, it would be quite cool. Ancient sources regularly recommend dousing these fires with vinegar, not water, and there seems to be some evidence that this would, in fact, render the rock easier to extract afterwards.

By the beginning of the iron age in Europe (which varies by place, but tends to start between c. 1000 and c. 600 BC), the level of mining sophistication that we see in preserved mines is actually quite considerable. While Bronze Age mines tend to stay above the water-table, iron-age mines often run much deeper, which raises all sorts of exciting engineering problems in ventilation and drainage. Deep mines could be drained using simple bucket-lines, but we also see more sophisticated methods of drainage, from the Roman use of screw-pumps and water-wheels to Chinese use of chain-pumps from at least the Song Dynasty. Ventilation was also crucial to prevent the air becoming foul; ventilation shafts were often dug, with the use of either cloth fans or lit fires at the exits to force circulation. So mining could get very sophisticated when there was a reason to delve deep. Water might also be used to aid in mining, by leading water over a deposit and into a sluice box where the minerals were then separated out. This seems to have been done mostly for mining gold and tin.

Bret Devereaux, “Iron, How Did They Make It? Part I, Mining”, A Collection of Unmitigated Pedantry, 2020-09-18.

March 8, 2023

Feeding a Medieval Outlaw

Filed under: Britain, Food, History — Tags: , , , , , , — Nicholas @ 04:00

Tasting History with Max Miller
Published 7 Mar 2023
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February 27, 2023

“From nine or so I could memorise all the dates of the kings and queens of England … all of which proved hugely useful when it came to impressing the opposite sex in my teens”

Filed under: Britain, Education, History — Tags: , , — Nicholas @ 03:00

The preview portion of an Ed West article on how history should be taught as black comedy rather than a morality tale:

I love history; it is my greatest passion. If I didn’t have to worry about money I’d go and live in a former Templar castle in the Languedoc and spend my afternoons reading 19th-century French historians (pretending to read in the original for my Instagram account, obviously, but actually using a translation).

From a very young age I was obsessed with the subject. The first history tale I remember being engrossed by was the story of Ethelred the Unready and Edward the Martyr. I suppose I felt some sort of nominative solidarity with Edward, the rightful king murdered by a wicked stepmother who then put her own son Ethelred on the throne — and who turned out to be the worst combination of both useless and backstabbing.

Of course, I later learned that the story was more complicated; Edward may not have been murdered, and Ethelred was dealt a very difficult hand. But as a child it sent my mind away to a far off place in a similar way that King Arthur first captured the imagination of many others. Like them, I was first attracted to history via the medieval world, with its kings, castles and sword fights, and its colourful jousts where fair maidens watched heroic knights beat the crap out of each other (although the early medieval had almost none of those things, but again, don’t let that ruin the fun).

There was obviously a very nerdy aspect to this. From nine or so I could memorise all the dates of the kings and queens of England (although I got a bit vague when it got as far as the Edwys and Edwigs), all of which proved hugely useful when it came to impressing the opposite sex in my teens.

Dates are not the most important thing, but for a certain type of mind they make it easier to connect everything. If I learned of an insane pope who liked to torture his cardinals or “Wenzel the Drunkard“, the German king fond of throwing enemies off bridges, I could put it in context that this was the time of Richard II, and it is easier to place. If I’m now reading about Chinese emperors or what was happening in the Umayyad caliphate, where the connection with England would be slim or non-existent, my understanding of English dates still makes it easier to understand.

I loved the fantasy and the expanded sense of imagination, but as I got older, I came to better appreciate the most beautiful thing about history, that it’s all one great black comedy, filled with petty emotions and motivations, and the psychodrama and human absurdity is not some side issue, but the whole point.

Yet the subject is never really taught like that, and perhaps can’t be; and the national history curriculum when I was at school seemed structured in such a way as to suck all the life out of it. It’s not just the incoherence or emphasis; everyone complains about what is taught at school, and no one will ever be satisfied. But worse was the way the subject was almost designed to make it as boring as possible. An area of study was introduced, and then almost immediately we were asked to evaluate the primary and secondary sources; the aim was to invite scepticism, but most teens and pre-teens simply drift off at this point.

Just tell us the story — we can deconstruct it later. Personally, I feel that history shouldn’t be primarily an analysis of how hegemonic power structures orchestrate public relations; it shouldn’t be a morality tale about good and evil; it shouldn’t be a means to make society more inclusive; it should be fun, and when done correctly, it’s the most fun subject in the world.

I’ve heard a lot of other folks’ complaints about how history was taught when they were in school, and it generally aligns with my own experience. The overall plan seemed to be to actively avoid anything that might interest the students (battles, treachery, romance, excitement in general) and instead concentrate on treaty negotiations, lists of dates, and any other dry-as-dust ways to fill the lecture time. As anyone can tell by the subjects I tend to include here on the blog, I’m a big history nerd, but I actively hated the topic in school even as I was reading history for myself outside of school hours.

Ed also recommends the brilliant podcast series The Rest is History with Dominic Sandbrook and Tom Holland (now also available on YouTube, which is where I started listening to it a few weeks back). I’d read several books by each of them, so it was quite a treat to discover they were co-operating on a history podcast that more than met my expectations.

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