In one of my favorite parts of the book [Against The Grain], Scott discusses how this shaped the character of early Near Eastern warfare. Read a typical Near Eastern victory stele, and it looks something like “Hail the glorious king Eksamplu, who campaigned against Examplestan and took 10,000 prisoners of war back to the capital”. Territorial conquest, if it happened at all, was an afterthought; what these kings really wanted was prisoners. Why? Because they didn’t even have enough subjects to farm the land they had; they were short of labor. Prisoners of war would be resettled on some arable land, given one or another legal status that basically equated to slave laborers, and so end up little different from the native-born population. The most extreme example was the massive deportation campaigns of Assyria (eg the Ten Lost Tribes of Israel), but everybody did it because everybody knew their current subjects were a time-limited resources, available only until they gradually drained out into the wilderness.
Scott Alexander, “Book Review: Against The Grain“, Slate Star Codex, 2019-10-15.
October 4, 2024
QotD: Farmers and slaves in ancient Mesopotamia
September 12, 2024
QotD: The collapse of early civilizations in Mesopotamia
Robert Adams, whose knowledge of the early Mesopotamian states is unsurpassed, expresses some astonishment at the Third Dynasty of Ur (Ur III), in which five kings succeeded one another over a hundred-year period. Though it too collapsed afterward, it represented something of a record of stability.
Scott thinks of these collapses not as disasters or mysteries but as the expected order of things. It is a minor miracle that some guy in a palace can get everyone to stay on his fields and work for him and pay him taxes, and no surprise when this situation stops holding. These collapses rarely involved great loss of life. They could just be a simple transition from “a bunch of farming towns pay taxes to the state center” to “a bunch of farming towns are no longer paying taxes to the state center”. The great world cultures of the time – Egypt, Sumeria, China, whereever – kept chugging along whether or not there was a king in the middle collecting taxes from them. Scott warns against the bias of archaeologists who – deprived of the great monuments and libraries of cuneiform tablets that only a powerful king could produce – curse the resulting interregnum as a dark age or disaster. Probably most people were better off during these times.
Scott Alexander, “Book Review: Against The Grain“, Slate Star Codex, 2019-10-15.
August 17, 2024
QotD: Sheep and wool in the ancient and medieval world
Sheep themselves probably descend from the wild mouflon (Ovis orientalis) native to a belt of uplands bending over the northern edge of the fertile crescent from eastern Turkey through Armenia and Azerbaijan to Iran. The fleeces of these early sheep would have been mostly hair and kemp rather than wool, but by the 4th millennium BC (as early as c. 3700 BC), we see substantial evidence that selective breeding for more wool and thicker coats has begun to produce sheep as we know them. Domestication of course will have taken place quite a bit earlier (selective breeding is slow to produce such changes), perhaps around 10,000 BC in Mesopotamia, spreading to the Indus river valley by 7,000 BC and to southern France by 6,000 BC, while the replacement of many hair breeds of sheep with woolly sheep selectively bred for wool production in Northern Mesopotamia dates to the third century BC.1 That process of selective breeding has produced a wide variety of local breeds of sheep, which can vary based on the sort of wool they produce, but also fitness for local topography and conditions.
As we’ve already seen in our discussion on Steppe logistics, sheep are incredibly useful animals to raise as a herd of sheep can produce meat, milk, wool, hides and (in places where trees are scarce) dung for fuel. They also only require grass to survive and reproduce quickly; sheep gestate for just five months and then reach sexual maturity in just six months, allowing herds of sheep to reproduce to fill a pasture quickly, which is important especially if the intent is not merely to raise the sheep for wool but also for meat and hides. Since we’ve already been over the role that sheep fill in a nomadic, Eurasian context, I am instead going to focus on how sheep are raised in the agrarian context.
While it is possible to raise sheep via ranching (that is, by keeping them on a very large farm with enough pastureland to support them in that one expansive location) and indeed sheep are raised this way today (mostly in the Americas), this isn’t the dominant model for raising sheep in the pre-modern world or even in the modern world. Pre-modern societies generally operated under conditions where good farmland was scarce, so flat expanses of fertile land were likely to already be in use for traditional agriculture and thus unavailable for expansive ranching (though there does seem to be some exception to this in Britain in the late 1300s after the Black Death; the sudden increase in the cost of labor – due to so many of the laborers dying – seems to have incentivized turning farmland over to pasture since raising sheep was more labor efficient even if it was less land efficient and there was suddenly a shortage of labor and a surplus of land). Instead, for reasons we’ve already discussed, pastoralism tends to get pushed out of the best farmland and the areas nearest to towns by more intensive uses of the land like agriculture and horticulture, leaving most of the raising and herding of sheep to be done in the rougher more marginal lands, often in upland regions too rugged for farming but with enough grass to grow. The most common subsistence strategy for using this land is called transhumance.
Transhumant pastoralists are not “true” nomads; they maintain permanent dwellings. However, as the seasons change, the transhumant pastoralists will herd their flocks seasonally between different fixed pastures (typically a summer pasture and a winter pasture). Transhumance can be either vertical (going up or down hills or mountains) or horizontal (pastures at the same altitude are shifted between, to avoid exhausting the grass and sometimes to bring the herds closer to key markets at the appropriate time). In the settled, agrarian zone, vertical transhumance seems to be the most common by far, so that’s what we’re going to focus on, though much of what we’re going to talk about here is also applicable to systems of horizontal transhumance. This strategy could be practiced both over relatively short distances (often with relatively smaller flocks) and over large areas with significant transits (see the maps in this section; often very significant transits) between pastures; my impression is that the latter tends to also involve larger flocks and more workers in the operation. It generally seems to be the case that wool production tended towards the larger scale transhumance. The great advantage of this system is that it allows for disparate marginal (for agriculture) lands to be productively used to raise livestock.
This pattern of transhumant pastoralism has been dominant for a long time – long enough to leave permanent imprints on language. For instance, the Alps got that name from the Old High German alpa, alba meaning which indicated a mountain pasturage. And I should note that the success of this model of pastoralism is clearly conveyed by its durability; transhumant pastoralism is still practiced all over the world today, often in much the same way as it was centuries or millennia ago, with a dash of modern technology to make it a bit easier. That thought may seem strange to many Americans (for whom transhumance tends to seem very odd) but probably much less strange to readers almost anywhere else (including Europe) who may well have observed the continuing cycles of transhumant pastoralism (now often accomplished by moving the flocks by rail or truck rather than on the hoof) in their own countries.
For these pastoralists, home is a permanent dwelling, typically in a village in the valley or low-land area at the foot of the higher ground. That low-land will generally be where the winter pastures are. During the summer season, some of the shepherds – it does not generally require all of them as herds can be moved and watched with relatively few people – will drive the flocks of sheep up to the higher pastures, while the bulk of the population remains in the village below. This process of moving the sheep (or any livestock) over fairly long distances is called droving and such livestock is said to be moved “on the hoof” (assuming it isn’t, as in the modern world, transported by truck or rail). Sheep are fairly docile animals which herd together naturally and so a skilled drover can keep large flock of sheep together on their own, sometimes with the assistance of dogs bred and trained for the purpose, but just as frequently not. While cattle droving, especially in the United States, is often done from horseback, sheep and goats are generally moved with the drovers on foot.
Bret Devereaux, “Collections: Clothing, How Did They Make It? Part I: High Fiber”, A Collection of Unmitigated Pedantry, 2021-03-05.
1. On this, note E. Vila and D. Helmer, “The Expansion of Sheep Herding and the Development of Wool Production in the Ancient Near East” in Wool Economy in the Ancient Near East and the Aegean, eds. C. Breniquet and C. Michel (2014), which has the archaeozoological data).
April 15, 2024
QotD: Cereal cultivation also helped grow the centralized state
Intensive cereal cultivation is miserable work requiring constant toil with little guarantee of a good harvest. Why would anyone leave this wilderness Eden for a 100% wheat diet?
Not because they were tired of wandering around; Scott presents evidence that permanent settlements began as early as 6000 BC, long before Uruk, the first true city-state, began in 3300. Sometimes these towns subsisted off of particularly rich local wildlife; other times they practiced some transitional form of agriculture, which also antedated states by millennia. Settled peoples would eat whatever plants they liked, then scatter the seeds in particularly promising-looking soil close to camp – reaping the benefits of agriculture without the back-breaking work.
And not because they needed to store food. Hunter-gatherers could store food just fine, from salting animal meat to burying fish and letting it ferment to just having grain in siloes like everyone else. There is ample archaeological evidence of all of these techniques. Also, when you are surrounded by so much bounty, storing things takes on secondary importance.
And not because the new lifestyle made this happy life even happier. While hunter-gatherers enjoyed a stable and varied diet, agriculturalists subsisted almost entirely on grain; their bones display signs of significant nutritional deficiency. While hunter-gatherers were well-fed, agriculturalists were famished; their skeletons were several inches shorter than contemporaneous foragers. While hunter-gatherers worked ten to twenty hour weeks, agriculturalists lived lives of backbreaking labor. While hunter-gatherers who survived childhood usually lived to old age, agriculturalists suffered from disease, warfare, and conscription into dangerous forced labor.
Scott Alexander, “Book Review: Against The Grain“, Slate Star Codex, 2019-10-15.
March 28, 2024
The History of Fish Sauce – Garum and Beyond!
Tasting History with Max Miller
Published Dec 26, 2023Sweet frittata-like patina of pears with classic ancient Roman flavors and sprinkled with long pepper
City/Region: Rome
Time Period: 1st CenturyThis patina de piris is one of over a dozen recipes for similar dishes in Apicius’ De re coquinaria, a staple for ancient Roman recipes. It would have probably been part of mensa secunda, or second meal. Not a second breakfast, it was the final course in a larger meal and usually consisted of sweets, pastries, nuts, and egg dishes, kind of like a modern dessert course.
I finally made my own true ancient Roman garum in the summer of 2023, from chopped up fish pieces and salt to clear amber umami-laden liquid. There’s no fishiness in this surprisingly sweet dish, just a saltiness and savory umami notes that complements the other very ancient Roman flavors.
As with all ancient recipes, this is my interpretation and you can change things up how you like. I separated my eggs before beating them, but you could just whisk them up whole and add them like that.
(more…)
March 2, 2024
QotD: Early siege warfare
In many ways the choice of where to begin following that process of evolution is arbitrary. We could in theory start anywhere from the very distant past or only very recently, but in this case I think it makes sense to begin with the early Near Eastern iron age because of the nature of our evidence. While it is clear that siege warfare must have been an important part of not only bronze age warfare but even pre-bronze age warfare, sources for the details of its practice in that era are sparse (in part because, as we’ll see, siege warfare was a sort of job done by lower status soldiers who often didn’t figure much into artwork focused on royal self-representation and legitimacy-building).
But as we move into the iron age, the dominant power that emerges in the Near East is the (Neo-)Assyrian Empire, the rulers of which make a point of foregrounding their siegecraft as part of a broader program of discouraging revolt by stressing the fearsome abilities of the Assyrian army (which in turn had much of its strength in its professional infantry). Consequently, we have some very useful artistic depictions of the Assyrian army doing siege work and at the same time some incomplete but still very useful information about the structure of the army itself. Moreover, it is just as the Assyrian Empire’s day is coming to a close (collapse in 609) that the surviving source base begins to grow markedly more robust (particularly, but not exclusively, in Greece), giving us dense descriptions of siege work (and even some manuals concerning it) in the following centuries, which we can in turn bring to the Assyrian evidence to better understand it. So this is a good place to start because it is the earliest point where we are really on firm ground in terms of understanding siegecraft in some detail. This does mean we are starting in medias res, with sophisticated states already using complex armies to assault fairly complex, sophisticated fortifications, which is worth keeping in mind.
That said, it should be noted that this is hardly beginning at the beginning. The earliest fortifications in most regions of the world were wooden and probably very simple (often just a palisade with perhaps an elevated watch-post), but by the late 8th century, well-defended sites (like walled cities) already sported sophisticated systems of stone walls and towers for defense. That caveat is in turn necessary because siegecraft didn’t evolve the same way everywhere: precisely because this is a system of antagonistic co-evolution it means that in places where either offensive or defensive methods (or technologies) took a different turn, one can end up with very different results down the line (something we’ll see especially with gunpowder).
Bret Devereaux, “Collections: Fortification, Part I: The Besieger’s Playbook”, A Collection of Unmitigated Pedantry, 2021-10-29.
November 3, 2023
QotD: The use of Epigraphy and Papyrology in interpreting and understanding the ancient and classical world
Let’s start with the most text-like subcategories, beginning with epigraphy. Epigraphy is the study of words carved into durable materials like stone or metal. For cultures that do this (so, Mesopotamians, Egyptians, Greeks, Romans: Yes! Gauls, pre-Roman Iberians, ancient Steppe nomads: No!), epigraphy provides new texts to read and unlike the literary texts, we are discovering new epigraphic texts all the time. The downside is that the types of texts we recover epigraphically are generally very limited; mostly what we see are laws, decrees and lists. Narrative accounts of events are very rare, as is the epigraphic preservation of literature (though this does happen, particularly in Mesopotamia with texts written on clay tablets). That makes epigraphy really valuable as a source of legal texts (especially in Greece and Rome), but because the texts in question tend to be very narrowly written (again, we’re talking about a single law or a single decree; imagine trying to understand an act of Congress renaming a post office if you didn’t [know] what Congress was or what a post office was) without a lot of additional context, you often need literary texts to give you the context for the new inscription you are looking at.
The other issue with epigraphy is that it is very difficult to read and use, both because of wear and damage and also because these inscriptions were not always designed with readability in mind (most inscriptions are heavily abbreviated, written INALLCAPSWITHNOSPACESORPUNCTUATIONATALL). Consequently, getting from “stone with some writing on it” to an edited, usable Greek or Latin text generally requires specialists (epigraphers) to reconstruct the text, reconstructing missing words (based on the grammar and context around them) and making sense of what is there. Frankly, skilled epigraphers are practically magicians in terms of being able figure out, for instance, the word that needs to fit in a crack on a stone based on the words around it and the space available. Fortunately, epigraphic texts are published in a fairly complex notation system which clearly delineates the letters that are on the stone itself and those which have been guessed at (which we then all have to learn).
Related to this is papyrology and other related forms of paleography, which is to say the interpretation of bits of writing on other kinds of texts, though for the ancient Mediterranean this mostly means papyrus. The good news is that there is a fairly large corpus of this stuff, which includes a lot of every day documents (tax receipts! personal letters! census returns! literary fragments!). The bad news is that it is almost entirely restricted to Egypt, because while papyrus paper was used far beyond Egypt, it only survives in ultra-dry conditions like the Egyptian desert. Moreover, you have all of these little documents – how do you know if they are typical? Well, you need a very large sample of them. And then we’re back to preservation because the only place you have a very large sample is Egypt, which is strange. Unfortunately, Egypt is quite possibly the strangest place in the Ancient Mediterranean world and so papyrological evidence is frequently plagued by questions of applicability: sure we have good evidence on average household size in Roman Egypt, but how representative is that of the Roman Empire as a whole, given that Egypt is such an unusual place?
Outside of Egypt and a handful of sites (I can think of two) in England? Almost nothing. To top it all off, papyrology shares epigraphy’s problem that these texts are difficult and often require specialists to read and reconstruct them due to damage, old scripts and so on. The major problem is that the quantity of recovered papyrus has vastly outstripped the number of trained papyrologists, bottle-necking this source of evidence (also a lot of ancient papyri get traded on the antiquities black market, potentially destroying their provenance, and there is a special level in hell for people who buy black market antiquities).
Bret Devereaux, “Fireside Friday: March 26, 2021 (On the Nature of Ancient Evidence”, A Collection of Unmitigated Pedantry, 2021-03-26.
September 8, 2023
QotD: Rents and taxes in pre-modern societies
There are two major ways this can work: in kind and in coin and they have rather different implications. The oldest – and in pre-modern societies, by far the most common – form of rent/tax extraction is extraction in kind, where the farmer pays their rents and taxes with agricultural products directly. Since grain (threshed and winnowed) is a compact, relatively transportable commodity (that is, one sack of grain is as good as the next, in theory), it is ideal for these sorts of transactions, although perusing medieval manorial contacts shows a bewildering array of payments in all sorts of agricultural goods. In some cases, payment in kind might also come in the form of labor, typically called corvée labor, either on public works or even just farming on lands owned by the state.
The advantage of extraction in kind is that it is simple and the initial overhead is low. The state or large landholders can use the agricultural goods they bring in in rents and taxes to directly sustain specialists: soldiers, craftsmen, servants, and so on. Of course the problem is that this system makes the state (or the large landholder) responsible for moving, storing and cataloging all of those agricultural goods. We get some sense of how much of a burden this can be from the prominence of what seem to be records of these sorts of transactions in the surviving writing from the Bronze Age Near East (although I should note that many archaeologists working on the ancient Near Eastern economy are pushing for a somewhat larger, if not very large, space for market interactions outside of the “temple economy” model which has dominated the field for quite some time). This creates a “catch” we’ll get back to: taxation in kind is easy to set up and easier to maintain when infrastructure and administration is poor, but in the long term it involves heavier administrative burdens and makes it harder to move tax revenues over long distances.
Taxation in coin offers potentially greater efficiency, but requires more particular conditions to set up and maintain. First, of course, you have to have coinage. That is not a given! Much of the social interactions and mechanics of farming I’ve presented here stayed fairly constant (but consult your local primary sources for variations!) from the beginnings of written historical records (c. 3,400 BC in Mesopotamia; varies place to place) down to at least the second agricultural revolution (c. 1700 AD in Europe; later elsewhere) if not the industrial revolution (c. 1800 AD). But money (here meaning coinage) only appears in Anatolia in the seventh century BC (and probably independently invented in China in the fourth century BC). Prior to that, we see that big transactions, like long-distance trade in luxuries, might be done with standard weights of bullion, but that was hardly practical for a farmer to be paying their taxes in.
Coinage actually takes even longer to really influence these systems. The first place coinage gets used is where bullion was used – as exchange for big long-distance trade transactions. Indeed, coinage seemed to have started essentially as pre-measured bullion – “here is a hunk of silver, stamped by the king to affirm that it is exactly one shekel of weight”. Which is why, by the by, so many “money words” (pounds, talents, shekels, drachmae, etc.) are actually units of weight. But if you want to collect taxes in money, you need the small farmers to have money. Which means you need markets for them to sell their grain for money and then those merchants need to be able to sell that grain themselves for money, which means you need urban bread-eaters who are buying bread with money, which means those urban workers need to be paid in money. And you can only get any of these people to use money if they can exchange that money for things they want, which creates a nasty first-mover problem.
We refer to that entire process as monetization – when I talk about economies being “monetized” or “incompletely monetized” that’s what I mean: how completely has the use of money penetrated through this society. It isn’t a one-way street, either. Early and High Imperial Rome seem to have been more completely monetized than the Late Roman Western Empire or the early Middle Ages (though monetization increases rapidly in the later Middle Ages).
Extraction, paradoxically, can solve the first mover problem in monetization, by making the state the first mover. If the state insists on raising taxes in money, it forces the farmers to sell their grain for money to pay the tax-man; the state can then take that money and use it to pay soldiers (almost always the largest budget-item in an ancient or medieval state budget), who then use the money to buy the grain the farmers sold to the merchants, creating that self-sustaining feedback loop which steadily monetizes the society. For instance, Alexander the Great’s armies – who expected to be paid in coin – seem to have played a major role in monetizing many of the areas they marched through (along with breaking things and killing people; the image of Alexander the Great’s conquests in popular imagination tend to be a lot more sanitized).
Bret Devereaux, “Collections: Bread, How Did They Make It? Part IV: Markets, Merchants and the Tax Man”, A Collection of Unmitigated Pedantry, 2020-08-21.
August 23, 2023
From “hunter-gatherer” to “settled farmer” as a Just-so story
The latest book review at Mr. and Mrs. Psmith’s Bookshelf is James C. Scott’s Against the Grain: A Deep History of the Earliest States by Jane Psmith:
Okay, stop me if you’ve heard this one already. So, there are these hunter-gatherers, right, and one of the things they like to gather, while they’re roaming around the hilly flanks of Anatolia following herds of gazelles, is the large, carbohydrate-rich seeds of local grasses. Then one day some bright soul gets the idea of planting the seeds on purpose, people selectively replant the ones that have exciting mutations like “have really big seeds” and “don’t shatter your stalk and scatter your really big seeds everywhere when they’re ripe, just hang out and wait to be reaped,” and they all start staying in one place to tend their fields. They quickly discover that agriculture can create a lot more calories than foraging, so all of a sudden they have a nice surplus that can go towards supporting non-food-producing specialists like dedicated craftsmen, priests, bureaucrats (but I repeat myself) and kings to expedite and organize all that agricultural labor, and, hey presto! you have civilization.
Oh, cool, you read Guns, Germs, and Steel in high school too?
Only James C. Scott is here to tell you that’s not how it happened. And while you might be excused for thinking (especially if you’ve read our review of The Art of Not Being Governed) that this is Scott doing his contrarian “ooh, look, I’m turning the accepted narrative on its head” thing, you would be wrong. (Don’t worry, though, we definitely will get to the point where he does that.) He’s just offering a summary of the new scholarly consensus: the transition from mobile bands of hunter-gatherers to sedentary agriculturalists didn’t follow that neat logical progression, and it was far patchier, more tenuous, and more bidirectional than generally assumed. In fact, practically since the moment in the late 1920s that V. Gordon Childe coined the term “Neolithic revolution“, archaeological evidence has been accumulating that complicates every aspect of the story I just told you, from agriculture to sedentism to state formation.
To begin with, what constitutes agriculture? Back in the 1960s, paleobotanist Jack Harlan used a flint sickle to harvest enough wild Anatolian wheat in just three weeks to feed a family for an entire year. Now, we can probably agree that just harvesting a stand of wild wheat and storing the grain doesn’t really count as agriculture, but what about pulling up the non-wheat interlopers from a half-ripe stand you hope to harvest later in the year? What about saving some seeds and tossing them on a welcoming plot of soil next spring? What about digging up or burning other plants to make that welcoming plot? And then it turns out that all the harvesting and processing tools — those sickles, winnowing baskets, grindstones, and even purpose-built granaries — seem to have existed before there was any intentional cultivation, suggesting wandering tribes who came together only at harvest time but spent most of the year apart. Also, it seems all like those exciting morphological changes that make grain agriculture so efficient (big seeds and non-brittle rachis) come hundreds and hundreds of years after agriculture was established.1 Our simple story is already getting complicated! But it gets worse.
Archaeologists used to assume that sedentism — that is, people staying in one place year-round — and agriculture necessarily went together. In one direction this is obvious, because once you’re feeding your family from a particular plot of ground you probably want to stick around to weed and water it and keep away any animals (or other people) who might swoop in at the last minute and take your harvest. But it goes the other way, too: we generally assume that pickings as a hunter-gatherer are slim enough that your group needs to keep moving around to find more food. (Or, in the immortal words of the Minnesota Educational Computing Consortium: “if you continue to hunt in this area, game will become scarce.”) This is actually true at higher trophic levels: large animals tend to migrate throughout the year, so people whose subsistence strategies depend heavily on hunting them will follow the herds. But hunter-gatherer mobility is a tendency, not an iron law, and the archaeological (and even historical) record is full of non-agricultural peoples who lived in one place year-round because their environment was rich enough to support it. This was common among the tribes of the Pacific Northwest, who created quite socially and materially complex cultures without agriculture, but it also shows up plenty of other places. The earliest sedentary culture we know about, the Natufians, flourished along the coast of what is now Israel more than thirteen thousand years ago, largely by gathering wild grains and hunting gazelles.
Do note, though, that it would be a mistake to call these non-agricultural environments “natural”, because humans have been actively managing our landscapes for at least a million years. The main tool before the widespread adoption of agriculture was fire, which can be used to stampede prey animals into a trap or to remove unwanted vegetation and make way for the grasses and shrubs that we, or our preferred prey, like to eat. “The game they subsequently bagged,” Scott writes, “represented a kind of harvesting of prey animals they had deliberately assembled by carefully creating a habitat they would find enticing”. It’s even been suggested that the Little Ice Age of the early modern period was due to the sudden cessation of burning activity (and its CO2 emissions) in the Americas when newly-introduced Old World pathogens killed off most of the people who did the burning.
Against the Grain focuses on the region archaeologists call Southwest Asia, people who like reading books about archaeology call the Fertile Crescent, and everyone else calls the Near and Middle East, but it zeroes in specifically on southern Mesopotamia. This wasn’t the first place to host year-round settlements, nor was it the site of the original crop domestications, but it is the home of the third element of the traditional story of the birth of civilization: the state. Scott is unwilling to define the state precisely, describing it instead as an “institutional continuum” where something can be more or less state-like, but he writes that “a polity with a king, specialized administrative staff, social hierarchy, a monumental center, city walls, and tax collections and distribution is certainly a ‘state’ in the strong sense of the term”. It was here, near the mouth of the Euphrates on the Persian Gulf, that the earliest “statelets” arose, and it’s here, once again, that Scott brings up recent archaeological evidence that undermines the usual narrative. This time, the abandoned theory is that the region was as arid at the dawn of agriculture as it is today; an agricultural population might have succeeded in the oases and river valleys, but as numbers swelled they would need to undertake massive irrigation projects, which would in turn require “the mobilization of labor to dig and maintain the canals, which implied the existence of a public authority capable of assembling and disciplining that labor force”. In short, agriculture was assumed to have required a state. But it didn’t.
Scott’s argument draws heavily on the work of Jennifer Pournelle, who reconstructed the landscape of the southern Mesopotamian alluvium in the seventh and sixth centuries BC using a combination of remote sensing, ancient sediments, and climatological history, and concluded that, far from the arid landscape of today, the land between the rivers was in fact an “intricate deltaic wetland.”
The inhabitants of these marshes lived on what are called “turtlebacks,” small patches of slightly higher ground, comparable to cheniers in the Mississippi delta, often no more than a meter or so above the high-water mark. From these turtlebacks, inhabitants exploited virtually all the wetland resources within reach: reeds and sedges for building and food, a great variety of edible plants (club rush, cattails, water lily, bulrush), tortoises, fish, mollusks, crustaceans, birds, waterfowl, small mammals, and migrating gazelles that provided a major source of protein. The combination of rich alluvial soils with an estuary of two great rivers teeming with nutrients, dead and alive, made for an exceptionally rich riparian life that in turn attracted huge number of fish, turtles, birds, and mammals — not to mention humans! — preying on creatures lower on the food chain.
Moreover, the first settlements in the area were right on the border between the brackish water of the coastal estuary and the freshwater ecology upstream, and on the incredibly flat floodplain of the lower Euphrates (the gradient is less than two inches per mile) that seam moved great distances with the tides. “Thus,” Scott writes, “for a large number of communities, the two ecological zones moved across the landscape while they remained stationary, taking sustenance from both”. They didn’t need to roam in search of new food sources; the food came to them. Agriculture — of the flood-retreat form, where seeds are sown in nutrient-rich new soils deposited by the retreating river, and which is the least labor-intensive type possible — was just another of their many diverse and overlapping subsistence strategies. The shift between wet and dry season, with its pulse of migrating animals and harvest of whatever seeds they had sown, can be considered moving zones on a longer timescale: a new habitat arriving on their doorstep to be added to the mosaic of available options. By 6000 BC, Scott says, they were “already agriculturalists and pastoralists as well as hunter-gatherers. It’s just that so long as there were abundant stands of wild foods they could gather and annual migrations of waterfowl and gazelles they could hunt, there was no earthly reason they would risk relying mainly, let along exclusively, on labor-intensive farming and livestock rearing.”
Thus do we, with James C. Scott, reject the old model in which agriculture leads almost at once to both sedentism and the state. Instead, we see sedentism arise in particularly favorable ecological niches as early as 12,000 BC, with most of the main founder crops and animals domesticated between 8000 and 6000 BC, and then a gap of almost four thousand years before the appearance of the state. A naively Whiggish view of history might ask, “What took so long?” But James C. Scott, being James C. Scott (yes, here we’re coming to the “turn it on its head” bit), thinks the more accurate question might be, “What went wrong?”
1. For more on this, Scott suggests this 2013 paper.
August 7, 2023
QotD: How do we determine Roman dates like “46 BC”?
Now the Roman calendar is itself kind of a moving target, so we can start with a brief history of that. At some very early point the Romans seem to have had a calendar with ten months, with December as the last month, March as the first month and no January or February. That said while you will hear a lot of folk history crediting Julius Caesar with the creation of two extra months (July and August) that’s not right; those months (called Quintilis and Sextilis) were already on the calendar. By the time we can see the Roman calendar, it has twelve months of variable lengths (355 days total) with an “intercalary month” inserted every other year to “reset” the calendar to the seasons. That calendar, which still started in March (sitting where it does, seasonally, as it does for us), the Romans attributed to the legendary-probably-not-a-real-person King Numa, which means in any case even by the Middle Republic it was so old no one knew when it started (Plut. Numa 18; Liv 1.19.6-7). The shift from March to January as the first month in turn happens in 153 (Liv. Per. 47.13), probably for political reasons.
We still use this calendar (more or less) and that introduces some significant oddities in the reckoning of dates that are recorded by the Roman calendar. See, because the length of the year (355 days) did not match the length of a solar year (famously 365 days and change), the months “drifted” over the calendar a little bit; during the first century BC when things were so chaotic that intercalary months were missed, the days might drift a lot. This problem is what Julius Caesar fixed, creating a 365 day calendar in 46; to “reset” the year for his new calendar he then extended the year 46 to 445 days. And you might think, “my goodness, that means we’d have to convert every pre-45 BC date to figure out what it actually is, how do we do that?”
And the answer is: we don’t. Instead, all of the oddities of the Roman calendar remain baked into our calendar and the year 46 BC is still reckoned as being 445 days long and thus the longest ever year. Consequently earlier Roman dates are directly convertible into our calendar system, though if you care what season a day happened, you might need to do some calculating (but not usually because the drift isn’t usually extreme). But in expressing the date as a day, the fact that the Gregorian calendar does not retroactively change the days of the Julian calendar, which also did not retroactively change the days of the older Roman calendar means that no change is necessary.
Ok, but then what year is it? Well, the Romans counted years two ways. The more common way was to refer to consular years, “In the year of the consulship of X and Y.” Thus the Battle of Cannae happened, “in the year of the consulship of Varro and Paullus,” 216 BC. In the empire, you sometimes also see events referenced by the year of a given emperor. Conveniently for us, we can reconstruct a complete list of all of the consular years and we know all of the emperors, so back-converting a date rendered like this is fairly easy. More rarely, the Romans might date with an absolute chronology, ab urbe condita (AUC) – “from the founding of the city”, which they imagined to have happened in in 753 BC. Since we know that date, this also is a fairly easy conversion.
Non-Roman dates get harder. The Greeks tend to date things either by serving magistrates (especially the Athenian “eponymous archon”, because we have so many Athenian authors) or by Olympiads. Olympiad dates are not too bad; it’s a four-year cycle starting in 780 BC, so we are now in the 700th Olympiad. Archon dates are tougher for two reasons. First, unlike Roman consuls, we have only a mostly complete list of Athenian archons, with some significant gaps. Both dates suffer from the complication that they do not line up neatly with the start of the Roman year. Olympiads begin and end in midsummer and archon years ran from July to June. If we have a day, or even a month attached to one of these dates, converting to a modern Gregorian calendar date isn’t too bad. But if, as is often the case, all you have is a year, it gets tricky; an event taking place “in the Archonship of Cleocritus” (with no further elaboration) could have happened in 413 or 412. Consequently, you’ll see the date (if there is no month or season indicator that lets us narrow it down), written as 413/2 – that doesn’t mean “in the year two-hundred and six and a half” but rather “413 OR 412”.
That said, with a complete list of emperors, consuls and Olympiads, along with a nearly complete list of archons, keeping the system together is relatively easy. Things get sticky fast when moving to societies using regnal years for which we do not have complete or reliable king’s lists. So for instance there are a range of potential chronologies for the Middle Bronze Age in Mesopotamia. I have no great expertise into how these chronologies are calculated; I was taught with the “Middle” chronology as the consensus position and so I use that and aim just to be consistent. Bronze Age Egyptian chronology has similar disputes, but with a lot less variation in potential dates. Unfortunately while obviously I have to be aware of these chronology disputes, I don’t really have the expertise to explain them – we’d have to get an Egyptologist or Assyriologist (for odd path-dependent reasons, scholars that study ancient Mesopotamia, including places and cultures that were not Assyria-proper are still called Assyriologists, although to be fair the whole region (including Egypt!) was all Assyria at one point) to write a guest post to untangle all of that.
That said in most cases all of this work has largely been done and so it is a relatively rare occurrence that I need to actually back convert a date myself. It does happen sometimes, mostly when I’m moving through Livy and have lost track of what year it is and need to get a date, in which case I generally page back to find the last set of consular elections and then check the list of consuls to determine the date.
Bret Devereaux, “Referenda ad Senatum: January 13, 2023: Roman Traditionalism, Ancient Dates and Imperial Spies”, A Collection of Unmitigated Pedantry, 2023-01-13.
June 20, 2023
QotD: When kings and emperors become gods
Divine rulership was not universal however – it was subject to cultural context. In Egypt, the Pharaoh was the Living Horus, a physical incarnation of the divine; when he died he became Osiris, the ruler over the underworld. The mystery of the duality whereby a Pharaoh was both a specific person (and might be a different person in the future) but also the same god each time seems to owe something to the multipart Egyptian conception of the soul. Naram-Sin, an Akkadian King (2254-2218 B.C.) represents himself as divine (shown by his having horns) on his victory stele; future kings of Akkad followed suit in claiming a form of divinity, albeit a lesser one than the big-time great gods.
But in Mesopotamia, the rulers of Akkad were the exception; other Mesopotamian kings (Sumerian, Babylonian, etc) did not claim to be gods – even very great kings (at least while alive – declaring a legendary ruler a god is rather more like a divine founder figure). Hammurabi (king of Babylon, c.1810-c.1750 B.C.) is shown in his royal artwork very much a man – albeit one who receives his mandate to rule from the gods Shamash and Marduk. Crucially, and I want to stress this, the Achaemenid kings of Persia were not considered gods (except inasmuch as some of them also occupied the position of Pharaoh of Egypt; it’s not clear how seriously they took this – less seriously than Alexander and Ptolemy, quite clearly). The assumption that the Persians practiced a divine kingship is mostly a product of Greek misunderstandings of Persian court ritual, magnified in the popular culture by centuries of using the Persian “other” as a mirror and (usually false) contrast for European cultures.
But the practice that my students often find most confusing is that of the Roman emperors. To be clear, Roman emperors were not divinized while they were alive. Augustus had his adoptive father, Julius Caesar divinized (this practice would repeat for future emperors divinizing their predecessors), but not himself; the emperor Vespasian, on his deathbed, famously made fun of this by declaring as a joke, “Alas! I think I’m becoming a god” (Suet. Vesp. 23.4). And yet, at the same time, outside of Rome, even Augustus – the first emperor – received cult and divine honors, either to his person or to his genius (remember, that’s not how smart he is, but the divine spirit that protects him and his family).
I think it is common for us, sitting outside of these systems, to view this sort of two-step dance, “I’m not a god, but you can give me divine honors in the provinces and call me a god, just don’t do it too loudly” as fundamentally cynical – and to some degree it might have been; Augustus was capable of immense cynicism. But I think it is possible to view this relationship outside of that cynicism through the lens of the ideas and rules we’ve laid out.
Bret Devereaux, “Collections: Practical Polytheism, Part IV: Little Gods and Big People”, A Collection of Unmitigated Pedantry, 2019-11-15.
May 11, 2023
QotD: Divination
But that distinction is crucial, because what you are actually doing in a ritual involving divination is not asking questions about the future, but asking questions of the gods. Divination is not an exercise in seeing, but in hearing – that is, it is a communication, a conversation, with the divine. […]
Many current religions – especially monotheistic ones – tend to view God or the gods as a fundamentally distant, even alien being, decidedly outside of creation. The common metaphor is one where God is like a painter or an architect who creates a painting or a building, but cannot be in or part of that creation; the painter can paint himself, but cannot himself be in the painting and the architect may walk in the building but she cannot be a wall. Indeed, one of the mysteries – in the theological sense […] – of the Christian faith is how exactly a transcendent God made Himself part of creation, because this ought otherwise be inconceivable.
Polytheistic gods do not work this way. They exist within the world, and are typically created with it (as an aside: this is one point where, to get a sense of the religion, one must break with the philosophers; Plato waxes philosophic about his eternal demiurge, an ultimate creator-god, but no one in Greece actually practiced any kind of religion to the demiurge. Fundamentally, the demiurge, like so much fine Greek writing about the gods, was a philosophical construct rather than a religious reality). As we’ll get to next week, this makes the line between humans and gods a lot more fuzzy in really interesting ways. But for now, I want to focus on this basic idea: that the gods exist within creation and consequently can exist within communities of humans.
(Terminology sidenote: we’ve actually approached this distinction before, when we talked about polytheistic gods being immanent, meaning that they were active in shaping creation in a direct, observable way. In contrast, monotheistic God is often portrayed as transcendent, meaning that He sits fundamentally outside of creation, even if He still shapes it. Now, I don’t want to drive down the rabbit hole of the theological implications of these terms for modern faith (though I should note that while transcendence and immanence are typically presented as being opposed qualities, some gods are both transcendent and immanent; the resolution of an apparent contradiction of this sort in a divine act or being like this is what we call a mystery in the religious sense – “this should be impossible, but it becomes possible because of divine action”). But I do want to note the broad contrast between gods that exist within creation and the more common modern conception of a God whose existence supersedes the universe we know.)
Thus, to the polytheistic practitioner, the gods don’t exist outside of creation, or even outside of the community, but as very powerful – and sometimes inscrutable – members of the community. The exact nature of that membership varies culture to culture (for instance, the Roman view of the gods tends towards temperamental but generally benevolent guardians and partners of the state, whereas the Mesopotamian gods seem to have been more the harsh rulers set above human society; that distinction is reflected in the religious structure: in Rome, the final deciding body on religious matters was the Senate, whereas Mesopotamian cities had established, professional priesthoods). But gods do a lot of the things other powerful members of the community do: they own land (and even enslaved persons) within the community, they have homes in the community (this is how temples are typically imagined, as literal homes-away-from-home for the gods, when they’re not chilling in their normal digs), they may take part in civic or political life in their own unique way. […] some of these gods are even more tightly bound to a specific place within the community – a river, stream, hill, field.
And, like any other full member of the community (however “full membership” is defined by a society), the gods expect to be consulted about important decisions.
Bret Devereaux, “Collections: Practical Polytheism, Part III: Polling the Gods”, A Collection of Unmitigated Pedantry, 2019-11-08.
March 29, 2023
QotD: Sacrifice
There is some concern for the place and directionality of the gods in question. Sacrifices for gods that live above are often burnt so that the smoke wafts up to where the gods are (you see this in Greek and Roman practice, as well in Mesopotamian religion, e.g. in Atrahasis, where the gods “gather like flies” about a sacrifice; it seems worth noting that in Temple Judaism, YHWH (generally thought to dwell “up”) gets burnt offerings too), while sacrifices to gods in the earth (often gods of death) often go down, through things like libations (a sacrifice of liquid poured out).
There is also concern for the right animals and the time of day. Most gods receive ritual during the day, but there are variations – Roman underworld and childbirth deities (oddly connected) seem to have received sacrifices by night. Different animals might be offered, in accordance with what the god preferred, the scale of the request, and the scale of the god. Big gods, like Jupiter, tend to demand prestige, high value animals (Jupiter’s normal sacrifice in Rome was a white ox). The color of the animal would also matter – in Roman practice, while the gods above typically received white colored victims, the gods below (the di inferi but also the di Manes) darkly colored animals. That knowledge we talked about was important in knowing what to sacrifice and how.
Now, why do the gods want these things? That differs, religion to religion. In some polytheistic systems, it is made clear that the gods require sacrifice and might be diminished, or even perish, without it. That seems to have been true of Aztec religion, particularly sacrifices to Quetzalcoatl; it is also suggested for Mesopotamian religion in the Atrahasis where the gods become hungry and diminished when they wipe out most of humans and thus most of the sacrifices taking place. Unlike Mesopotamian gods, who can be killed, Greek and Roman gods are truly immortal – no more capable of dying than I am able to spontaneously become a potted plant – but the implication instead is that they enjoy sacrifices, possibly the taste or even simply the honor it brings them (e.g. Homeric Hymn to Demeter 310-315).
We’ll come back to this idea later, but I want to note it here: the thing being sacrificed becomes sacred. That means it doesn’t belong to people anymore, but to the god themselves. That can impose special rules for handling, depositing and storing, since the item in question doesn’t belong to you anymore – you have to be extra-special-careful with things that belong to a god. But I do want to note the basic idea here: gods can own property, including things and even land – the temple belongs not to the city but to the god, for instance. Interestingly, living things, including people can also belong to a god, but that is a topic for a later post. We’re still working on the basics here.
Bret Devereaux, “Collections: Practical Polytheism, Part II: Practice”, A Collection of Unmitigated Pedantry, 2019-11-01.
December 29, 2022
Brewing Mesopotamian Beer – 4,000 Years Old
Tasting History with Max Miller
Published 27 Dec 2022
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December 27, 2022
Coming of the Sea Peoples: Part 5 – The Hittites
seangabb
Published 6 Jul 2021[Unfortunately, parts 3 and 4 of this lecture series were not uploaded due to sound issues with the recording].
The Late Bronze Age is a story of collapse. From New Kingdom Egypt to Hittite Anatolia, from the Assyrian Empire to Babylonia and Mycenaean Greece, the coming of the Sea Peoples is a terror that threatens the end of all things. Between April and July 2021, Sean Gabb explored this collapse with his students. Here is one of his lectures. All student contributions have been removed.
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