As folks are generally aware, the amount of historical evidence available to historians decreases the further back you go in history. This has a real impact on how historians are trained; my go-to metaphor in explaining this to students is that a historian of the modern world has to learn how to sip from a firehose of evidence, while the historian of the ancient world must learn how to find water in the desert. That decline in the amount of evidence as one goes backwards in history is not even or uniform; it is distorted by accidents of preservation, particularly of written records. In a real sense, we often mark the beginning of “history” (as compared to pre-history) with the invention or arrival of writing in an area, and this is no accident.
So let’s take a look at the sort of sources an ancient historian has to work with and what their limits are and what that means for what it is possible to know and what must be merely guessed.
The most important body of sources are what we term literary sources, which is to say long-form written texts. While rarely these sorts of texts survive on tablets or preserved papyrus, for most of the ancient world these texts survive because they were laboriously copied over the centuries. As an aside, it is common for students to fault this or that later society (mostly medieval Europe) for failing to copy this or that work, but given the vast labor and expense of copying and preserving ancient literature, it is better to be glad that we have any of it at all (as we’ll see, the evidence situation for societies that did not benefit from such copying and preservation is much worse!).
The big problem with literary evidence is that for the most part, for most ancient societies, it represents a closed corpus: we have about as much of it as we ever will. And what we have isn’t much. The entire corpus of Greek and Latin literature fits in just 523 small volumes. You may find various pictures of libraries and even individuals showing off, for instance, their complete set of Loebs on just a few bookshelves, which represents nearly the entire corpus of ancient Greek and Latin literature (including facing English translation!). While every so often a new papyrus find might add a couple of fragments or very rarely a significant chunk to this corpus, such additions are very rare. The last really full work (although it has gaps) to be added to the canon was Aristotle’s Athenaion Politeia (“Constitution of the Athenians”) discovered on papyrus in 1879 (other smaller but still important finds, like fragments of Sappho, have turned up as recently as the last decade, but these are often very short fragments).
In practice that means that, if you have a research question, the literary corpus is what it is. You are not likely to benefit from a new fragment or other text “turning up” to help you. The tricky thing is, for a lot of research questions, it is in essence literary evidence or bust. […] for a lot of the things people want to know, our other forms of evidence just aren’t very good at filling in the gaps. Most information about discrete events – battles, wars, individual biographies – are (with some exceptions) literary-or-bust. Likewise, charting complex political systems generally requires literary evidence, as does understanding the philosophy or social values of past societies.
Now in a lot of cases, these are topics where, if you have literary evidence, then you can supplement that evidence with other forms […], but if you do not have the literary evidence, the other kinds of evidence often become difficult or impossible to interpret. And since we’re not getting new texts generally, if it isn’t there, it isn’t there. This is why I keep stressing in posts how difficult it can be to talk about topics that our (mostly elite male) authors didn’t care about; if they didn’t write it down, for the most part, we don’t have it.
Bret Devereaux, “Fireside Friday: March 26, 2021 (On the Nature of Ancient Evidence”, A Collection of Unmitigated Pedantry, 2021-03-26.
September 12, 2022
QotD: On the nature of our evidence of the ancient world
History Summarized: Classical Warfare (Feat. Shadiversity!)
Overly Sarcastic Productions
Published 22 Jul 2017How did people fight in ancient times? Well that’s a good question! Step right up and I’ll learn you a thing or two about history.
(more…)
September 4, 2022
QotD: Sparta’s fatal problem – oliganthropia
This is is the problem of oliganthropia (“people-shortage” – literally “too-few-people-ness”) in Sparta: the decline of the spartiate population. This is a huge and contentious area of scholarship – no surprise, since it directly concerns the decline of one of the more powerful states in Classical Greece – with a fair bit of debate to it (there’s a decent rundown by Figueira of the demography behind it available online here). What I want to note here is that a phrase like “oliganthropia” makes it sound like there was an absolute decline in population, but the evidence argues against that. At two junctures in the third century, under Agis IV and then later Cleomenes III (so around 241 and 227) attempts were made to revive Sparta by pulling thousands of members of the underclass back up into the spartiates (the first effort fails and the second effort was around a century too late to matter). That, of course, means that there were thousands of individuals – presumably mostly hypomeiones, but perhaps some mothakes or perioikoi – around to be so considered.
Xenophon says as much with Cinadon’s observation about the market at Sparta. Now obviously, we can’t take that statement as a demographic survey, but as a general sense, 40 homoioi, plus a handful of higher figures, in a crowd of 4,000 speaks volumes about the growth of Sparta’s underclass. And that is in Laconia, the region of the Spartan state (in contrast to Messenia, the other half of Sparta’s territory), where the Spartans live and where the density of helots is lowest.
This isn’t a decline in the population of Sparta, merely a decline in the population of spartiates – the tiny, closed class of citizen-elites at the top.
So we come back to the standard assertion about Sparta: its system lasted a long time, maintaining very high cohesion – at least among the citizens class and its descendants. This is a terribly low bar – a society cohesive only among its tiny aristocracy. And yet, as low of a bar as this is, Sparta still manages to slink below it. Economic cohesion was a mirage created by the exclusion of any individual who fell below it. Sparta maintained the illusion of cohesion by systematically removing anyone who was not wealthy from the citizen body.
If we really want to gauge this society’s cohesion, we ought to track households, one generation after the next, regardless of changes in status. If we do that, what do we find? A society with an increasingly tiny elite – and a majority which, I will again quote Xenophon, “would eat them raw“. Hardly a model of social cohesion.
Moreover, this system wasn’t that stable. The core labor force – the enslaved helots – are brutally subjugated by Sparta no earlier than 680 (even this is overly generous – the consolidation process in Messenia seems to have continued into the 500s). The austerity which supposedly underlined cohesion among the spartiates by banishing overt displays of wealth is only visible archaeologically beginning in 550, which may mark the real beginning of the Spartan system as a complete unit with all of its parts functioning. And by 464 – scarcely a century later – terminal and irreversible decline had set in. Spartan power at last breaks permanently and irretrievably in 371 when Messenia is lost to them […]
This is a system that at the most generous possible reading, lasted three centuries. In practice, we are probably better in saying it lasts just 170 or so – from c. 550 (the completion of the consolidation of Messenia, and the beginning of both the Peloponnesian League and the famed Spartan austerity) to 371.
To modern ears, 170 years still sounds impressive. Compared to the remarkably unstable internal politics of Greek poleis, it probably seemed so. But we are not ancient Greeks – we have a wider frame of reference. The Roman Republic ticked on, making one compromise after another, for four centuries (509 to 133; Roman enthusiasts will note that I have cut that ending date quite early) before it even began its spiral into violence. Carthage’s republic was about as long lived as Rome. We might date constitutional monarchy in Britain as beginning in 1688 or perhaps 1721 – that system has managed around 300 years.
While we’re here – although it was interrupted briefly, the bracket dates for the notoriously unstable Athenian democracy, usually dated from the Cleisthenic reforms 508/7 to the suppresion of the fourth-century democracy in 322, are actually longer, 185 years, give or take, with just two major breaks, consisting of just four months and one year. Sparta had more years with major, active helot revolts controlling significant territory than Athens had oligarchic coups. And yet Athens – rightly, I’d argue – has a reputation for chronic instability, while Sparta has a reputation for placid regularity. Might I suggest that stable regimes do not suffer repeated, existential slave revolts?
In short, the Spartan social system ought not be described as cohesive, and while it was relatively stable by Greek standards (not a high bar!) it is hardly exceptionally stable and certainly not uniquely so. So much for cohesion and stability.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part IV: Spartan Wealth”, A Collection of Unmitigated Pedantry, 2019-08-29.
August 23, 2022
QotD: The fate of suddenly poor Spartiates
First, we need to reiterate that a “poor” spartiate was still quite well off compared to the average citizen in many Greek poleis – we talk about “poor” spartiates the same way we talk about the “poor” gentry in a Jane Austen novel. None of them are actually poor in an absolute sense, they are only poor in the sense that they are the poorest of the rich, clinging to the bottom rung of the upper class.
Nevertheless, we should talk about them, because the consequences of falling off of that bottom rung of the economic ladder in Sparta were extremely severe because of the closed nature of the spartiate system. Here is the rub: membership in a syssition was a requirement of spartiate status, so failure to be a member in a syssition – either because of failure in the agoge or because a spartiate could no longer keep up the required mess contributions – that meant not being a spartiate anymore.
The term we have for ex-spartiates is hypomeiones (literally “the inferiors”), which seems to have been an informal term covering a range of individuals who were (or whose family were) spartiates, but had ceased to be so. The hypomeiones were, by all accounts, mostly despised by the spartiates and the hatred seems to have been mutual (Xen. Hell. 3.3.6). Interestingly in that passage there – Xenophon’s Hellenica 3.3.6 – he lists the Spartan underclasses in what appears to be rising order of status – first the helots (at the bottom), then the neodamodes (freed helots, one step up), then the hypomeiones, and then finally the perioikoi. The implication is that falling off of the bottom of the spartiate class due to cowardice, failure – or just poverty – meant falling below the largest group of free non-citizens, the perioikoi.
Herodotus gives some sense of the treatment of men who failed at being spartiates when he details the two survivors of Thermopylae – Aristodemus and Pantites. Both had been absent from the battle under orders – Pantites had been sent carrying a message and Aristodemus had suffered an infection. When they returned to Sparta, both were ostracized by the spartiates for failing to have died – Pantites hanged himself (Hdt. 7.232) while Aristodemus was held to have “redeemed” himself with a suicidal charge at Plataea which cost his life (Hdt. 7.231). And as a side note: Aristodemus is the model for 300’s narrator, Dilios – so when you see him in the movie, remember: the Spartan system drove these men to pointless suicide because they followed an order.
But my main point here is that falling out of the spartiate system meant social death. Remember that the spartiates are a closed class – failing at being a spartiate because your kleros is too poor to maintain the mess contribution means losing citizen status; it means your children cannot attend the agoge or become spartiates themselves. It means you, your wife, your entire family forever are shamed, their status as full members of society forever revoked and your social orbit collapses on you, since you are cut off from the very ties that bind you to your friends. No wonder Pantites preferred to hang himself.
In essence then, the core of the problem here is not that these poor spartiates were poor in any absolute sense – they weren’t. It was that the difference between being rich and being merely affluent in Sparta was a social abyss completely unlike any other Greek state. And that abyss was completely one way. As we’ll see – there was no way back.
Our sources are, unfortunately, profoundly uninterested in answering some crucial questions about the hypomeiones: did they keep their kleroi? What happened to the status of their children? What happened to the status of the women in their families? We can say one thing: it is clear that there was no “on-ramp” for hypomeiones to get back into the spartiate system. This is made quite clear, if by nothing else, by the collapsing number of spartiates (we’ll get to it), but also at the inability of extremely successful non-Spartan citizens – men like Gylippus and Lysander – to ever join the homoioi. Once a spartiate was a hypomeiones, they appear to have been so forever – along with any descendants they may have had. Once out, out for good.
All of that loops back to the impact of the great earthquake in 464. It is likely there were always spartiates who – because their kleroi were just a bit poorer, or were hit a bit harder by helot resistance, or for whatever reason – clung to the bottom of the spartiate system financially, struggling to make the contributions to the common mess. When the earthquake hit, the death of so many helots – on whom they relied for their economic basis – combined with the overall disruption seems to have pushed many of these men beyond the point where they could sustain themselves. Unlike in a normal Greek polis, they could not just take up some productive work to survive and continue as citizens, because that was forbidden to the spartiates, so they collapsed out of the class entirely.
(As an aside – the fact that wealthy spartiates, as mentioned, seemed to prefer each other’s company over the rest probably also meant that the social safety-net of the poor spartiates likely consisted of other poor spartiates. Perhaps in normal circumstances they remained stable by relying on each other (you help me in my bad year, I help you in yours – this is very common survival behavior in subsistence agriculture societies), but the earthquake – by hitting them all at once – may well have caused a downward spiral, as each spartiate who fell out of the system made the remainder more vulnerable, culminating in entire social groups falling out.)
As I said, our sources are uninterested in poor spartiates, so we can only imagine what it must have felt like, clinging desperately to the bottom of that social system, knowing how deep the hole was beneath you. One imagines the mounting despair of the spartiate wife whose job it is to manage the household trying to scrounge up the mess contributions out of an ever-shrinking pool of labor and produce, the increasing despair of her husband who because of the laws cannot do anything but watch as his household slides into oblivion. We cannot know for certain, but it certainly doesn’t seem like a particularly happy existence.
As for those who did fall out of the system we do not need to imagine because Xenophon – in a rare moment of candor – leaves us in no doubt what they felt. He puts it this way: “they [the leaders of a conspiracy against the spartiates] knew the secret of all of the others – the helots, the neodamodes, the hypomeiones, the perioikoi – for whenever mention was made of the spartiates among these men, not one of them could hide that he would gladly eat them raw” (Xen. Hell. 3.3.6; emphasis mine).
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part IV: Spartan Wealth”, A Collection of Unmitigated Pedantry, 2019-08-29.
August 21, 2022
History Summarized: The Acropolis
Overly Sarcastic Productions
Published 29 Apr 2022They say of the Acropolis, where the Parthenon is …
(more…)
