Quotulatiousness

June 22, 2024

The End of Everything

In First Things, Francis X. Maier reviews Victor Davis Hanson’s recent work The End of Everything: How Wars Descend into Annihilation:

A senior fellow in military history and classics at Stanford University’s Hoover Institution, Hanson is a specialist on the human dimension and costs of war. His focus in The End of Everything is, as usual, on the past; specifically, the destruction of four great civilizations: ancient Thebes, Carthage, Constantinople, and the Aztec Empire. In each case, an otherwise enduring civilization was not merely conquered, but “annihilated” — in other words, completely erased and replaced. How such catastrophes could happen is the substance of Hanson’s book. And the lessons therein are worth noting.

In every case, the defeated suffered from fatal delusions. Each civilization overestimated its own strength or skill; each misread the willingness of allies to support it; and each underestimated the determination, strength, and ferocity of its enemy.

Thebes had a superb military heritage, but the Thebans’ tactics were outdated and their leadership no match for Macedon’s Alexander the Great. The city was razed and its surviving population scattered. Carthage — a thriving commercial center of 500,000 even after two military defeats by Rome — misread the greed, jealousy, and hatred of Rome, and Roman willingness to violate its own favorable treaty terms to extinguish its former enemy. The long Roman siege of the Third Punic War saw the killing or starvation of 450,000 Carthaginians, the survivors sold into slavery, the city leveled, and the land rendered uninhabitable for a century.

The Byzantine Empire, Rome’s successor in the East, survived for a millennium on superior military technology, genius diplomacy, impregnable fortifications, and confidence in the protection of heaven. By 1453, a shrunken and sclerotic Byzantine state could rely on none of these advantages, nor on any real help from the Christian West. But it nonetheless clung to a belief in the mantle of heaven and its own ability to withstand a determined Ottoman siege. The result was not merely defeat, but the erasure of any significant Greek and Christian presence in Constantinople. As for the Aztecs, they fatally misread Spanish intentions, ruthlessness, and duplicity, as well as the hatred of their conquered “allies” who switched sides and fought alongside the conquistadors.

The industrial-scale nature of human sacrifice and sacred cannibalism practiced by the Aztecs — more than 20,000 captives were ritually butchered each year — horrified the Spanish. It reinforced their fury and worked to justify their own ferocious violence, just as the Carthaginian practice of infant sacrifice had enraged the Romans. In the end, despite the seemingly massive strength of Aztec armies, a small group of Spanish adventurers utterly destroyed Tenochtitlán, the beautiful and architecturally elaborate Aztec capital, and wiped out an entire culture.

History never repeats itself, but patterns of human thought and behavior repeat themselves all the time. We humans are capable of astonishing acts of virtue, unselfish service, and heroism. We’re also capable of obscene, unimaginable violence. Anyone doubting the latter need only check the record of the last century. Or last year’s October 7 savagery, courtesy of Hamas.

The takeaway from Hanson’s book might be summarized in passages like this one:

    Modern civilization faces a toxic paradox. The more that technologically advanced mankind develops the ability to wipe out wartime enemies, the more it develops a postmodern conceit that total war is an obsolete exercise, [assuming, mistakenly] that disagreements among civilized people will always be arbitrated by the cooler, more sophisticated, and more diplomatically minded. The same hubris that posits that complex tools of mass destruction can be created but never used, also fuels the fatal vanity that war itself is an anachronism and no longer an existential concern—at least in comparison to the supposedly greater threats of naturally occurring pandemics, meteoric impacts, man-made climate change, or overpopulation.

Or this one:

    The gullibility, and indeed ignorance, of contemporary governments and leaders about the intent, hatred, ruthlessness, and capability of their enemies are not surprising. The retreat to comfortable nonchalance and credulousness, often the cargo of affluence and leisure, is predictable given unchanging human nature, despite the pretensions of a postmodern technologically advanced global village.

I suppose the lesson is this: There’s nothing sacred about the Pax Americana. Nothing guarantees its survival, legitimacy, comforts, power, or wealth. A sardonic observer like the Roman poet Juvenal — were he alive — might even observe that today’s America seems less like the “city on a hill” of Scripture, and more like a Carthaginian tophet, or the ritual site of child sacrifice. Of course, that would be unfair. A biblical leaven remains in the American experiment, and many good people still believe in its best ideals.

May 19, 2024

Alexander III of Macedon … usually styled “Alexander the Great”

In the most recent post at A Collection of Unmitigated Pedantry, Bret Devereaux considers whether the most famous king of Macedon deserves his historic title:

Alexander the Great
Detail from the Alexander Mosaic in the House of the Faun in Pompeii, attributed to the first century BC, via Wikimedia Commons.

I want to discuss his reign with that title, “the Great” (magnus in Latin or μέγας in Greek) stripped off, as Alexander III rather than merely assuming his greatness. In particular, I want to open the question of if Alexander was great and more to the point, if he was, what does that imply about our definitions of greatness?

It is hardly new for Alexander III to be the subject of as much mythology as fact; Alexander’s life was the subject of mythological treatment within living memory. Plutarch (Alex. 46.4) relates an episode where the Greek historian Onesicritus read aloud in the court of Lysimachus – then king of Thrace, but who had been one of Alexander’s somatophylakes (his personal bodyguards, of which there were just seven at at time) – his history of Alexander and in his fourth book reached the apocryphal story of how Alexander met the Queen of the Amazons, Thalestris, at which Lysimachus smiled and asked, “And where was I at the time?” It must have been strange to Lysimachus, who had known Alexander personally, to see his friend and companion become a myth before his eyes.

Then, of course, there are the modern layers of mythology. Alexander is such a well-known figures that it has been, for centuries, the “doing thing” to attribute all manner of profound sounding quotes, sayings and actions to him, functionally none of which are to be found in the ancient sources and most of which, as we’ll see, run quite directly counter to his actual character as a person.

So, much as we set out to de-mystify Cleopatra last year, this year I want to set out – briefly – to de-mystify Alexander III of Macedon. Only once we’ve stripped away the mythology and found the man can we then ask that key question: was Alexander truly great and if so, what does that say not about Alexander, but about our own conceptions of greatness?

Because this post has turned out to run rather longer than I expected, I’m going to split into two parts. This week, we’re going to look at some of the history of how Alexander has been viewed – the sources for his life but also the trends in the scholarship from the 1800s to the present – along with assessing Alexander as a military commander. Then we’ll come back next week and look at Alexander as an administrator, leader and king.

[…]

Sources

As always, we are at the mercy of our sources for understanding the reign of Alexander III. As noted above, within Alexander’s own lifetime, the scale of his achievements and impacts prompted the emergence of a mythological telling of his life, a collection of stories we refer to collectively now as the Alexander Romance, which is fascinating as an example of narrative and legend working across a wide range of cultures and languages, but is fundamentally useless as a source of information about Alexander’s life.

That said, we also know that several accounts of Alexander’s life and reign were written during his life and immediately afterwards by people who knew him and had witnessed the events. Alexander, for the first part of his campaign, had a court historian, Callisthenes, who wrote a biography of Alexander which survived his reign (Polybius is aware – and highly critical – of it, Polyb. 12. 17-22), though Callisthenes didn’t: he was implicated (perhaps falsely) in a plot against Alexander and imprisoned, where he died, in 327. Unfortunately, Callisthenes’ history doesn’t survive to the present (and Polybius sure thinks Callisthenes was incompetent in describing military matters in any event).

More promising are histories written by Alexander’s close companions – his hetairoi – who served as Alexander’s guards, elite cavalry striking force, officers and council of war during his campaigns. Three of these wrote significant accounts of Alexander’s campaigns: Aristobulus,1 Alexander’s architect and siege engineer, Nearchus, Alexander’s naval commander, and Ptolemy, one of Alexander’s bodyguards and infantry commanders, who will become Ptolemy I Soter, Pharaoh of Egypt. Of these, Aristobulus and Ptolemy’s works were apparently campaign histories covering the life of Alexander, whereas Nearchus wrote instead of his own voyages by sea down the Indus River, the Indian Ocean and the Persian Gulf which he called the Indike.

And you are now doubtless thinking, “amazing, three contemporary accounts, that’s awesome!” So I hope you will contain your disappointment when I follow with the inevitable punchline: none of these three works survives. We also know a whole slew of other, less reliable sounding histories (Plutarch lists works by Cleitarchus, Polycleitus, Onesicritus, Antigenes, Ister, Chares, Anticleides, Philo, two different Philips, Hecataeus, and Duris) do not survive either.

So what do we have?

Fundamentally, our knowledge of Alexander the Great is premised on four primary later works who wrote when all of these other sources (particularly Ptolemy and Aristobulus) still survived. These four authors are (in order of date): Diodorus Siculus (writing in the first century BC), Quintus Curtius Rufus (mid-first cent. AD), Plutarch (early second century AD) and Arrian (Lucius Flavius Arrianus, writing in the early second century AD). Of these, Diodorus’ work, the Bibliotheca historica is a “universal history”, which of course means it is a mile wide and only an inch deep, but Book 17, which covers Alexander’s life, is intact and complete. Curtius Rufus’ work survives only incompletely, with substantial gaps in the text, including all of the first two books.

Plutarch’s Life of Alexander survives intact and is the most substantial of his biographies, but it is, like all of his Parallel Lives, relatively brief and also prone to Plutarch’s instinct to bend a story to fit his moralizing aims in writing. Which leaves, somewhat ironically, the last of these main sources, Arrian. Arrian was a Roman citizen of Anatolian extraction who entered the Senate in the 120s and was consul suffectus under Hadrian, probably in 130. He was then a legatus (provincial governor/military commander in Cappadocia, where Dio reports (69.15.1) that he checked an invasion by the Alani (a Steppe people). Arrian’s history, the Anabasis Alexandrou (usually rendered “Campaigns of Alexander”)2 comes across as a fairly serious, no-nonsense effort to compile the best available sources, written by an experienced military man. Which is not to say Arrian is perfect, but his account is generally regarded (correctly, I’d argue) as the most reliable of the bunch, though any serious scholarship on Alexander relies on collating all four sources and comparing them together.

Despite that awkward source tradition, what we have generally leaves us fairly well informed about Alexander’s actions as king. While we’d certainly prefer to have Ptolemy or Aristobolus, the fact that we have four writers all working from a similar source-base is an advantage, as they take different perspectives. Moreover, a lot of the things Alexander did – founding cities, toppling the Achaemenid Empire, failing in any way to prepare for succession – leave big historical or archaeological traces that are easy enough to track.


    1. This is as good a place as any to make a note about transliteration. Almost every significant character in Alexander’s narrative has a traditional transliteration into English, typically based on how their name would be spelled in Latin. Thus Aristobulus, instead of the more faithful Aristoboulos (for Ἀριστόβουλος). The trend in Alexander scholarship today is, understandably, to prefer more faithful Greek transliterations, thus rendering Parmenion (rather than Parmenio) or Seleukos (rather than Seleucus). I think, in scholarship, this is a good trend, but since this is a public-facing work, I am going to largely stick to the traditional transliterations, because that’s generally how a reader would subsequently look up these figures.

    2. An ἀνάβασις is a “journey up-country”, but what Arrian is invoking here is Xenophon’s account of his own campaign with the 10,000, the original Anabasis; Arrian seems to have fashioned himself as a “second Xenophon” in a number of ways.

April 29, 2024

Greek History and Civilization, Part 7 – Alexander

Filed under: Greece, History, Middle East — Tags: , , , , , , — Nicholas @ 04:00

seangabb
Published Apr 28, 2024

This seventh lecture in the course covers the career of Alexander the Great and its consequences for the world.
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November 12, 2023

Who Destroyed The Library of Alexandria? | The Rest is History

The Rest is History
Published 21 Jul 2023

Step back in time with renowned historians Dominic Sandbrook and Tom Holland as they embark on an enthralling journey to explore the enigmatic tale of the Library of Alexandria’s destruction. Join them as they uncover the who, what, and why behind one of history’s greatest losses.

#LibraryOfAlexandria #DominicSandbrook #TomHolland

September 16, 2023

QotD: The Persian “Royal Roads”

The first thing worth clearing up about the Roman roads is that, contrary to a lot of popular belief, the Roman roads were not the first of their kind. And I mean that in a variety of ways: the construction of roadways with a solid, impermeable surface (that is, not just clearing and packing dirt) was not new with the Romans, but more importantly the concept of knitting together an empire with a system of roadways was not new.

The oldest road network that we have pretty good evidence for was the Persian Royal Road of the Achaemenids but these too were not the first (the Achaemenid dynasty ruling a vast empire from 559 to 330 BC; this is the Persian Empire of Xerxes and Darius III). Even before them the Assyrians (Middle and Neo-Assyrian Empires running from 1363 to 609 BC)1 had build roadways to hold together parts of their empire, though I confess I know very little of the extent of that road system except that we’re fairly sure it existed and like the later systems we’re going to talk about, it included not just the physical infrastructure of the roads but a sophisticated relay system to allow official messengers to move very rapidly over the network.

The modern perception of the Persian Royal Road is conditioned perhaps a bit too much by Herodotus who described the royal road – singular – as a single highway running from Susa to Sardis. Susa was one of several Achaemenid royal capitals and it sat at the edge of the Iranian plateau where it meets the lowland valley of Mesopotamia, essentially sitting right on the edge where the Persian “heartland” met the area of imperial conquests. Meanwhile, Sardis was the westernmost major Achaemenid administrative center, the regional capital, as it were, for Anatolia and the Aegean. So you can see the logic of that being an important route, but the road system was much larger. Indeed, here is a very rough sketch of how we might understand the whole system.

Compare the dashed line – the Royal Road as described by Herodotus – with the solid lines, the rest of the system we can glean from other sources or from archaeology and you can see that Herodotus hasn’t given us the whole story. For what it is worth, I don’t think Herodotus here is trying to lie – he has just described the largest and most important trunk road that leads to his part of the world.

This system doubtlessly emerged over time. Substantial parts of the road network almost certainly predated the Achaemenids and at least some elements were in place under the first two Achaemenid Great Kings (Cyrus II, r. 559-530 and Cambyses II, r. 530-22) but it seems clear that it is the third Achaemenid ruler, Darius I (r. 522-486; this is the fellow who dispatched the expedition defeated at Marathon, but his reign was far more important than that – he is the great organizer of the Persian Empire) who was responsible for the organization, formalization and expansion of the system. And in practice we can split that system into two parts, the physical infrastructure of roads and then the relay system built atop that system.

In terms of the physical infrastructure, as far as I can tell, the quality of Persian Royal Roads varied a lot. In some areas where the terrain was difficult, we see sections of road cut into the rock or built via causeways over ravines. Some areas were paved, but most – even most of the “royal” roads (as distinct from ancillary travel routes) were not.2 That said, maintenance seems to have been more regular on the royal roads, meaning they would be restored more rapidly after things like heavy rains that might wash an unpaved road out, making them more reliable transport routes for everyone. They also seem to have been quite a bit wider; Achaemenid armies could have long logistics tails and these roads had to accommodate those. Several excavated sections of royal roads are around 5m wide, but we ought to expect a lot of variation.

On top of the physical infrastructure, there was also a system of way-stations and stopover points along the road. These were not amenities for everyone but rather a system for moving state officials, messengers, soldiers, and property (like taxes). While anyone could, presumably, walk down the road, official travelers carried a sealed travel authorization issued by either a satrap (the Persian provincial governors) or the king himself. Such authorizations declared how many travelers there were, where they were going and what the way-stations, which stocked supplies, should give them. Of course that in turn meant that local satraps had to make sure that way-stations remained stocked up with food, fodder for animals, spare horses and so on. Fast messengers could also be sent who, with that same authorization, would change horses at each way-station, allowing them to move extremely fast over the system, with one estimate suggesting that a crucial message could make the trip from Sardis to Susa – a trip of approximately 2,500km (1,550 miles, give or take) in twelve days (by exchanging not only horses, but riders, as it moved).

All of which gives some pretty important clues to why royal roads were set up and maintained. Notice how the system specifically links together key administrative hubs, like the three main Achaemenid capitals (Susa, Ekbatana and Persepolis) and key administrative centers (Memphis, Sardis, Babylon, etc.) and that while anyone can use the roads, the roads serve as the basis for a system to handle the logistics of moving officials and state messages, which of course could also serve as the basis for moving armies. After all, you can send messengers down the royal roads, through the existing system set up for them, to instruct your satraps to gather local forces or more importantly to gather local food supplies and move them to the road in depots where the army can pick them up (and perhaps some local troops) as it moves through to a nearby trouble spot (while the nice, wide road allows you to bring lots of pack animals and carts with your army).

In short this is a large, expensive but effective system for managing the problem of distance in a large empire. Cutting down travel and message times reduces the independence of the satraps, allowing the Great King to keep an eye on them, while the roads provide the means to swiftly move armies from the core of the empire out to the periphery. We can actually see this play out with Alexander’s invasion. He crosses into Asia in 334 and defeats the local satrapal army at Granicus in 334. Moving into the Levant in 333, he’s met at Issus by Darius III with a massive army, collected from the central and western parts of the empire – which means that news of Alexander’s coming has reached Darius who has then marshaled all of those troops from his satrapies (and hired some mercenaries), presumably using his efficient message system to do it and then moved that force down the road system to meet Alexander. Alexander defeats that army, but is met by another huge army at Gaugamela in 331, this time gathered mostly from the eastern parts of the empire. While the Persian army fails in defeating Alexander, the exercise shows the power of the system in allowing the Great King, Darius III to coordinate the military efforts of an enormous empire.

So this is a system meant to enable the imperial center to control its periphery by enabling the court to keep tabs on the satraps, to get messages to and from them and move armies and officials (and taxes!) around. And doubtless it was also not lost on anyone that such a visible series of public works – even if the roads were not always paved and had to be repaired after heavy rains and such – was also an exercise in legitimacy building, both a visual demonstration of the Great King’s power and resources but also a display of his generosity and industry.

And I lead with all of that because the Roman road network works the same way, just on an even larger scale. Which isn’t to say the Romans were copying the Achaemenids (they don’t seem to have been) but rather that this is a common response to the problem of managing an uncommonly large empire.

Bret Devereaux, “Collections: Roman Roads”, A Collection of Unmitigated Pedantry, 2023-06-02.


    1. The Middle Assyrian Empire and the Neo-Assyrian or New Assyrian Empires were, in fact, the same state. We split them up because of a severe contraction in Assyrian power during the Late Bronze Age Collapse.

    2. On this, see Henkelman and Jacobs, 727-8

May 27, 2023

QotD: The war elephant’s primary weapon was psychological, not physical

The Battle of the Hydaspes (326 BC), which I’ve discussed here is instructive. Porus’ army deployed elephants against Alexander’s infantry – what is useful to note here is that Alexander’s high quality infantry has minimal experience fighting elephants and no special tactics for them. Alexander’s troops remained in close formation (in the Macedonian sarissa phalanx, with supporting light troops) and advanced into the elephant charge (Arr. Anab. 5.17.3) – this is, as we’ll see next time, hardly the right way to fight elephants. And yet – the Macedonian phalanx holds together and triumphs, eventually driving the elephants back into Porus’ infantry (Arr. Anab. 5.17.6-7).

So it is possible – even without special anti-elephant weapons or tactics – for very high quality infantry (and we should be clear about this: Alexander’s phalanx was as battle hardened as troops come) to resist the charge of elephants. Nevertheless, the terror element of the onrush of elephants must be stressed: if being charged by a horse is scary, being charged by a 9ft tall, 4-ton war beast must be truly terrifying.

Yet – in the Mediterranean at least – stories of elephants smashing infantry lines through the pure terror of their onset are actually rare. This point is often obscured by modern treatments of some of the key Romans vs. Elephants battles (Heraclea, Bagradas, etc), which often describe elephants crashing through Roman lines when, in fact, the ancient sources offer a somewhat more careful picture. It also tends to get lost on video-games where the key use of elephants is to rout enemy units through some “terror” ability (as in Rome II: Total War) or to actually massacre the entire force (as in Age of Empires).

At Bagradas (255 B.C. – a rare Carthaginian victory on land in the First Punic War), for instance, Polybius (Plb. 1.34) is clear that the onset of the elephants does not break the Roman lines – if for no other reason than the Romans were ordered quite deep (read: the usual triple Roman infantry line). Instead, the elephants disorder the Roman line. In the spaces between the elephants, the Romans slipped through, but encountered a Carthaginian phalanx still in good order advancing a safe distance behind the elephants and were cut down by the infantry, while those caught in front of the elephants were encircled and routed by the Carthaginian cavalry. What the elephants accomplished was throwing out the Roman fighting formation, leaving the Roman infantry confused and vulnerable to the other arms of the Carthaginian army.

So the value of elephants is less in the shock of their charge as in the disorder that they promote among infantry. As we’ve discussed elsewhere, heavy infantry rely on dense formations to be effective. Elephants, as a weapon-system, break up that formation, forcing infantry to scatter out of the way or separating supporting units, thus rendering the infantry vulnerable. The charge of elephants doesn’t wipe out the infantry, but it renders them vulnerable to other forces – supporting infantry, cavalry – which do.

Elephants could also be used as area denial weapons. One reading of the (admittedly somewhat poor) evidence suggests that this is how Pyrrhus of Epirus used his elephants – to great effect – against the Romans. It is sometimes argued that Pyrrhus essentially created an “articulated phalanx” using lighter infantry and elephants to cover gaps – effectively joints – in his main heavy pike phalanx line. This allowed his phalanx – normally a relatively inflexible formation – to pivot.

This area denial effect was far stronger with cavalry because of how elephants interact with horses. Horses in general – especially horses unfamiliar with elephants – are terrified of the creatures and will generally refuse to go near them. Thus at Ipsus (301 B.C.; Plut. Demetrius 29.3), Demetrius’ Macedonian cavalry is cut off from the battle by Seleucus’ elephants, essentially walled off by the refusal of the horses to advance. This effect can resolved for horses familiarized with elephants prior to battle (something Caesar did prior to the Battle of Thapsus, 46 B.C.), but the concern seems never to totally go away. I don’t think I fully endorse Peter Connolly’s judgment in Greece and Rome At War (1981) that Hellenistic armies (read: post-Alexander armies) used elephants “almost exclusively” for this purpose (elephants often seem positioned against infantry in Hellenistic battle orders), but spoiling enemy cavalry attacks this way was a core use of elephants, if not the primary one.

Bret Devereaux, “Collections: War Elephants, Part I: Battle Pachyderms”, A Collection of Unmitigated Pedantry, 2019-07-26.

April 29, 2023

QotD: The problem of war-elephants

The interest in war elephants, at least in the ancient Mediterranean, is caught in a bit of a conundrum. On the one hand, war elephants are undeniably cool, and so feature heavily in pop-culture (especially video games). In Total War games, elephants are shatteringly powerful units that demand specialized responses. In Paradox’s recent Imperator, elephant units are extremely powerful army components. Film gets in on the act too: Alexander (2004) presents Alexander’s final battle at Hydaspes (326) as a debacle, nearing defeat, at the hands of Porus’ elephants (the historical battle was a far more clear-cut victory, according to the sources). So elephants are awesome.

On the other hand, the Romans spend about 200 years (from c. 264 to 46 B.C.) mopping the floor with armies supported by war elephants – Carthaginian, Seleucid, even Roman ones during the civil wars (Thapsus, 46 B.C.). And before someone asks about Hannibal, remember that while the army Hannibal won with in Italy had almost no war elephants (nearly all of them having been lost in the Alps), the army he lost with at Zama had 80 of them. Romans looking back from the later Imperial period seemed to classify war elephants with scythed chariots and other failed Hellenistic “gimmick” weapons (e.g. Q. Curtius Rufus 9.2.19). Arrian (a Roman general writing in the second century A.D.) dismisses the entire branch as obsolete (Arr. Tact. 19.6) and leaves it out of his tactical manual entirely on those grounds.

This negative opinion in turn seeps into the scholarship on the matter. This is in no small part because the study of Indian history (where war elephants remained common) is so under-served in western academia compared to the study of the Greek and Roman world (where the Romans functionally ended the use of war elephants on the conclusion that they were useless). Trautmann, (2015) notes the almost pathetic under-engagement of classical scholars with this fighting system. Scullard’s The elephant in the Greek and Roman World (1974) remains the standard text in English on the topic some 45 years later, despite fairly huge changes in the study of the Achaemenids, Seleucids, and Carthaginians in that period.

All of which actually makes finding good information on war elephants quite difficult – the cheap sensational stuff often fills in the gaps left by a lack of scholarship. The handful of books on the topic vary significantly in terms of seriousness and reliability.

Bret Devereaux, “Collections: War Elephants, Part I: Battle Pachyderms”, A Collection of Unmitigated Pedantry, 2019-07-26.

April 19, 2023

Philip II of Macedon (359 to 336 B.C.E.)

Filed under: Europe, Greece, History, Military — Tags: , , , , , — Nicholas @ 02:00

Historia Civilis
Published 24 May 2017
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March 21, 2023

QotD: The elephant as a weapon of war

The pop-culture image of elephants in battle is an awe-inspiring one: massive animals smashing forward through infantry, while men on elephant-back rain missiles down on the hapless enemy. And for once I can surprise you by saying: this isn’t an entirely inaccurate picture. But, as always, we’re also going to introduce some complications into this picture.

Elephants are – all on their own – dangerous animals. Elephants account for several hundred fatalities per year in India even today and even captured elephants are never quite as domesticated as, say, dogs or horses. Whereas a horse is mostly a conveyance in battle (although medieval European knights greatly valued the combativeness of certain breeds of destrier warhorses), a war elephant is a combatant in his own right. When enraged, elephants will gore with tusks and crush with feet, along with using their trunks as weapons to smash, throw or even rip opponents apart (by pinning with the feet). Against other elephants, they will generally lock tusks and attempt to topple their opponent over, with the winner of the contest fatally goring the loser in the exposed belly (Polybius actually describes this behavior, Plb. 5.84.3-4). Dumbo, it turns out, can do some serious damage if prompted.

Elephants were selected for combativeness, which typically meant that the ideal war elephant was an adult male, around 40 years of age (we’ll come back to that). Male elephants enter a state called “musth” once a year, where they show heightened aggressiveness and increases interest in mating. Trautmann (2015) notes a combination of diet, straight up intoxication and training used by war elephant handlers to induce musth in war elephants about to go into battle, because that aggression was prized (given that the signs of musth are observable from the outside, it seems likely to me that these methods worked).

(Note: In the ancient Mediterranean, female elephants seem to have also been used, but it is unclear how often. Cassius Dio (Dio 10.6.48) seems to think some of Pyrrhus’s elephants were female, and my elephant plate shows a mother elephant with her cub, apparently on campaign. It is possible that the difficulty of getting large numbers of elephants outside of India caused the use of female elephants in battle; it’s also possible that our sources and artists – far less familiar with the animals than Indian sources – are themselves confused.)

Thus, whereas I have stressed before that horses are not battering rams, in some sense a good war elephant is. Indeed, sometimes in a very literal sense – as Trautmann notes, “tearing down fortifications” was one of the key functions of Indian war elephants, spelled out in contemporary (to the war elephants) military literature there. A mature Asian elephant male is around 2.75m tall, masses around 4 tons and is much more sturdily built than any horse. Against poorly prepared infantry, a charge of war elephants could simply shock them out of position a lot of the time – though we will deal with some of the psychological aspects there in a moment.

A word on size: film and video-game portrayals often oversize their elephants – sometimes, like the Mumakil of Lord of the Rings, this is clearly a fantasy creature, but often that distinction isn’t made. As notes, male Asian (Indian) elephants are around 2.75m (9ft) tall; modern African bush elephants are larger (c. 10-13ft) but were not used for war. The African elephant which was trained for war was probably either an extinct North African species or the African forest elephant (c. 8ft tall normally) – in either case, ancient sources are clear that African war elephants were smaller than Asian ones.

Thus realistic war elephants should be about 1.5 times the size of an infantryman at the shoulders (assuming an average male height in the premodern world of around 5’6?), but are often shown to be around twice as tall if not even larger. I think this leads into a somewhat unrealistic assumption of how the creatures might function in battle, for people not familiar with how large actual elephants really are.

The elephant as firing platform is also a staple of the pop-culture depiction – often more strongly emphasized because it is easier to film. This is true to their use, but seems to have always been a secondary role from a tactical standpoint – the elephant itself was always more dangerous than anything someone riding it could carry.

There is a social status issue at play here which we’ll come back to […] The driver of the elephant, called a mahout, seems to have typically been a lower-status individual and is left out of a lot of heroic descriptions of elephant-riding (but not driving) aristocrats (much like Egyptian pharaohs tend to erase their chariot drivers when they recount their great victories). Of course, the mahout is the fellow who actually knows how to control the elephant, and was a highly skilled specialist. The elephant is controlled via iron hooks called ankusa. These are no joke – often with a sharp hook and a spear-like point – because elephants selected for combativeness are, unsurprisingly, hard to control. That said, they were not permanent ear-piercings or anything of the sort – the sort of setup in Lord of the Rings is rather unlike the hooks used.

In terms of the riders, we reach a critical distinction. In western media, war elephants almost always appear with great towers on their backs – often very elaborate towers, like those in Lord of the Rings or the film Alexander (2004). Alexander, at least, has it wrong. The howdah – the rigid seat or tower on an elephant’s back – was not an Indian innovation and doesn’t appear in India until the twelfth century (Trautmann supposes, based on the etymology of howdah (originally an Arabic word) that this may have been carried back into India by Islamic armies). Instead, the tower was a Hellenistic idea (called a thorkion in Greek) which post-dates Alexander (but probably not by much).

This is relevant because while the bowmen riding atop elephants in the armies of Alexander’s successors seem to be lower-status military professionals, in India this is where the military aristocrat fights. […] this is a big distinction, so keep it in mind. It also illustrates neatly how the elephant itself was the primary weapon – the society that used these animals the most never really got around to creating a protected firing position on their back because that just wasn’t very important.

In all cases, elephants needed to be supported by infantry (something Alexander (2004) gets right!) Cavalry typically cannot effectively support elephants for reasons we’ll get to in a moment. The standard deployment position for war elephants was directly in front of an infantry force (heavy or light) – when heavy infantry was used, the gap between the two was generally larger, so that the elephants didn’t foul the infantry’s formation.

Infantry support covers for some of the main weaknesses elephants face, keeping the elephants from being isolated and taken down one by one. It also places an effective exploitation force which can take advantage of the havoc the elephants wreck on opposing forces. The “elephants advancing alone and unsupported” formation from Peter Jackson’s Return of the King, by contrast, allows the elephants to be isolated and annihilated (as they subsequently are in the film).

Bret Devereaux, “Collections: War Elephants, Part I: Battle Pachyderms”, A Collection of Unmitigated Pedantry, 2019-07-26.

December 22, 2022

QotD: Sparta as the pre-eminent foe of tyranny

One of the ways that Sparta positioned itself was as the state which championed the freedom of the Greeks. Sparta had fought the Persian tyrant, had helped to oust tyrants in Athens and had later framed Athens itself as a “tyrant city”. Sparta itself had never had a tyrant (until Cleomenes III seized sole power in the 220s). On the flip side, Spartan hegemony was, apparently, little better than Athenian hegemony, given how Sparta’s own allies consistently reacted to it and Sparta would, in the end, do absolutely nothing to stop Philip II of Macedon from consolidating sole rule over Greece. When the call went out to once again resist a foreign invader in 338, Sparta was conspicuous in its absence.

It also matters exactly how tyranny is understood here. For the ancient Greeks, tyranny was a technical term, meaning a specific kind of one-man rule – a lot like how we use the word dictatorship to mean monarchies that are not kingdoms (though in Greece this word didn’t have quite so strong a negative connotation). Sparta was pretty reliable in opposing one-man rule, but that doesn’t mean it supported “free” governments. For instance, after the Peloponnesian War, Sparta foisted a brutal oligarchy – what the Athenians came to call “The Thirty Tyrants” – on Athens; their rule was so bad and harsh that it only lasted eight months (another feat of awful Spartan statecraft). Such a government was tyrannical, but not a tyranny in the technical sense.

But the Spartan reputation for fighting against tyrannies – both in the minds of the Greeks and in the popular consciousness – is predicted on fighting one very specific monarchy: the Achaemenids of Persia. […] This is the thing for which Sparta is given the most credit in popular culture, but Sparta’s record in this regard is awful. Sparta (along with Athens) leads the Greek coalition in the second Persian war and – as discussed – much of the Spartan reputation was built out of that. But Sparta had largely been a no-show during the first Persian war, and in the subsequent decades, Sparta’s commitment to opposing Persia was opportunistic at best.

During the late stages of the Peloponnesian War, Sparta essentially allied with Persia, taking funding and ships first from the Persian satrap Tissaphernes and later from Cyrus the Younger (a Persian prince and satrap). Sparta, after all, lacked the economic foundation to finance their own navy and the Spartans had – belatedly – realized that they needed a navy to defeat Athens. And of course the Persians – and any Spartan paying attention – knew that the Athenian navy was the one thing keeping Persia out of Greek affairs. So Sparta accepted Persian money to build up the fleets necessary to bring down the Athenian navy, with the consequence that the Ionian Greeks once again became subjects to the Persian Empire.

Subsequent Spartan diplomatic incompetence would lead to the Corinthian War (395-387), which turned into a nasty stalemate – due in part to the limitations of Spartan siege and naval capabilities. Unable to end the conflict on their own, the Spartans turned to Persia – again – to help them out, and the Persians brokered a pro-Spartan peace by threatening the Corinthians with Persian intervention in favor of Sparta. The subequent treaty – the “King’s Peace” (since it was imposed by the Persian Great King, Artaxerxes II) was highly favorable to Persia. All of Ionian, Cyprus, Aeolia and Carnia fell under Persian control and the treaty barred the Greeks from forming defensive leagues – meaning that it prevented the formation of any Greek coalition large enough to resist Persian influence. The treaty essentially made Sparta into Persia’s local enforcer in Greece, a role it would hold until its defeat in 371.

If Sparta held the objective of excluding Persian influence or tyranny from Greece, it failed completely and abjectly. Sparta opened not only the windows but also the doors to Persian influence in Greece – between 410 and 370, Sparta probably did more than any Greek state had ever or would ever do to push Greece into the Persian sphere of influence. Sparta would also refuse to participate in Alexander’s invasion of Persia – a point Alexander mocked them for by dedicating the spoils of his victories “from all of the Greeks, except the Spartans” (Arr. Anab. 1.16.7); for their part, the Spartans instead tried to use it as an opportunity to seize Crete and petitioned the Persians for aid in their war against Alexander, before being crushed by Alexander’s local commander, Antipater, in what Alexander termed “a clash of mice”.

Bret Devereaux, “Collections: This. Isn’t. Sparta. Part VII: Spartan Ends”, A Collection of Unmitigated Pedantry, 2019-09-27.

May 23, 2022

QotD: The adoption of Astrology by the Greeks and Romans

Perhaps the most influential form of divination to arrive in the Roman world from the East was astrology. Systems for divining the will of the gods and the course of the future emerged in both Egypt and Mesopotamia c. 2000 B.C. and were thus both very ancient when Alexander the Great conquered both in the late fourth century. From there, astrology, practiced by professional experts, moved into the Greek and then Roman world, though Roman elites were often deeply ambivalent about this foreign method of divination; both Cato and Cicero express doubts (of course, the Roman practice of haruspicy was also foreign in that it was Etruscan, but this adoption had been sanctified by long use in Roman tradition and was thus mostly beyond reproach). Nevertheless, it is clear that this form of divination become common, with the writer, geographer and astronomer Ptolemy (c. 100-170 A.D.) even producing a long explication of the practice of astrology in his Tetrabiblos.

This portability is not restricted merely to divination. Herodotus’ suspicion that quite a bit of Greek religion might have come from somewhere else has merit, though Anatolia, not Egypt, appears to be the main source (see: M.L. West, The East Face of Helicon (1999); and for the person already writing this comment, yes I am aware of Bernal’s Black Athena and no I am not convinced, nor are many specialists in the field). The Romans were open about importing gods from Greece and make a clear distinction between gods worshiped in traditional Roman manner and those imported from Greece (a quite small number) and thus whose rituals followed ritus graecus – rituals in Greek fashion.

In other cases, the foreign practice was modified to fit the culture it arrived in. The Romans adopted the cult of Cybele, an Anatolian goddess, during the dark days of the Second Punic War (the Senate made that decision based on a consultation with the Sibylline books, a written source of oracular prophecy we can talk about another day). Cybele was called Magna Mater (“Great Mother”) in Rome, and it seems made some modifications to her rituals, in particular possibly limiting the role of the Galli (eunuch priests) whose rituals and style seemed decidedly “unRoman” (though I should note that the scholarship here is contested and the issue and evidence complex).

The normal technical term for this kind of religious borrowing is syncretism, and it is a sort of interweaving of religious traditions that polytheisms both ancient and modern are exceptionally capable of. It is simply not hard to add one more god or one more ritual into a religious system that already assumes the existence of innumerable gods.

Bret Devereaux, “Collections: Practical Polytheism, Part III: Polling the Gods”, A Collection of Unmitigated Pedantry, 2019-11-08.

April 19, 2022

Alexander’s Successors (the Diadochi): Series Introduction and Historical Context

Thersites the Historian
Published 24 Nov 2018

This video introduces my series on Alexander’s Successors by talking about what the series will be like and by going through the historical context that the viewer might need to understand the age of the Successors.

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November 3, 2021

Halikarnassos: The Birthplace of History

Filed under: Greece, History, Middle East — Tags: , , , , — Nicholas @ 02:00

Thersites the Historian
Published 24 Feb 2020

A Greek polis which became the capital city of a Persian satrapy, Halikarnassos is best known as the birthplace of Herodotos and the site of the Mausoleum. A monarchy in a sea of aristocratic and oligarchic governments, Halikarnassos was one of the more unique places in the wider Greek world.

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August 30, 2021

The Worst Withdrawal from Afghanistan? (330 BC)

Filed under: Asia, Europe, Greece, History, Middle East, Military — Tags: , , , — Nicholas @ 04:00

Invicta
Published 28 Aug 2021

Afghanistan has a long history of foreign invasions and withdrawals. Today we explore the first of these chapters with the campaigns of Alexander the Great. Signup for your FREE trial to Wondrium here: http://ow.ly/C3xs30rNLaU

As the last chapter of the US war in Afghanistan appears to draw to a close, the world watches armed and civilian forces alike conduct their final evacuations. However in these moments we hear echoes of the past. The history of the so-called “Graveyard of Empires” is filled with many chapters that tell of yet another major power that has been forced to withdraw after years of spilled blood and treasure. The most well-known instances have occurred in recent memory. However the pages of Afghan history go back thousands of years. Today I wanted to take a look at one of these first major military withdrawals that may just be the most FUBAR one on record; The evacuation of Alexander the Great’s Macedonian army from Afghanistan.

In order to contextualize this conflict we first begin with a quick overview of the history of Afghanistan. No country existed by that name or with those borders in antiquity and it was instead made up of a variety of tribal coalitions and minor kingdoms for much of its early history. However it would first see foreigners begin to claim its lands with the rise of the Median Empire and the succeeding Achaemenid Empire. The lands of modern Afghanistan would now be carved into a series of Satrapies such as Bactria, Gandara, Arakhosia, Drangaian, and Areia.

Following the Ionian Revolt and the Greco Persian Wars, the Kingdom of Macedon would rise to power and take on this ancestral conflict as a way to unify the Hellenic world behind its rule. Phillip II first began to plan and invasion of the Achaemenid Empire but it would be Alexander the Great who carried out this vision. He would campaign for several years through Anatolia, the Levant, Egypt, and Mesopotamia, consuming vast swaths of the enemy’s domains. However King Darius would escape to the east. Alexander initially pursued the Great King but when he was killed by his own Lieutenant, Bessus, Alexander set off against this traitor.

In this chase, Alexander the Great would be sucked into a multi-year war to subdue the eastern satrapies that made up modern Afghanistan. We cover the most significant events of this campaign, the establishment of occupying forces, and the eventual withdrawal of the army following the death of Alexander the Great. The ensuing settler revolt would make it (in my eyes) one of the most FUBAR Afghanistan withdrawals in history that would certainly be worthy of a Vice news documentary had it existed.

The Campaigns of Alexander the Great by Arrian
In the Footsteps of Alexander the Great by Michael Wood
Alexander the Great and Bactria: The Formation of a Greek Frontier in Central Asia by Frank Holt
The Greeks in Bactria and India by W. W. Tarn
On the revolt of the Greek settlers by Diodorus

Credits:
Research: Invicta
Script: Invicta
Narration: Invicta
Artwork: Penta Limited

#History
#Afghanistan
#Documentary

July 16, 2021

QotD: Thebes

Filed under: Europe, Greece, History, Quotations — Tags: , , , , , — Nicholas @ 01:00

John Stuart Mill rated the Athenian triumph at Marathon as more important in English history than the battle of Hastings. Did he mention the almost immediate humiliation, by the Athenians, of their victorious general Miltiades? After his brilliant victory at Salamis, ten years later, Themistocles was banished from Athens and ended serving the Persians whose fleet he had destroyed. A tough house to play, old Hellas. The Athenians did the chat; the Spartans the silences. And Thebes? Supplied settings and plots, mostly in the form of awful warnings.

Paul Cartledge makes the case for a central historical role for Oedipus’s home town. As scholarly as he is revisionist, his handsomely garnished Thebes is neither freckled with footnotes nor fancy with Gibbonian phrases. The Thebans’ exceptional capacity for disastrous decisions begins in mythology with the rejection by king Pentheus of the androgynous divinity Dionysus, dramatised in Euripides’s Bacchae.

There followed the king’s death at the hands of his own raving, Bacchanalian mother and the seismic ruin of the city. Homosexuality has no place in Cartledge’s index, but Oedipus’s father Laius, mythical king of Thebes, is the first man said to have swung both ways. The Sacred Band, in classical times, was a select Theban formation of pairs of male lovers, all full citizens.

However gay ancient Hellenes were (not all that, some say, certainly not all), the Sacred Band’s reputation suggests that a zest of scandal accompanied its bravura. Sexual aberration was integral to their city’s fame. Oedipus’s inadvertent marriage with his own mother, Jocasta, led to the mutual slaughter of their sons, as well as to the refusal of his daughter Antigone to marry Haemon, the prince chosen for her by King Creon. Creon then walled her up, the original ochi (NO!) girl. It needed the Athenian Sophocles to make a play out of it. Modern Greeks celebrate ochi day every 28 October, anniversary of the date in 1941 when their dictator, Ioannis Metaxas, refused to surrender to Mussolini and so refurbished himself as a national hero.

Thebes and the confederation of Boeotian states it headed figured on no honours board during the fifth century BC, presumed, until recently, to be the Golden Age of ancient Hellas. When Xerxes marched into Greece in 480 BC, the Theban oligarchs took advice from the Delphic oracle — they may well have leaned on it first — and so had a divine excuse for not offering any obstacle to the barbarian invaders.

Half a century later, the Thebans’ levelling of plucky little Plataea, the Athenians’ sole ally at Marathon, was a lowlight of the Peloponnesian war. It was matched only by their vindictiveness after defeating an Athenian army (including infantryman Socrates and the subaltern Alcibiades) at Delium. They left the enemy dead to rot rather than hand over the bodies.

[…]

Mythical Thebans figure again and again in the work of the great Athenian dramatists, almost always as bad examples. The city and its neighbours may have originated political federation, but it produced no remarkable artist, no Demosthenic orator, no great dramatist. As far as the arts are concerned, Cartledge cites only Pronomus, the pied piper whose mastery of the aulos (not so much flute as “double-oboe”) won wide renown. Nostalgic seniors may recall Danny Kaye’s line, “The oboe, it is clearly understood / Is an ill-wind that nobody blows good.”

Thebes specialised in wrong turnings. During its two decades of ascendancy in the fourth century BC, it sought to keep Macedon in its place by holding the young Philip II hostage. Having learnt the military skills of his captors, the unforgiving outsider returned to chasten them. His son Alexander finished the job by literally flattening the city, save for the house of its greatest poet, Pindar, and the temples of gods whose favours he hoped to enjoy when he set off to purge and pillage the Persians. No second Pindar hymned his conquests; the Greeks never took him for one of their own. His death in his early thirties prompted an immediate rebellion against Macedonian dominion.

Frederic Raphael, “Thick as Thebans”, The Critic, 2021-03-25.

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