Quotulatiousness

September 30, 2024

Sulla, civil war, and dictatorship

Adrian Goldsworthy. Historian and Novelist
Published Jun 5, 2024

The latest instalment of the Conquered and the Proud looks at the first few decades of the first century BC. We deal with the final days of Marius, the rise of Sulla, the escalating spiral of civil wars and massacres as Rome’s traditional political system starts breaking down.

Primary Sources – Plutarch, Marius, Sulla, Pompey, Crassus, Cicero and Caesar. Appian Civil Wars and Mithridatic Wars.

Secondary (a small selection) –
P. Brunt, Social Conflicts in the Roman Republic & The Fall of The Roman Republic
A. Keaveney, Sulla – the last Republican
R. Seager, Pompey the Great: A political Biography

August 24, 2024

QotD: How did the Romans themselves view the change from Republic to Empire?

The Romans themselves had a lot of thoughts about the collapse of the republic. First, we should note that they were aware that something was going very wrong and we have a fair bit of evidence that at least some Romans were trying to figure out how to fix it. Sulla’s reforms (enforced at the point of a much-used sword) in 82-80 BC were an effort to fix what he saw as the progressive destabilization of the the republic going back to the tribunate of Tiberius Gracchus (133). Sulla’s solutions were hamfisted though – he assumed that if he annihilated the opposing faction, crippled the tribunate and strengthened the Senate that this would resolve all of the problems. Cicero likewise considered reforms during the 50s BCE which come out in his De re publica and De legibus. The 50s were a time of political tumult in Rome while at the same time the last years of the decade must have been loomed over by the knowledge of an impending crisis to come in 49. Cicero was never in a position to enact his idealized republic.

Overall the various Romans who contemplated reform were in a way hindered by the tendency of Roman elites to think in terms of the virtue of individuals rather than the tendency of systems. You can see this very clearly in the writings of Sallust – another Roman writing with considerable concern as the republic comes apart – who places the fault on the collapse of Roman morals rather than on any systemic problem.

We also get a sense of these feelings from the literature that emerges after Augustus takes power in 31, and here there is a lot of complexity. There is quite a lot of praise for Augustus of course – it would have been profoundly unwise to do otherwise – but also quite a lot of deep discomfort with the recent past, revealed in places like Livy’s deeply morally compromised legends of the founding of Rome or the sharp moral ambiguity in the final books of Vergil’s Aeneid. On the other hand, some of the praise for Augustus seems to have been genuine. There was clearly an awful lot of exhaustion after so many years of disruption and civil war and so a general openness to Augustus’ “restored republic”. Still, some Romans were clearly bothered by the collapse of the republic even much later; Lucan’s Pharsalia (65 AD) casts Pompey and Cato as heroes and views Caesar far more grimly.

We have less evidence for feeling in the provinces, but of course for many provincials, little would have changed. Few of Augustus’ changes would have done much to change much for people living in the provinces, whose taxes, laws and lives remained the same. They were clearly aware of what was going on and among the elite there was clearly a scramble to try to get on the right side of whoever was going to win; being on the wrong side of the eventual winner could be a very dangerous place to be. But for most regular provincials, the collapse of the Roman Republic only mattered if some rogue Roman general’s army happened to march through their part of the world.

Bret Devereaux, Referenda ad Senatum: August 6, 2021: Feelings at the Fall of the Republic, Ancient and Medieval Living Standards, and Zombies!”, A Collection of Unmitigated Pedantry, 2021-08-06.

July 12, 2024

QotD: Membership in the Senate during the Roman Republic

Filed under: Government, History, Quotations — Tags: , , , — Nicholas @ 01:00

This week, we’re looking at the Roman Senate, an institution so important that it is included alongside the people of Rome in the SPQR formulation that the Romans used to represent the republic, and yet also paradoxically it is an institution that lacks any kind of formal legal powers.

Despite that lack of formal powers, the Senate of the Roman Republic largely directed the overall actions of the republic, coordinating its strategic policy (both military and diplomatic), setting priorities for legislation, handling Rome’s finances and assigning and directing the actions of the various magistrates. The Senate – not the Pontifex Maximus1 – was also the final authority for questions of religion. The paradox exists because the Senate’s power is almost entirely based in its auctoritas and the strong set of political norms and cultural assumptions which push Romans to defer to that auctoritas [the Mos maiorum].

[…]

We should start with who is in the Senate. Now what you will generally hear in survey courses is this neat summary: the Senate had 300 members (600 after Sulla) and included all Romans who had obtained the office of the quaestorship or higher and its members were selected by the censors. And for a basic summary, that actually serves pretty well, but thinking about it for a few minutes one quickly realizes that there must be quite a bit of uncertainty and complexity underneath those neat easy rules. And indeed, there is!

First we can start with eligibility by holding office. We know that in the Sullan constitution, holding the quaestorship entitled one into entrance into the Senate. Lintott notes that the lex repetundarum of 123/4 lumped every office aedile-and-above together in a phrasing “anyone who has or shall have been in the Senate” when setting eligibility for the juries for the repetundae courts (the aim being to exclude the magistrate class from judging itself on corruption charges), and so assumes that prior to Sulla, it was aediles and up (but not quaestors) who were entitled to be in the Senate.2 The problem immediately occurs: these higher offices don’t provide enough members to reach the frequently attested 300-Senator size of the Senate with any reasonable set of life expectancies.

By contrast, if we assume that the quaestors were enrolled in the Senate, as we know them to have been post-Sulla (Cicero is a senator for sure in 73, having been quaestor in 75), we have eight quaestors a year elected around age 30 each with roughly 30 years of life expectancy3 we get a much more reasonable 240, to which we might add some holders of senior priesthoods who didn’t go into politics and the ten sitting tribunes and perhaps a few reputable scions of important families selected by the censors to reach 300 without too much difficulty. The alternative is to assume the core membership of the Senate was aediles and up, which would provide only around 150 members, in which case the censors would have to supplement that number with important, reputable Romans.

To which we may then ask: who might they choose? The obvious candidates would be … current and former quaestors and plebeian tribunes. And so we end up with a six-of-one, half-dozen of the other situation, where it is possible that quaestors were not automatically enrolled before Sulla, but were customarily chosen by the censors to “fill out” the Senate. Notably, when Sulla wants to expand the Senate, he radically expands (to twenty) the number of quaestors, which in turn provides roughly enough Senators for his reported 600-person Senate.

That leads us to the role of the censors: if holding a sufficiently high office (be it the quaestorship or aedileship) entitles one to membership for life in the Senate, what on earth is the role of the censors in selecting the Senate’s membership? Here the answer is in the sources for us: we repeatedly see the formula that the meetings of the Senate were attended by two groups: the Senators themselves and “those who are permitted to state their opinion in the Senate”. Presumably the distinction here is between men designated as senators by the censors and men not yet so designated who nevertheless, by virtue of office-holding, have a right to speak in the Senate. It’s also plausible that men who were still iuniores might not yet be Senators (whose very name, after all, implies old age; Senator has at its root senex, “old man”) or perhaps men still under the potestas of a living father (who thus could hardly be one of the patres conscripti, a standard term for Senators) might be included in the latter group.

In any case, the censors seem to have three roles here. First, they confirm the membership in the Senate of individuals entitled to it by having held high office. Second, they can fill out an incomplete Senate with additional Roman aristocrats so that it reaches the appropriate size. Finally, they can remove a Senator for moral turpitude, though this is rare and it is clear that the conduct generally needed to be egregious.

In this way, we get a Senate that is as our sources describe: roughly 300 members at any given time (brought to the right number every five years by the censors), consisting mostly of former office holders (with some add-ons) who have held offices at or above the quaestorship and whose membership has been approved by the censors, though office holders might enter the Senate – provisionally, as it were – immediately pending censorial confirmation at a later date. If it seems like I am giving short shrift to the “filling the rank” add-ons the censors might provide, it is because – as we’ll see in a moment – Senate procedure combined with Roman cultural norms was likely to render them quite unimportant. The role of senior ex-magistrates in the Senate was to speak, the role of junior ex-magistrates (and certainly of any senator who had not held high office!) was to listen and indicate concurrence with a previously expressed opinion, as we’re going to see when we get to procedure.

Bret Devereaux, “Collections: How to Roman Republic 101, Part IV: The Senate”, A Collection of Unmitigated Pedantry, 2023-09-22.


    1. I stress this point because this is a common mistake: assuming that the Pontifex Maximus as Rome’s highest priest was in some way the “boss” of all of Rome’s other priests. He was not; he was the presiding officer of the college of Pontiffs and the manager of the calendar (this was a very significant role), but the Pontifex Maximus was not the head of some priestly hierarchy and his power over the other pontifices was limited. Moreover his power over other religious officials (the augures, haruspices, the quindecimviri sacris faciundis and so on) was very limited. Instead, these figures report to the Senate, though the Senate will generally defer to the judgment of the pontifices.

    2. With sitting tribunes able to attend meetings of the Senate, but not being granted lifelong membership.

    3. A touch higher than the 24 years a L3 Model West life table (what we generally use to simulate Roman populations) leads us to expect, but then these are elites who are likely to be well nourished and not in hazardous occupations, so they might live a bit longer.

May 27, 2024

QotD: The Cursus Honorum in the Roman republic

Filed under: Europe, Government, History, Quotations — Tags: , , , — Nicholas @ 01:00

One particular feature of Rome’s system of magistrates is that the offices were organized from a relatively early point into a “career path” called the cursus honorum or “path of honors”. Now we have to be careful here on a few points. First, our sources tend to retroject the cursus honorum back to the origins of the republic in 509, but it’s fairly clear in those early years that the Romans are still working out the structure of their government. For instance our sources are happy to call Rome’s first magistrates in the early years “consuls“, but in fact we know1 that the first chief magistrates were in fact praetors. Then there is a break in the mid-400s where the chief executive is vested briefly in a board of ten patricians, the decemviri. This goes poorly and so there is a return to consuls, soon intermixed from 444 with years in which tribuni militares consulari potestate, “military tribunes with consular powers”, were elected instead (the last of these show up in 367 BC, after which the consular sequence becomes regular). Charting those changes is difficult at best because our own sources, writing much later, are at best modestly confused by all of this. I don’t want to get dragged off topic into charting those changes, so I’ll just once again commend the Partial Historians podcast which marches through the sources for this year-by-year. The point here is that this system emerges over time, so we shouldn’t project it too far back, though by 367 or so it seems to be mostly in place.

The second caution is that the cursus honorum was, for most of its history, a customary thing, a part of the mos maiorum, rather than a matter of law. But of course the Romans, especially the Roman aristocracy, take both the formal and informal rules of this “game” very seriously. While unusual or spectacular figures could occasionally bend the rules, for most of the third and second century, political careers followed the rough outlines of the cursus honorum, with occasional efforts to codify parts of the process in law during the second century, beginning with the Lex Villia in 180 BC, but we ought to understand that law and others of the sort as mostly attempting to codify and spell out what were traditional practices, like the generally understood minimum ages for the offices, or the interval between holding the same office twice.

That said, there is a very recognizable pattern that was in some cases written into law and in other cases merely customary (but remember that Roman culture is one where “merely customary” carries a lot of force). Now the cursus formally begins with the first major office, the quaestorship, but there are quite a few things that an aspiring Roman elite needs to do first. The legal requirement is that our fellow – and it must be a fellow, as Roman women cannot hold office (or vote) – needs to have completed ten years of military service (Polyb. 6.19.1-3). But there are better and worse ways to discharge this requirement. The best way is being appointed as junior officers, military tribunes, in the legions. We’ll talk about this office in a bit, but during this period it served both as a good first stepping stone into political prominence as well as something more established Roman politicians did between major office-holding, perhaps as a way of remaining prominent or to curry favor with the more senior politicians they served under or simply because military exigency meant that more experienced hands were wanted to lead the army.

A diagram of the elected offices of the cursus honorum. Note that there were additional appointed military tribunes.

There are a bunch of other minor magistrates that are effectively “pre-cursus” offices too, but we don’t know a lot about them and they don’t seem generally to show up as often in the careers of the sort of Romans making their way up to the consulship, though this may be simply because our sources don’t mention them as much at all and so we simply don’t know who was holding them in basically any year. We’ll talk about them at the end of this set of posts, because they are important (particularly for non-elites).

I should note at the outset: all of these offices are elected annually unless otherwise noted, with a term of service of one year. You never hold the same office twice until you reach the consulship, at which point you can seek re-election, after a respectable delay (which is later codified into law and then ignored), but you may serve as a military tribune several times (this was normal, in fact, as far as we can tell).

The first major office of the cursus was the quaestorship. The number of quaestors elected grows over time. Initially just two, their number is increased to four in 421 (two assigned to Rome, one to each of the consuls) and then to six in the 260s (initially handling the fleet, then later to assist Roman praetors or pro-magistrates in the provinces) and then eight in 227. There may have been two more added to make ten somewhere in the Middle Republic, but recent scholarship has cast doubt on this, so the number may have remained eight until being expanded to twenty under Sulla in 81 BC through the aptly named lex Cornelia de XX quaestoribus (the Cornelian Law on Twenty Quaestors, Sulla being Lucius Cornelius Sulla Felix).2 It’s not clear if there was a legal minimum age for the quaestors and we only know the ages of a few (25, 27, 29 and 30, for the curious) so all we can say is that officeholders tended to hold the office in their twenties, right after finishing their mandatory stint of military service.3 Serving as a quaestor enables entrance into the Senate, though one has to wait for the next census to be added to the Senate rolls by the censors.

After the quaestorship, aspirants for higher office had a few options. One option was the office of aedile; there were after 367 four of these fellows. Two were plebeian aediles and were not open to patricians, while the two more prestigious spots were the “curule” aediles, open to both patricians and plebeians. The other option at this stage for plebeian political hopefuls was to seek election as a tribune of the plebs, of which there were ten annually, we’ll talk about these fellows in a later post because they have wide-ranging, spectacular and quite particular powers.

After this was the praetorship, the first office which came with imperium. Initially there may have just been one praetor; by the 240s there are two (what will become the praetor urbanus and the praetor peregrinus). In 227 the number increases to four, with the two new praetors created to handle administration in Sicily, Sardinia and Corsica. That number then increases to six in 198/7, with the added praetors generally being sent to Spain. Finally Sulla raises the number to eight in 81 BC. The minimum age seems to have been 39 for this office.

Finally comes the consulship, the chief magistrate of the Roman Republic, who also carried imperium but of a superior sort to the praetors. There were always two consuls and their number was never augmented. For our period (pre-Sulla) the consuls led Rome’s primary field armies and were also the movers of major legislation. Achieving the consulship was the goal of every Roman embarking on a political career. This is the only office that gets “repeats”.

Finally there is one office after the cursus honorum and that is the censorship. Two are elected every five years for an 18 month term in which they carry out the census. Election to the censorship generally goes to senior former-consuls and is one way to mark a particularly successful political career. That said, Romans tend to dream about the consulship, not the censorship and if you had a choice between being censor once or holding the consulship two or three times, the latter was more prestigious.

With the offices now laid out, we’ll go through them in rough ascending sequence. Today we’ll look at the military tribunes, the quaestors and the aediles; next week we’ll talk about imperium and the regular offices that carry it (consuls, praetors and pro-magistrates). Then, the week after that, we’ll look at at two offices with odd powers (tribunes of the plebs and censors), along with minor magistrates. Finally, there’s another irregular office, that of dictator, which we have already discussed! So you can go read about it there!

One thing I want to note at the outset is the “elimination contest” structure of the cursus honorum. To take the situation as it stands from 197 to 82, there are dozens and dozens of military tribunes, but just eight quaestors and just six praetors and then just two consuls. At each stage there was thus likely to be increasingly stiff competition to move forward. To achieve an office in the first year of eligibility (in suo anno, “in his own year”) was a major achievement; many aspiring politicians might require multiple attempts to win elections. But of course these are all annual offices, so someone trying again for the second or third time for the consulship is now also competing against multiple years of other failed aspirants plus this new year’s candidates in suo anno. We’ll come back to the implications of this at the end but I wanted to note it at the outset that even given the relatively small(ish) size of Rome’s aristocracy, these offices are fiercely competitive as one gets higher up.

Bret Devereaux, “Collections: How to Roman Republic 101, Part IIIa: Starting Down the Path of Honors”, A Collection of Unmitigated Pedantry, 2023-08-11.


    1. See Lintott, op. cit. 104-5, n. 47.

    2. These dates and numbers, by the by, follows F.P. Polo and A.D. Fernández, The Quaestorship in the Roman Republic (2019).

    3. If you are wondering about how anyone can manage to hold the office before 27, given ten years of military service and 17 being the age when Roman conscription starts, well, we don’t really know either. The best supposition is that some promising young aristocrats seem to have started their military service early, perhaps in the retinues (the cohors amicorum) of their influential relatives. Tiberius Gracchus at 25 is the youngest quaestor we know of, but he’s in the army by at most age 16 with Scipio Aemilianus at Carthage in 146.

June 9, 2022

QotD: Cicero and the end of the Roman Republic

Filed under: Books, Europe, History, Quotations — Tags: , , , , — Nicholas @ 01:00

De legibus (“On the Laws”) along with his earlier work, De re publica (“On the Republic”) show Cicero attempting to grapple with the nature of the Roman Republic and the prospect for reform. In a sense, De re publica looks backwards, with the discussion couched in a fictional dialogue set at the tail end of the life of Scipio Aemilianus (185-129 BC), although Cicero intends the subject – a rumination on the nature of the Republic and its proper workings, based on a discussion of its history – to be applicable in his own time.

De legibus is more aggressively forward looking. Set in Cicero’s own time (it is a dialogue between Cicero, his brother Quintus and their friend Atticus), De legibus first sets out a theory for the general foundation of law […] to use as the basis for a reformed model of the Roman Republic, which is summarized in the third book. Damage to the text means that De legibus cuts off in book three, and there are smaller gaps and fragments in the earlier books as well.

It’s important to get a sense of the situation in the 50s B.C. when Cicero is writing to understand why he feels this is necessary. The previous round of civil wars had ended in 82 B.C., with the victor, the arch-conservative L. Cornelius Sulla, imposing a revised republic with shocking brutality and bloodshed. By the 50s, it would have been clear to anyone paying attention that the peace and apparent stability of the Sullan reforms had been a mirage – the disruptions of the 60s (including the Catilinarian conspiracy, foiled by Cicero) were not one-offs, but merely the first rattlings of the wheels coming off the cart entirely. I don’t want to get too deep into the woods of how exactly this happened; there are any number of good books on the collapse of the Republic which deal with this period (Scullard’s From the Gracchi to Nero (1959) is a venerable and straight-forward narrative of the period; Syme, The Roman Revolution (1939) is probably the most influential – reading both can serve as a foundation for getting into the more recent and often more narrowly directed literature on the topic, note also Flowers, Roman Republics (2011)).

It’s in this context – as the Republic is clearly shaking apart – that Cicero is ruminating on the nature of the Republic, how it functions, what it is for, and how it might be set right. Despite this, Cicero should not be taken for a radical, or even really for much of a reformer; Cicero is a staunch conservative looking to restore the function of the old system, in many cases by a return to tradition as much as the renovation of it. Cicero’s corpus is a plea to save the Republic as it was, not to bury it; it was a plea, of course, that would go unanswered. In a real sense, the Republic died with Cicero.

Bret Devereaux, “Collections: A Trip Through Cicero (Natural Law)”, A Collection of Unmitigated Pedantry, 2019-12-12.

March 21, 2022

Republic to Empire: Sulla A Failed Reaction

seangabb
Published 10 Feb 2021

In 120 BC, Rome was a republic with touches of democracy. A century later, it was a divine right military dictatorship. Between January and March 2021, Sean Gabb explored this transformation with his students. Here is one of his lectures. All student contributions have been removed.
(more…)

August 10, 2019

Sulla’s dictatorships

Filed under: Europe, Government, History, Politics, USA — Tags: , , , , , — Nicholas @ 03:00

In New York magazine, Andrew Sullivan portrays the current state of the American Republic in light of the late history of the Roman Republic:

This 54 B.C. coin bears the portrait of the dictator Sulla. The moneyer was Q. Pompeius Rufus, the grandson of Sulla and his home would likely have had portraits of their famous ancestor. Thus, although posthumously struck, the portrait on these coins is probably an accurate representation.
Photo by CNG via Wikimedia Commons.

… zoom out a little more and one obvious and arguably apposite parallel exists: the Roman Republic, whose fate the Founding Fathers were extremely conscious of when they designed the U.S. Constitution. That tremendously successful republic began, like ours, by throwing off monarchy, and went on to last for the better part of 500 years. It practiced slavery as an integral and fast-growing part of its economy. It became embroiled in bitter and bloody civil wars, even as its territory kept expanding and its population took off. It won its own hot-and-cold war with its original nemesis, Carthage, bringing it into unexpected dominance over the entire Mediterranean as well as the whole Italian peninsula and Spain.

And the unprecedented wealth it acquired by essentially looting or taxing every city and territory it won and occupied soon created not just the first superpower but a superwealthy micro-elite — a one percent of its day — that used its money to control the political process and, over time, more to advance its own interests than the public good. As the republic grew and grew in size and population and wealth, these elites generated intense and increasing resentment and hatred from the lower orders, and two deeply hostile factions eventually emerged, largely on class lines, to be exploited by canny and charismatic opportunists. Well, you get the point.

After the overthrow of the monarchy, the new Republic went from strength to strength, struggling against and generally beating and absorbing other city states in the Italian peninsula, eventually rising to face the challenge of Carthage, the dominant power in the western Mediterranean. The eventual Roman victory over Carthage left Rome the superpower of its age, able to dominate and control even the remaining “great” powers of the eastern Mediterranean world. One of the costs of military dominance was an over-reliance on its citizen armies, which eventually changed the entire economy of the Republic, switching from largely small-holding farmers (who were subject to legionary service) to larger slave-worked farms that displaced the families of free citizens from their lands. The result was a constant inflow of impoverished rural citizens to the urban centres, especially Rome itself.

The newly enlarged urban poor found champions to push for reforms to aid them in their plight, the first of whom was Tiberius Gracchus (Extra Credits did a short video series on the Brothers Gracchi: Part I, Part II, Part III, Part IV, Part V, and an extra commentary video). The defeat and death of the Gracchi brothers by agents of the Patrician order led, as you might expect, to yet more polarization and further violent political struggle. This process was hastened by the conflict between Marius and his former protégé Sulla:

As the turn of the first century BCE approached and wars proliferated, with Roman control expanding west and east and south across the Mediterranean, the elites became ever wealthier and the cycle deepened. Precedents fell: A brilliant military leader, Marius, emerged from outside the elite as consul, and his war victories and populist appeal were potent enough for him to hold an unprecedented seven consulships in a row, earning him the title “the third founder of Rome.” Like the Gracchi, his personal brand grew even as republican norms of self-effacement and public service attenuated. In a telling portent of the celebrity politics ahead, for the first time, a Roman coin carried the portrait of a living politician and commander-in-chief: Marius and his son in a chariot.

A dashing military protégé (and rival) of Marius, Sulla, was the next logical step in weakening the system — a popular and highly successful commander whose personal hold on his soldiers appeared unbreakable. Tasked with bringing the lucrative East back under Rome’s control, he did so with gusto, prompting a somewhat nervous Senate to withdraw his command and give it to his aging (and jealous) mentor Marius. But Sulla, appalled by the snub, simply refused to follow his civilian orders, gathered his men, and called on them to march back to Rome to reverse the decision. His officers, shocked by the insubordination, deserted him. His troops didn’t, soon storming Rome, restoring Sulla’s highly profitable command, and forcing his enemies into exile. Sulla then presided over new elections of friendly consuls and went back into the field. But his absence from Rome — he needed to keep fighting to reward his men to keep them loyal — enabled a comeback of his enemies, including Marius, who retook the city in his absence and revoked Sulla’s revocations of command. Roman politics had suddenly become a deadly game of tit for tat.

When Sulla entered Rome a second time, he rounded up 6,000 of his enemies, slaughtered them en masse within earshot of the Senate itself, launched a reign of terror, and assumed the old emergency office of dictator, but with one critical difference: He removed the six-month expiration date — turning himself into an absolute ruler with no time limit. Stocking and massively expanding the Senate with his allies, he neutered the tribunes and reempowered the consuls. He was trying to use dictatorial power to reestablish the old order. And after three years, he retired, leaving what he thought was a republic restored.

Within a decade, though, the underlying patterns deepened, and nearly all of Sulla’s reforms collapsed. What lasted instead was his model of indefinite dictatorship, with the power to make or repeal any law. He had established a precedent that would soon swallow Rome whole.

May 23, 2019

Those “theories of history”

Filed under: History, Politics, USA — Tags: , , , , , — Nicholas @ 05:00

At Rotten Chestnuts, Severian starts off talking great-man versus vast-impersonal-forces-of-history then segues into passivity (not Severian’s, but the widespread use of the passive voice):

Lionel Royer (1852-1926). Vercingetorix jette ses armes aux pieds de Jules César (Vercingetorix throws down his arms at the feet of Julius Caesar)
The painting depicts the surrender of the Gallic chieftain after the Battle of Alesia (52 BC). The depiction of Gauls with long hair and mustaches is also called into question today. The horse is a Percheron, although at this time this breed was not in Gaul. The rectangular shield also does not accord with the time when they were mostly oval.
Musée CROZATIER du Puy-en-Velay. — http://www.mairie-le-puy-en-velay.fr/ via Wikimedia Commons.

Academics, of course, are all in on “social” explanations of historical phenomena. Being weak, ineffective people themselves, with no experience of life, the very idea of a Caesar frightens and repels them… so they construct theories of History in which it is impossible for a Caesar to exist. On this view, “social forces” (what they used to call “the relations of the means of production”) tore the Roman Republic apart; the Empire was its inevitable next stage. Assign whatever name you like to the Imperator — whether Caesar, Marius, Sulla, or Miles Gloriosus, he’s just the temporary face of the vast, impersonal social forces that control our fate. None of this “History is just the biographies of great men” for them!

The eggheads have a point, though, albeit not the one they think they’re making. The Roman elite’s social system was designed to produce a certain type of man. Whether Gaius Julius Caesar was personally the embodiment of that system, or a perversion of it, is irrelevant — the system was designed to produce men like Caesar, fellows with a very particular set of skills. Eggheads have never seen one, but anyone who has kicked around the world outside the ivory tower for a bit has met that type of guy. The skills themselves are fairly common, at least in embryo. Whether a potential Caesar becomes actual might well be merely a question of opportunity and scale.

A terrifying notion, that, when you look around the modern West. The one characteristic all effective elites have in common is the self-knowledge that they are the elite. The British, for instance, thought nothing of sending some 19 year old kid, whose slim formal education was mostly Latin and Greek, off to govern the Punjab. It worked, largely because that kid, whatever his defects of intellect and ability, had character, of the kind you just don’t get without a pedigree stretching back to Hastings.

Again, if you’ve ever met one of the horsey set you know what I’m talking about. If you haven’t, the most accessible American equivalents are the sons and grandsons of career army officers. Think of Lieutenant Dan in Forrest Gump, as played by Gary Sinise in the movie. That kind of guy always completes the mission, or dies trying, because it’s simply unthinkable that he won’t. After five generations, West Point is in his DNA…

April 16, 2017

Damnatio memoriae

Filed under: Europe, History — Tags: , , , , — Nicholas @ 03:00

The Latin in the title is a modern construction, but it describes a fairly common way that Romans would (to borrow from Orwell) push memories down the memory hole, including even former Emperors:

In the Soviet Union, Josef Stalin didn’t just defeat his political enemies – he purged their memories from existence. Photographs were altered and history texts changed to eliminate any trace of those who stood against him, a practice that inspired George Orwell to write 1984. But Stalin was far from the first leader to erase his enemies. The ancient Romans, too, tried to erase people from history – even Emperors.

A new show on now at the British Museum explores the use of memory sanctions against Roman emperors and their families in antiquity. It also evaluates the physical treatment of objects deemed “pagan” or heretical in the Christianized empire of Late Antiquity.

But what was the point of “damnatio memoriae“? And can you ever fully expunge someone from the historical record?

A Basanite bust of Germanicus that has a series of cuts around his ear, a shorn nose, his right ear chipped away and a cross etched on his forehead. The bust is on display now at the British Museum. (Photo by Sarah E. Bond)

The British Museum is currently displaying an exhibit on ancient memory sanctions called: “Defacing the Past: Damnation and desecration in imperial Rome.” It is a fascinating look into the ways in which we interact with objects as a proxy for the actual person. It is also a look into what ancient historian Harriet Flower has called the “art of forgetting.” Although such sanctions are often called “damnatio memoriae,” this is a modern Latin phrase and thus a construct that did not in fact exist in antiquity. Use of the term suggests a monolithic way in which Romans could legally damn the memory of a disgraced or unpopular Roman emperor, when in fact there was no one term for such sanctions or even a fully systematized procedure for it. What we have today is instead the material remnants of various senatorial, imperial, and ecclesiastical decrees — as well as a number of personal choices.

Sanctions against the commemoration of a person could take many forms in ancient Rome and can be traced back to the Republican period. The dictator Sulla had the statues of his rival, Marius, pulled down. He also banned the display of wax imagines carried in funeral processions. We are told by Plutarch (Caes. 5) that the nephew of Marius, Julius Caesar, displayed these wax casts of Marius’ face for the first time in the funeral for his aunt Julia in 69 BCE. Julia had been Marius’ wife and was Caesar’s aunt. The disgraced general and his consorts were earlier declared hostes (enemies) of the Roman state, but their memory was clearly not forgotten. The absence of the imagines under Sulla had in fact always been conspicuous, rather than a tactic that led to the erasure of their deeds or memory.

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