… we have already noted that year after year Sparta would invade Attica with hoplite armies which were singularly incapable of actually achieving the strategic objective of bringing Athens to the negotiating table. The problem here is summed up in the concept of a strategic center of gravity – as Clausewitz says (drink!), it is the source of an enemy’s strength and thus the key element of an enemy’s force which must be targeted to achieve victory. The obvious center of gravity for the Athenians was their maritime empire, which provided the tribute that funded their war effort. The Corinthians saw this before the war even started. So long as the tribute rolled in, Athens could fight forever.
It takes Sparta years of fighting Athens to finally recognize this – an effort in 413/2 to support revolts from Athens is pathetically slow and under-funded (Thuc. 8, basically all of it) and it isn’t until Sparta not only allies with Persia but entrusts its fleet to the mothax Lysander that they seriously set about a strategy of cutting Athens’ naval supply lines. This isn’t a one-time affair: Sparta’s inability to coordinate ends and means shows up again in the Corinthian war (e.g. in Argos, Xen. Hell. 4.7), where they are pulled into a debilitating defensive stalemate because the Corinthians won’t come out and fight and the Spartans have no other answers.
This is compounded by the fact that the Spartans are awful at diplomacy. Sparta could be the lynch-pin of a decent alliance of cities when the outside threat was obvious and severe – as in the case of the Persian wars, or the expansion of Athenian hegemony. But otherwise, Sparta consistently and repeatedly alienates allies to its own peril. Spartan leadership at the end of the Persian wars had been so arrogant and hamfisted that leadership of the anti-Persian alliance passed to Athens (creating what would become the Athenian Empire, so Spartan diplomatic incompetence led directly to the titanic conflict of the late fifth century). And to be clear, Athenian diplomacy does not score high marks either, but it is still a far sight better than the Spartans (Greek diplomacy, in general was awful – rude, arrogant and focused on compulsion rather than suasion – so it is telling that the Spartans are very bad at it, even by Greek standards).
In 461, Spartan arrogance towards an Athenian military expedition sent to help Sparta against a helot revolt utterly discredited the pro-Sparta political voices at Athens and in turn set the two states on a collision course. Sparta had ejected the friendly army so roughly that it had created an outrage in Athens.
During the Peloponnesian War, Spartan diplomatic miscalculations repeatedly hurt their cause, as with the destruction of Plataea – the symbol of Greek resistence to Persia. Later on in the war, terrible Spartan diplomacy repeatedly derails efforts to work with the Persian satrap Tissaphernes, who has the money and resources Sparta needs to defeat Athens; it is the decidedly un-Spartan actions first of Alcibiades (then being a traitor to Athens) and later Lysander who rescue the alliance. After the end of the Peloponnesian War, Sparta promptly alienated its key allies, ending up at war first with Corinth (the Corinthian War (394-386) and then with Thebes (378-371), both of which had been stalwarts of Sparta’s anti-Athenian efforts (Corinth was itself a member of the Peloponnesian League). This led directly to the loss of Messenia and the breaking of Spartan power.
In short, whenever Sparta was confronted with a problem – superior enemy forces, maritime enemies, fortified enemy positions, the need to keep alliances together, financial demands – any problem which could not be solved by frontal attack with hoplites, the traditional Spartan leadership alienated friends and flailed uselessly. Often the Spartans attempted – as with Corinth and later Thebes – to compel friendship with hoplite armies, which worked exactly as poorly as you might imagine.
It is hard not to see both the strategic inflexibility of Sparta and the arrogant diplomatic incompetence of the spartiates as a direct consequence of the agoge‘s rigid system of indoctrination. Young Spartiates, after all, were taught that anyone with a craft was to be despised and that anyone who had to work was lesser than they – is it any surprise that they disdained the sort of warfare and statecraft that depended on such men? The agoge – as we are told – enforced its rules with copious violence and was designed to create and encourage strict, violent hierarchies to encourage obedience. It can be no surprise that men indoctrinated in such a system – and thus liable to attempt to use its methods abroad – made poor diplomats and strategic thinkers abroad.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part VII: Spartan Ends”, A Collection of Unmitigated Pedantry, 2019-09-27.
October 15, 2022
QotD: Spartan strategic and diplomatic blunders during and after the Peloponnesian War
October 11, 2022
QotD: The debt we owe to the Carolingian Renaissance
The importance of the Carolingian Renaissance for text-preservation, by the by, is immediately relevant to anyone who has looked at almost any manuscript tradition: the absolute crushing ubiquity of Caroline minuscule, the standard writing form of the period, is just impossible to ignore (also, I love the heck out of Caroline minuscule because it is easy to both read and write – which is why it was so popular in this period; an unadorned, practical script – I love it; it’s the only medieval script I can write in with any meager proficiency). The sudden burst of book-copying tends to mean – for ancient works, at least, that if they survived to c. 830, then they probably survive to the present. Sponsored by Charlemagne and Louis the Pious, the scribes of the Carolingian period (mostly monks) rescued much of the Latin classical corpus we now have from oblivion. It is depressingly common to hear “hot-takes” or pop-culture references to how the “medievals” or the Church were supposedly responsible for destroying literature or ancient knowledge (this trope runs wild in Netflix’s recent Castlevania series, for instance) – the reverse is true. Without those 9th century monks, we’d probably have about as much Latin literature as we have Akkadian literature: not nothing, but far, far less. Say what you will about the medieval Church, you cannot blame the loss of the Greek or Roman tradition on them.
Bret Devereaux, “Collections: A Trip Through Dhuoda of Uzès (Carolingian Values)”, A Collection of Unmitigated Pedantry, 2020-03-27.
October 7, 2022
QotD: King Agis IV’s and King Cleomenes III’s failed reform attempts in Sparta after 371BC
In order to serve in the army as a hoplite” rel=”noopener” target=”_blank”>hoplite (the Greek heavy infantryman who was the basic unit of every polis army) – the key concern around the declining Spartiate citizen body – a man had to have enough wealth to afford the arms and armor. In a state where – because of the oft-praised Spartan austerity – functionally all wealth was tied to the land, that meant that any new Hoplites needed to be given land in order to be able to serve. But all the best land in Sparta was tied up in an ever-shrinking number of kleroi.
Thus the Spartan state might grant marginal, borderland to small groups of freed helots – the neodamodes and the Brasidioi – but actually bringing up the military strength of the polis in full could only be achieved by de-consolidating the kleroi – the best, most productive land (because you can only support so many hoplites on disputed, marginal land). This is one thing, of course, that the wealthy Spartiates who dominated the state were unwilling to do. The mothakes and hypomeiones, pushed to the edges of Spartan society, might be brought in to make up the difference, but unless they were made equals – homoioi – this was a recipe for instability, as seen with Lysander and Cinadon. This is the other thing the Spartiates were unwilling to do – if I had my guess, because for the poor Spartiates who still clung to their status (and might still use the Apella to block reform, even if they couldn’t use it to propose reform), that status differential was just about the only thing they had (apart from all of the slave labor they enjoyed the benefits of, of course).
(A different polis might have tried to make up this difference by either hiring large numbers of mercenaries, or arming its own people at state expense, as a way of using the fortunes of the rich to fund military activity without expanding the citizenry. But, as Aristotle notes – (we’ll come back to this when we talk about Spartan war performance) the public finances of Sparta were pitiful even by ancient standards – for precisely the same reason that deconsolidating the kleroi was politically impossible: the state was dominated by the wealthy (Arist. Pol. 2.1271b). With no real source of wealth outside of landholding and all of the good land held by the Spartiates, it seems that Sparta – despite being by far the largest polis in Greece and holding some of the best farmland outside of Thessaly, was never able to raise significant revenue.)
Instead, the clique of wealthy Spartiates arrayed about the kings did nothing, decade on decade, as the Spartiate citizen body – and the military power of Sparta – slowly shrank, until at least, in 371 it broke for good. But what is perhaps most illustrative of the dysfunction in the Spartan political system is the sad epilogue of efforts in the second half of the third century (in the 240s and 220s) to finally reform the system by two Spartan kings.
The first effort was by Agis IV (r. 245-241; Plut. Agis). By the time Agis came to power, there were only a few hundred Spartiate households. Agis tried to reform through the system by redividing all of the kleruchal land into 4,500 plots for Spartiates and another 15,000 for the Perioikoi (who might also fight as Hoplites). Agis gets the Apella to support his motion – his offer to put his own royal estates into the redistribution first earns him a lot of respect – but the Gerousia, by a narrow margin, rejects it. Agis is eventually politically isolated and finally executed by the Ephors (along with his mother and grandmother, who had backed his idea) – the first Spartan king ever executed (I have left out some of the twists and turns here. If you want to know Plutarch has you covered).
Cleomenes III (r. 235-222) recognizes what Agis seemingly did not – reform to the Spartan system could not happen within the system. Instead, he stages a coup, having four of the five Ephors murdered, exiled eighty citizens – one assumes these are wealthy and prominent opponents – and possibly had the other king assassinated (Plut. Cleom. 8, 10.1; Plb. 5.37). Cleomenes then redistributed the kleroi into 4,000 plots and made his own brother his co-king (Plut. Cleom. 11), essentially making him a tyrant in the typical Greek mold. He then set about continuing his war with the neighboring Achaean League in an effort to re-establish Spartan hegemony in the Peloponnese and presumably retake Messenia (which by that point was free and part of the Achaean league).
It was far, far too late. Had this been done in the 380s or even the 350s, Sparta might well have resumed its position of prominence. But this was the 220s – Macedon had dominated Greek affairs now for a century and the Antigonids – the dynasty then ruling in Macedon – had no intention of humoring a resurgent Sparta. In 224, a Macedonian army marched into the Peloponnese in support of Sparta’s enemies and in 222 it smashed the Spartan army flat at Sellasia, almost entirely wiping out the Spartiate citizen body – new and old – in the process (Plutarch claims only 200 adult Spartiate males survived, Plut. Cleom. 28.5). The victorious Macedonian – Antigonis III Doson – for his part re-crippled Sparta: he occupied it, restored its constitution to what it had been before Cleomenes and then left, presumably content that it would not threaten him again (Plut. Cleom. 30.1). The time when a state with a citizen body in the few thousands could be a major player had been over for a century and the great empires of the third century were in no mood to humor self-important poleis who hadn’t gotten the message.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part V: Spartan Government”, A Collection of Unmitigated Pedantry, 2019-08-29.
October 3, 2022
QotD: The foundation of Rome, as recounted by Vergil and Livy
Both Vergil and Livy begin by putting down Homeric roots and anchoring their stories in the Trojan War. That makes a good deal of sense from a mythic perspective: the Iliad and the Odyssey were the most illustrious legends of the Hellenic world and so it made sense for the Romans, looking to claim a place in the Mediterranean, to make that claim through connection to this most illustrious of tales (and of course later, when Rome was a colossus astride the Mediterranean, which the Romans by then called mare nostrum, “our sea”, it made sense they would prefer a heroic origin with grandeur to match their power at the time). And so both Vergil and Livy begin their story with Aeneas and his plucky band of Trojan refugees, fleeing the fall of Troy (though interesting, while Vergil tells the tale as a harrowing escape, Livy politely suggests that perhaps Homer’s Achaeans let Aeneas go, Liv. 1.1).
Aeneas (son of Aphrodite/Venus and a mortal man, Anchises) does appear, by the by, in the Iliad, though he isn’t a particularly notable or impressive hero (naturally Vergil will embroider Aeneas until he is presented as the equal of an Achilles or Odysseus because … well, wouldn’t you?). The Aeneid follows (with the aid of a major flashback) Aeneas as he shepherds his surviving Trojans from Troy to their prophesied new homeland in Italy (with a minor stopover in Carthage) and then covers also the war that breaks out between Aeneas’ Trojans and the local inhabitants (the Latins) when he arrives. Vergil cuts off at the climactic moment of the war (which in turn presents Aeneas as rather morally grey, a feature that is also present, as we’ll see, in Livy’s retelling of Rome’s legends), but Livy provides the denouement. After a period of conflict (Livy presents two different versions of the exact sequence), Aeneas ends up married to Lavinia, the daughter of Latinus, king of the Latins (Livy calls them the Aborigines – lit, “the native inhabitants”, Vergil the Latins; in both cases Latinus is their king) and the Trojan exiles and Latinus’ people form a single community at Lavinium, which in turn founds a colony at Alba Longa, both in Latium (the region of Italy in which Rome is, although note we haven’t founded Rome yet).
We then fast forward a few generations. Rhea Silvia, a priestess of Vesta at Alba Longa gives birth to twins, Romulus and Remus by (Livy expresses some doubt) the god Mars. The twins are exposed (for complicated royal-family-drama reasons we needn’t get into) and rescued by either a she-wolf or a woman of ill-repute (Livy isn’t sure which on account of Latin lupa having both meanings and clearly both legends existed, Liv. 1.4) and raised among shepherds in the hills of northern Latium. More politics ensues, Romulus and Remus, having grown to adulthood, right some wrongs in their home city of Alba Longa and set out to found their own city.
At which point Romulus promptly gets into a fight with and murders Remus over who is going to be in charge (this sort of intense moral ambiguity where the venerated legendary founder figures are also quick to violence and deeply flawed is also a feature of the Aeneid and can be read either as a commentary on Augustus or as some lingering Roman discomfort with their own recent history of civil wars running from 88 to 31 BC; we are not the first people in history to have very mixed feelings about how well people in our country’s past lived up to our ideals). Crucially, Romulus forms his new settlement (prior to the fratricide) out of – as Livy has it – “the excess multitudes of the Albans and Latins, to which were added the shepherds” (Liv. 1.6.3). After this, desiring to increase the population of the city, Romulus sets a place of refuge in the city so that “a crowd of people from neighboring places, altogether without distinction, free and slave, fled there eager for new things” (Liv. 1.8.6) and were incorporated into Romulus’ growing city. Livy approves of this, by the by, declaring it the first step towards rising greatness.
Romulus quickly has another problem because all of these new settlers were men, so he concocts a plot to carry off all of the unmarried women of the neighboring people, the Sabines – an Umbrian people (we’ll come back to this, for now we’ll note they are ethnically and linguistically distinct from the Latins) – who lived in the hills north of Rome under the guise of a religious ceremony (Liv. 1.9-13). At a festival where the Sabines had been lured to under false pretenses, the Romans abduct and forcibly marry the Sabine women, while using hidden weapons to chase away their families (I should note Livy goes to some length to assure the reader that the captured maidens were subsequently persuaded to marry their Roman captors, rather than forced (Liv. 1.9.14-16), though what choice he imagines the unarmed, captive women to have had is left for the reader to wonder at in vain; in any event, we need not share Livy’s judgement or his effort at patriotic euphemism and may simply note that bride-capture is a form of rape). The Sabines naturally go to war over this but (according to Livy) a peace is mediated by the captured women (according to Livy, unwilling to see their new husbands and old fathers kill each other) and the two communities instead merge on equal terms. In the midst of all of this, Livy does have Romulus set down a set of common customs for his people, which he thinks to have been mostly Etruscan (Liv. 1.8.3), the Etruscans being the people inhabiting Etruria (modern Tuscany) the region directly north of Rome (Rome sits, in essence, on the dividing line between Latium to the South and Etruria to the North).
Now we want to note two things here from this high-speed trip through the first few chapters of Livy. First is the deep ambivalence towards Roman violence here. Livy presents Rome as a city founded on fratricide, conquest, rape and sacrilege. Livy occasionally attempts to soften the impact of these legends (particular with the Sabines), but only so far. This isn’t really the place to unpack of all of that but suffice to say that I think that Livy’s willingness to open his history of Rome – practically an official history of Rome – so darkly speaks to a literary project still attempting to come to grips with the stunning civil violence which had gripped Rome for Livy’s entire adult life and had, as he wrote, only recently ended. And one day we also ought to come back and do a deeper look at how women function in Livy’s legends and histories (Livy’s account becomes much more properly historical as he gets closer to his own time); women, mostly Roman women, suffering (often sexual) violence so that in their sacrifice the Roman state might be enhanced is a repeated motif in Livy (e.g. Lucretia, Verginia).
But more directly to our topic today, I want to note at this point exactly the sort of society Livy is imagining the earliest Rome, under its first king Romulus, in particular that it consists of a lot of different peoples and heritages. We’ll come back to exactly who all of these peoples are (historically speaking) in a moment. But Livy and Vergil first create a Trojan-Latin fusion community, which produces both Romulus and Remus and their initial core of settlers (mixed in with other, apparently purely Latin communities), who then gather up shepherds from all around, and then invite literally anyone from nearby communities to join them (which must include Etruscan communities to the north as well as Umbrians and Falisci of various sorts from the hills) and then finally fuses that community with the Sabines (an Umbrian people).
So we have our very first Romans, as the first Senate is being set up (1.8.7) and the very first spolia opima – the prize for when one commander defeats his opposite number in single combat – being won (1.10.7) and the very first temple being founded in the city (1.10.7). And those very first Romans, as Livy imagines them, are not autochthonous (that is, the original inhabitants of the place they live), nor ethnically homogeneous, but rather a Trojan-Aborigines-Latin-Faliscian-Umbrian-Etruscan-Sabine fusion community. For Livy, diversity – ethnic, linguistic, religious – defines Rome, from its very first days.
But of course this is all legends – important for understanding how the Romans viewed themselves, but necessarily less valuable for understanding the actual conditions in Rome at its earliest. Unfortunately, we lack reliable written sources for this part of the world so early (most of the “regal” period, when Rome was ruled by kings, notionally from 753 – the legendary founding date for the city – to 509, is beyond historical reconstruction).
Bret Devereaux, “Collections: The Queen’s Latin or Who Were the Romans? Part I: Beginnings and Legends”, A Collection of Unmitigated Pedantry, 2021-06-11.
September 29, 2022
QotD: The essence of diplomacy for small pre-modern powers
Let’s say you are the leader of a small country, surrounded by a bunch – let’s say five – large neighbor countries, which never, ever change. Each of these big neighbors has their own culture and customs. Do you decide which one is morally best and side with that one? That might be nice for your new ally, but it will be bad for you – isolated and opposed by your other larger neighbors. Picking a side might work if you were a big country, but you’re not; getting in the middle is likely to get you crushed.
No. You will need to maintain the friendship of all of the countries at once (the somewhat amusing term for this in actual foreign policy is “Finlandization” – the art of bowing to the east without mooning the west, in Kari Suomalainen’s words). And that means mastering their customs. When you go to County B, you will speak their language, you wear their customary dress, and if they expect visiting dignitaries to bow five times and then do a dance, well then you bow five times and do a dance. And if Country C expects you to give a speech instead, then you arrive with the speech, drafted and printed. You do these things because these countries are powerful and will destroy you if you do not humor whatever their strange customs happen to be.
(I should add that, over time, these customs won’t seem so strange anymore. Humans have a tendency to assume that whatever the customs – for instance, for diplomacy – are in our time, that this is just the right and normal way to do things. But diplomatic customs vary wildly by time and culture and are essentially arbitrary.)
Ah, but how will you know what kind of speech to write or what dance to do? Well, your country will learn by experience. You’ll have folks in your state department who were around the last time you visited County B, who can tell you what worked, and what didn’t. And if something works reliably, you should recreate that approach, exactly and without changing anything at all. Sure, there might be another method that works – maybe you dance a jig, but the small country on the other side of them dances the salsa, but why take the risk, why rock the boat? Stick with the proven method.
But whatever it is that these countries want, you need to do it. No matter how strange, how uncomfortable, how inconvenient, because they have the ability to absolutely ruin everything for you. So these displays of friendship or obedience – these rituals – must take place and they must be taken seriously and you must do them for all of these neighbors, without neglecting any (yes even that one you don’t like).
Bret Devereaux, “Collections: Practical Polytheism, Part I: Knowledge”, A Collection of Unmitigated Pedantry, 2019-10-25.
September 25, 2022
QotD: Sparta’s military reputation as “the best warriors in all of Greece”
… the Spartans seemed to have leaned into Herodotus’ image of them as the best warriors in all of Greece and the eternal opponents of all kinds of tyranny. Spartan “messaging” in the war against Athens portrayed Athens itself as a “tyrant city” ruling over the rest of Greece (which was, to be fair, pretty accurate at the time). Likewise, the image of military excellence the Spartans put forward is picked up and represented clearly in the writings of Xenophon, Plato, Aristophanes and Thucydides (though he is, at least, more skeptical that the Spartans are supermen) and in turn picked up and magnified by later writers (Diodorus, Plutarch, etc) who rely on them. Other states sought out Spartan military advisors, famously Syracuse (advised by the mothax Gylippus) and Carthage (by Xanthippus, a Spartan mercenary).
That reputation could be a real military advantage. Greek hoplite armies arranged themselves right-to-left according to the status of each polis‘ army (poleis almost always fight in alliances). Since Sparta was always the leader of its alliance, the Spartan king and his force always took the right – opposite the weakest part of the enemy army. You may easily imagine the men facing the Spartans – they know the Spartan reputation for skill (and do not have the advantage of me telling them it is mostly hogwash) and by virtue of where they are standing know that they do not have the same reputation. Frequently, such match-ups resulted in the other side running away before the Spartans even got into spear’s reach (e.g. Thuc 5.72.4).
There’s a story in Xenophon, embedded in the larger Battle of Lechaeum, which I think illustrates the point well. Early on, the Argives (the men of Argos, always the enemy of Sparta) meet and rout a group of Sicyonians (who are allies of Sparta). A passing Spartan cavalry company under a Pasimachus sees this and rushes in; getting off their horses, they grab the Sicyon shields (marked with the city’s sigma) and advance against the Argives. But whereas later in the battle the arrival of the Spartans will trigger panic and retreat, here the Argives do not know they are fighting Spartans (because of the shields) – and so they advance with confidence; Pausimachus with his small force is crushed. As he attacks Pausimachus declared (according to Xenophon), “By the two gods, Argives, these Sigmas will deceive you” (Xen. Hell. 4.4.10; the “two gods” or “twin gods” here are Castor and Pollux).
I rather think that Pausimachus was deceived by the lambda his own shield may have carried (there is debate about if Spartan shields always had the lambda device, I tend to think they did not). Pausimachus expected to surprise the Argives with his Spartan skill. Instead, he found out – fatally – that the magic was never in the Spartan, it was in the image of Sparta that lived in the mind of his opponent.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part VI: Spartan Battle”, A Collection of Unmitigated Pedantry, 2019-09-20.
September 20, 2022
QotD: Why purple was such a rare colour in the flags of the pre-industrial era
Today, we are used to the effectively infinite range of colors offered by synthetic dyes, but for pre-modern dye-workers, they were largely restricted to colors that could be produced from locally available or imported dyestuffs. If you wanted a given color of fabric, you needed to be able to find something in the natural world which, when broken down could give you a chemical pigment that you could transfer to your fabric in a durable way. That put real limits on the colors which could be dyed and the availability of those colors. Some colors simply couldn’t be produced this way – a good example were golden or metallic colors. If something in a dress was to be truly golden (and not merely yellow), the only way to do that prior to synthetic dyes and paints was to use actual gold, weaving small strands of ultra-thin gold wire into the cloth or embroidering designs with it. Needless to say, that was something only done by the very wealthy. Alternately, if the dye for a given hue or color came from something rare or foreign or difficult to process (for instance, in all three cases, Tyrian or royal purple, which came from the murex sea snails – if you have ever wondered why no country has purple as a national color this is why, before synthetic dyes, coloring your flags and uniforms purple would have been bonkers expensive), then it was going to be expensive and rare and there just wasn’t much you could do about that.
Bret Devereaux, “Collections: Clothing, How Did They Make It? Part IVa: Dyed in the Wool”, A Collection of Unmitigated Pedantry, 2021-04-02.
September 16, 2022
QotD: Counting coup
… the moment we get into how courage (and showing courage) was understood in these cultures, both the idea of a universal battle experience and also a universal notion of “warrior courage” break down. To take just a few examples …
Among Great Plains Native Americans, the sign of great courage was the individual act (on this, see A.R. McGinnis, Counting Coup and Cutting Horses (2010), which is replete with examples), particularly touching an enemy combatant (“counting coup“) or stealing enemy horses from their camp, typically by night and by stealth. It is sometimes asserted that counting coup means touching an enemy without killing them, but McGinnis fairly handily debunks this – not only could the enemy be killed, he could be already dead, killed by someone else and in some cases up to four warriors might count coup on the same fallen foe, none of whom need be the person who did the killing (McGinnis, 44, 63). These acts were fundamentally individual and the honor that resulted from them was entirely from the daring, rather than, necessarily, their direct efficacy. As McGinnis notes at multiple points, it was not the killing of an enemy, but the actual act of rushing forward to touch the body that was rewarded with honor.
Of course in many cases, counting coup in this way was followed by swift retreat, since the body in question was likely to be amongst the still living and dangerous enemy, which was the point since the purpose of the act was to show supreme daring and skill to rush forward among the enemy and get back out after touching one. The same of course was true of “cutting horses”, a task which could generally only be done by sneaking into an enemy camp, literally surrounded by (hopefully unaware) enemy warriors, before grabbing their horses and riding off (there is a first person account of such a raid in Black Elk Speaks (1932) which has always stuck with me, but McGinnis provides several other examples).
(I should note that the last Great Plains Native American to achieve the complete set of military honors and be made a war chief was Joe Medicine Crow who quite famously managed to lead a war party, take an enemy’s weapon, count coup (on a live opponent!) and steal some fifty horses from the Nazi SS during the Second World War)
Bret Devereaux, “Collections: The Universal Warrior, Part IIa: The Many Faces of Battle”, A Collection of Unmitigated Pedantry, 2021-02-05.
September 12, 2022
QotD: On the nature of our evidence of the ancient world
As folks are generally aware, the amount of historical evidence available to historians decreases the further back you go in history. This has a real impact on how historians are trained; my go-to metaphor in explaining this to students is that a historian of the modern world has to learn how to sip from a firehose of evidence, while the historian of the ancient world must learn how to find water in the desert. That decline in the amount of evidence as one goes backwards in history is not even or uniform; it is distorted by accidents of preservation, particularly of written records. In a real sense, we often mark the beginning of “history” (as compared to pre-history) with the invention or arrival of writing in an area, and this is no accident.
So let’s take a look at the sort of sources an ancient historian has to work with and what their limits are and what that means for what it is possible to know and what must be merely guessed.
The most important body of sources are what we term literary sources, which is to say long-form written texts. While rarely these sorts of texts survive on tablets or preserved papyrus, for most of the ancient world these texts survive because they were laboriously copied over the centuries. As an aside, it is common for students to fault this or that later society (mostly medieval Europe) for failing to copy this or that work, but given the vast labor and expense of copying and preserving ancient literature, it is better to be glad that we have any of it at all (as we’ll see, the evidence situation for societies that did not benefit from such copying and preservation is much worse!).
The big problem with literary evidence is that for the most part, for most ancient societies, it represents a closed corpus: we have about as much of it as we ever will. And what we have isn’t much. The entire corpus of Greek and Latin literature fits in just 523 small volumes. You may find various pictures of libraries and even individuals showing off, for instance, their complete set of Loebs on just a few bookshelves, which represents nearly the entire corpus of ancient Greek and Latin literature (including facing English translation!). While every so often a new papyrus find might add a couple of fragments or very rarely a significant chunk to this corpus, such additions are very rare. The last really full work (although it has gaps) to be added to the canon was Aristotle’s Athenaion Politeia (“Constitution of the Athenians”) discovered on papyrus in 1879 (other smaller but still important finds, like fragments of Sappho, have turned up as recently as the last decade, but these are often very short fragments).
In practice that means that, if you have a research question, the literary corpus is what it is. You are not likely to benefit from a new fragment or other text “turning up” to help you. The tricky thing is, for a lot of research questions, it is in essence literary evidence or bust. […] for a lot of the things people want to know, our other forms of evidence just aren’t very good at filling in the gaps. Most information about discrete events – battles, wars, individual biographies – are (with some exceptions) literary-or-bust. Likewise, charting complex political systems generally requires literary evidence, as does understanding the philosophy or social values of past societies.
Now in a lot of cases, these are topics where, if you have literary evidence, then you can supplement that evidence with other forms […], but if you do not have the literary evidence, the other kinds of evidence often become difficult or impossible to interpret. And since we’re not getting new texts generally, if it isn’t there, it isn’t there. This is why I keep stressing in posts how difficult it can be to talk about topics that our (mostly elite male) authors didn’t care about; if they didn’t write it down, for the most part, we don’t have it.
Bret Devereaux, “Fireside Friday: March 26, 2021 (On the Nature of Ancient Evidence”, A Collection of Unmitigated Pedantry, 2021-03-26.
The Lord of the Rings and Ancient Rome (with Bret Devereaux)
toldinstone
Published 10 Sep 2022In this episode, Dr. Bret Devereaux (the blogger behind “A Collection of Unmitigated Pedantry”) discusses the relationships between fantasy and ancient history – and why historical accuracy matters, even in fiction.
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September 8, 2022
QotD: Pre-modern armies could not march much faster than 8-12 miles per day … on good days
Well, getting started ate quite a few hours, but at least we’re going to move at a constant speed all day right? Of course not. These are humans – they need to eat (lunch), drink and relieve themselves. Men will fall out of line because they are sick or because they sprained an ankle or because they’re tired of marching and faking it (many army guidelines put the medics at the back of the marching column for this purpose). To add to this, wagons get stuck in the mud, mules and horses get stubborn or lame (that chance may seem low, but remember we’re dealing with thousands of animals – small percentages add up fast when you have a few thousand of something).
For reference on how much time this can eat up, 1950s US Army marching regulations (this is again FM21-18 “Foot Marches”) suggest that “battle groups or smaller” (800 men or less, generally – so small, fast-moving infantry) can “under favorable conditions” (read: good, modern paved roads in good weather) make 15-20 miles in a continuous eight hour march. A forced march – marching longer than 8 hours and at a higher than normal pace – can cover more ground (c. 35 miles in a day in some cases) but such a pace will wear out an infantry force fast.
At the end of the day, the army needs to arrive at its planned camp site [early] enough to make camp. Cooking needs to be done. Food that was foraged by flanking units needs to get to the camp, be recorded and stored (or processed and eaten) – speaking of which, note that we haven’t even discussed flankers, scouts and foraging parties. Wages may need to be paid, paperwork needs to be done. In many armies, the camp will need to be fortified – the Romans built a wood-palisade fortified camp every night on the march. And then everyone goes to sleep around 9pm. And that, to be clear, is when everything works like clockwork – which it never does.
For a large army, the breaking camp, waiting to begin marching, waiting for the last man to arrive, dealing with pack animals and wagons slices a few hours off of that eight hour march routine. All of which is why a normal large body of infantry moves something closer 8-12 miles per day than the 24 miles (8 hours x 3.1mph) per day implied by Wikipedia’s Average Human Walking Speed.
Historians doing studies of campaigns thus tend to use these sorts of rule-of-thumb speeds without much feeling the need to explain why armies move so slow because I think they expect that most of their readers are either fellow historians or former soldiers and in either case, already know. These rules of thumb, in turn, derive from staff planning in the age when armies still mostly walked to war (especially the 1800s and early 1900s): those staff office planners would have (and presumably still do have) elaborate tables of how many men can move how fast over what sort of roads in what kind of weather – because bad staff work multiplied over massive armies can mean catastrophic logistics and timing failures (see: Frontiers, Battle of the (1914) for examples).
If anything, for a medieval army of conscripts, fresh from a successful battle, with a long supply-train moving off of the main roads, 12 miles per day is actually quite fast. Large armies with lots of wagons often strayed into single-digit marching speeds. And, to be clear, marching speeds are highly variable based on terrain and the rest.
Bret Devereaux, “New Acquisitions: How Fast Do Armies Move?”, A Collection of Unmitigated Pedantry, 2019-10-06.
September 4, 2022
QotD: Sparta’s fatal problem – oliganthropia
The consequence of the Spartan system – the mess contributions, the inheritance, the diminishing number of kleroi in circulation and the apparently rising numbers of mothakes and hypomeiones – was catastrophic, and once the downhill spiral started, it picked up speed very fast. From the ideal of 8,000 male spartiates in 480, the number fell to 3,500 by 418 (Thuc. 5.68) – there would be no recovery from the great earthquake. The drop continued to just 2,500 in 394 (Xen. Hell. 4.2.16). Cinadon – the leader of the above quoted conspiracy against the spartiates – supposedly brought a man to the market square in the center of the village of Sparta and asked him to count – out of a crowd of 4,000! – the number of spartiates, probably c. 390. The man counted the kings, the gerontes and ephors (that’s around 35 men) and 40 more homoioi besides (Xen. Hell. 3.3.5). The decline continued – just 1,500 in 371 (Xen. Hell. 6.1.1; 4.15.17) and finally just around 700 with only 100 families with full citizen status and a kleros, according to Plutarch by 254 B.C. (Plut. Agis. 5.4).
This is is the problem of oliganthropia (“people-shortage” – literally “too-few-people-ness”) in Sparta: the decline of the spartiate population. This is a huge and contentious area of scholarship – no surprise, since it directly concerns the decline of one of the more powerful states in Classical Greece – with a fair bit of debate to it (there’s a decent rundown by Figueira of the demography behind it available online here). What I want to note here is that a phrase like “oliganthropia” makes it sound like there was an absolute decline in population, but the evidence argues against that. At two junctures in the third century, under Agis IV and then later Cleomenes III (so around 241 and 227) attempts were made to revive Sparta by pulling thousands of members of the underclass back up into the spartiates (the first effort fails and the second effort was around a century too late to matter). That, of course, means that there were thousands of individuals – presumably mostly hypomeiones, but perhaps some mothakes or perioikoi – around to be so considered.
Xenophon says as much with Cinadon’s observation about the market at Sparta. Now obviously, we can’t take that statement as a demographic survey, but as a general sense, 40 homoioi, plus a handful of higher figures, in a crowd of 4,000 speaks volumes about the growth of Sparta’s underclass. And that is in Laconia, the region of the Spartan state (in contrast to Messenia, the other half of Sparta’s territory), where the Spartans live and where the density of helots is lowest.
This isn’t a decline in the population of Sparta, merely a decline in the population of spartiates – the tiny, closed class of citizen-elites at the top.
So we come back to the standard assertion about Sparta: its system lasted a long time, maintaining very high cohesion – at least among the citizens class and its descendants. This is a terribly low bar – a society cohesive only among its tiny aristocracy. And yet, as low of a bar as this is, Sparta still manages to slink below it. Economic cohesion was a mirage created by the exclusion of any individual who fell below it. Sparta maintained the illusion of cohesion by systematically removing anyone who was not wealthy from the citizen body.
If we really want to gauge this society’s cohesion, we ought to track households, one generation after the next, regardless of changes in status. If we do that, what do we find? A society with an increasingly tiny elite – and a majority which, I will again quote Xenophon, “would eat them raw“. Hardly a model of social cohesion.
Moreover, this system wasn’t that stable. The core labor force – the enslaved helots – are brutally subjugated by Sparta no earlier than 680 (even this is overly generous – the consolidation process in Messenia seems to have continued into the 500s). The austerity which supposedly underlined cohesion among the spartiates by banishing overt displays of wealth is only visible archaeologically beginning in 550, which may mark the real beginning of the Spartan system as a complete unit with all of its parts functioning. And by 464 – scarcely a century later – terminal and irreversible decline had set in. Spartan power at last breaks permanently and irretrievably in 371 when Messenia is lost to them […]
This is a system that at the most generous possible reading, lasted three centuries. In practice, we are probably better in saying it lasts just 170 or so – from c. 550 (the completion of the consolidation of Messenia, and the beginning of both the Peloponnesian League and the famed Spartan austerity) to 371.
To modern ears, 170 years still sounds impressive. Compared to the remarkably unstable internal politics of Greek poleis, it probably seemed so. But we are not ancient Greeks – we have a wider frame of reference. The Roman Republic ticked on, making one compromise after another, for four centuries (509 to 133; Roman enthusiasts will note that I have cut that ending date quite early) before it even began its spiral into violence. Carthage’s republic was about as long lived as Rome. We might date constitutional monarchy in Britain as beginning in 1688 or perhaps 1721 – that system has managed around 300 years.
While we’re here – although it was interrupted briefly, the bracket dates for the notoriously unstable Athenian democracy, usually dated from the Cleisthenic reforms 508/7 to the suppresion of the fourth-century democracy in 322, are actually longer, 185 years, give or take, with just two major breaks, consisting of just four months and one year. Sparta had more years with major, active helot revolts controlling significant territory than Athens had oligarchic coups. And yet Athens – rightly, I’d argue – has a reputation for chronic instability, while Sparta has a reputation for placid regularity. Might I suggest that stable regimes do not suffer repeated, existential slave revolts?
In short, the Spartan social system ought not be described as cohesive, and while it was relatively stable by Greek standards (not a high bar!) it is hardly exceptionally stable and certainly not uniquely so. So much for cohesion and stability.
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part IV: Spartan Wealth”, A Collection of Unmitigated Pedantry, 2019-08-29.
August 31, 2022
QotD: John Keegan’s The Face of Battle
The Face of Battle (1976) is in some ways an oddly titled book. The title implies there is a singular face to battle that the author, John Keegan, is going to discover (and indeed, to take his forward, that is certainly the question he looked to answer). But that plan doesn’t survive contact with the table of contents, which makes it quite clear that Keegan is going to present not one face of battle, but the faces of three different battles and they will look rather different. Rather than reinventing the wheel, I am going to follow Keegan’s examples to make my point here (although I should note that of course The Face of Battle is a book not without its flaws, as is true with any work of history).
Keegan’s first battle is Agincourt (1415). While famous for the place of the English longbow in it, at Agincourt the French advance (both mounted and dismounted) did reach the English lines; of this the sources for the battle are quite clear. And so the terror we are discussing is the terror of shock; not shock in the sense of a sudden shock or in the sense of a jolt of electricity, rather shock as the opposite of fire. Shock combat is the combat when two bodies of soldiers press into each other in mass hand-to-hand combat (which is, contrary to Hollywood, not so much a disorganized melee as a series of combats along the line of contact where the two formations meet). The advancing French had to will themselves forward into a terrifying shock encounter, while the English had to (like our hoplites above) hold themselves in place while watching the terrifying prospect of a shock engagement walk steadily towards them.
There is actually quite a bit of evidence that the terror of a shock engagement is something different from the other terrors of war (to be clear, not “better” or “worse”, merely different in important ways). There are numerous examples of units which could stand for extend periods under fire but which collapsed almost immediately at the potential of a shock engagement. To draw a much more recent example, at Bai Beche in 2001, a force of Taliban withstood two days of heavy bombing and had repulsed an infantry assault besides, but collapsed almost immediately when successfully surprised by a cavalry charge (yes, in 2001) in their rear (an incident noted in S. Biddle, “Afghanistan and the Future of Warfare”, Foreign Affairs 82.2 (2003)).
And so our sources for state-on-state pre-gunpowder warfare (which is where you tend to find more fully “shock” oriented combat systems) stress similar sequences of fear: the dread inspired by the sight of the enemy army drawing up before you (Greek literature is particularly replete with descriptions of teeth-chattering and trembling in those moments and it is not hard to imagine why), followed by the steady dread-anticipation as the armies advanced, each step bringing that moment of collision closer. Often in such engagements one side might break before contact as the fear not of what was happening, but what was about to happen built up. And only then the long anticipated not-so-sudden shock of the formations coming together – rarely for long given the overpowering human urge not to be near an enemy trying to stab you with a sharp stick. There is something, I think, quite fundamental in the human psyche that understands another human with a sharp point, or a huge horse rapidly closing on a deeper level than it understands bullets or arrows.
Which brings us to Keegan’s second battle, Waterloo (1815), defined in part by the ability of the British to manage to hold firm under extended fire from artillery and infantry. The French artillery in an 80-gun grand battery opened fire at 11:50am and kept it up for hours until the French cavalry advanced (hoping that the British troops were suitably “softened” by the guns to be dislodged) at 4pm. In contrast to Agincourt (or a hoplite battle) which may have ended in just a couple of hours and consisted mostly of grim anticipation, soldiers (on both sides) at Waterloo were forced to experience a rather different sort of terror: forced to stand in active harm for hours on end, as bullets and cannon shot whizzed overhead.
The difference of this is perhaps most clearly extreme if we move still forward to the Somme (1916) and bombardment. The British had prepared for their assault with a week long artillery barrage, in which British guns fired 1.5 million shells (that is about 148 shells fired a minute, every minute for a week). At the first sound of guns, soldiers (in this case, the Germans, but it had been the French’s turn just that February to be on the receiving end of a bombardment at Verdun) rushed into their dug-out bomb shelters at the base of their trench and then waited. Unlike the British at Waterloo, who might content themselves that, one way or another, the terror of fire would not last a day, the soldier of WWI had no way of knowing when the barrage would cease and the battle proper begin. Indeed, they could not see the battlefield at all, only sit under the ground as it shook around them and try to be ready, at any moment when the barrage stopped to rush back up to the lip of the trench to set up the machine guns – because if they were late to do it, they’d arrive to find British grenades and bayonets instead.
We will get into wounds, both physical and mental, next week, but it is striking to me that repeatedly there are reports after such barrages of soldiers so mentally broken by the strain of it that they wandered as if dazed or mindless, apparently driven mad by the bombardment. Reports of such immediate combat trauma are vanishingly rare in the pre-modern corpus (Hdt. 6.117 being the rare example). And it is not hard to see why the constant threat of sudden, unavoidable death hanging over you, day and night, for days or in some cases weeks on end produces a wholly different kind of terror.
And yet, to extend beyond Keegan’s three studies, in talking to contemporary veterans, it seems to me this terror of fire – being forced to stand (or hide) under long continuous fire – is not always quite the same as the terror of the modern battlefield. Of course I can only speak to this second hand (but what else can a historian generally do?), but there seems to be something different about a battlefield where everything might seem peaceful and fine and even a bit boring until suddenly the mortar siren sounds or a roadside IED goes off and the peril is immediate. The experience of such fear sometimes expresses itself in a sort of hypervigilance which seems entirely unknown to Greek or Roman writers (who in most cases could hardly have needed such vigilance; true surprise attacks were quite rare as it is extremely hard to sneak one entire army up on another) and doesn’t seem particularly prominent in the descriptions of “shell-shock” (which today we’d call PTSD) from the First World War, compared to the prominence of intense fatigue, the thousand-yard-stare and raw emotional exhaustion. I do wonder though if we might find something quite analogous looking into the trauma of having a village raided by surprise under the first system of war.
Bret Devereaux, “Collections: The Universal Warrior, Part IIa: The Many Faces of Battle”, A Collection of Unmitigated Pedantry, 2021-02-05.
August 27, 2022
QotD: The key functions of cities in pre-modern economies
As modern people, we are used to the main roles cities play in the modern world, some of which are shared by pre-modern cities, and some of which are not. Modern cities are huge production centers, containing in them both the majority of the labor and the majority of the productive power of a society; this is very much not true of pre-modern cities – most people and most production still takes place in the countryside, because most people are farmers and most production is agricultural. Production happens in pre-modern cities, but it comes nowhere close to dominating the economy.
The role of infrastructure is also different. We are also used to cities as the center-point lynch-pins of infrastructure networks – roads, rail, sea routes, fiber-optic cable, etc. That isn’t false when applied to pre-modern cities, but it is much less true, if just because modern infrastructure is so much more powerful than its pre-modern precursors. Modern infrastructure is also a lot more exclusive: a man with a cart might visit a village where the road does not go, but a train or a truck cannot. The Phoenician traders of the early iron age could pull their trade ships up on the beach in places where there was no port; do not try this with a modern container-ship. Infrastructure is largely a result of cities, not their original purpose or cause.
So what are the core functions of a pre-modern city? I see five key functions:
- Administrative Center. This is probably the oldest purpose cities have served: as a focal point for political and religious authorities. With limited communications technology, it makes sense to keep that leadership in one place, creating a hub of people who control a disproportionate amount of resources, which leads to
- Defensive/Military Center. Once you have all of those important people and resources (read: stockpiled food) in one place, it makes sense to focus defenses on that point. It also makes sense to keep – or form up – the army where most of the resources and leaders are. People, in turn, tend to want to live close to the defenses, which leads to
- Market Center. Putting a lot of people and resources in one place makes the city a natural point for trade – the more buyers and sellers in one place, the more likely you are to find the buyer or seller you want. As a market, the city experiences “network” effects: each person living there makes the city more attractive for others. Still, it is important to note: the town is a market hub for the countryside, where most people still live. Which only now leads to
- Production Center. But not big industrial production like modern cities. Instead it is the small, niche production – the sort of things you only buy once-and-a-while or only the rich buy – that get focused into cities. Blacksmiths making tools, producers of fine-ware and goods for export, that sort of thing. These products and producers need big markets or deep pockets to make end meet. The majority of the core needs of most people (things like food, shelter and clothes) are still produced by the peasants, for the peasants, where they live, in the country. Still, you want to produce goods made for sale rather than personal use near the market, and maybe sell them abroad, which leads to
- Infrastructure Center. With so much goods and communications moving to and from the city, it starts making sense for the state to build dedicated transit infrastructure (roads, ports, artificial harbors). This infrastructure almost always begins as administrative/military infrastructure, but still gets used to economic ends. Nevertheless, this comes relatively late – things like the Persian Royal Road (6th/5th century BC) and the earliest Roman roads (late 4th century BC) come late in most urban development.
Of course, all of these functions depend, in part, on the city as a concentration of people, but what I want to stress […] is that in all of these functions the pre-modern city effectively serves the countryside, because that is still where most people are and where most production (and the most important production – food) is. The administration in the city is administering the countryside – usually by gathering and redistributing surplus agricultural production (from the countryside!). The defenses in the city are meant to defend the production of the countryside and the people of the countryside (when they flee to it). The people using the market – at least until the city grows very large – are mostly coming in from the country (this is why most medieval and ancient markets are only open on certain days – for the Romans, this was the “ninth day”, the Nundinae – customers have to transit into town, so you want everyone there on the same day).
(An aside: I have framed this as the city serving the economic needs of the countryside, but it is equally valid to see the city as the exploiter of the countryside. The narrative above can easily be read as one in which the religious, political and military elite use their power to violently extract surplus agricultural production, which in turn gives rise to a city that is essentially a parasite (this is Max Weber’s model for a “consumer city”) that contributes little but siphons off the production of the countryside. The study of ancient and medieval cities is still very much embroiled in a debate between those who see cities as filling a valuable economic function and those who see them as fundamentally exploitative and rent-seeking; I fall among the former, but the latter do have some very valid points about how harshly and exploitatively cities (and city elites) could treat their hinterlands.)
Consequently, the place and role of almost every kind of population center (city, town or castle-town) is dictated by how it relates to the countryside around it (the city’s hinterland; the Greeks called this the city’s khora (χώρα)).
Bret Devereaux, Collections: The Lonely City, Part I: The Ideal City”, A Collection of Unmitigated Pedantry, 2019-07-12.
August 23, 2022
QotD: The fate of suddenly poor Spartiates
What are affairs like for poor spartiates?
First, we need to reiterate that a “poor” spartiate was still quite well off compared to the average citizen in many Greek poleis – we talk about “poor” spartiates the same way we talk about the “poor” gentry in a Jane Austen novel. None of them are actually poor in an absolute sense, they are only poor in the sense that they are the poorest of the rich, clinging to the bottom rung of the upper class.
Nevertheless, we should talk about them, because the consequences of falling off of that bottom rung of the economic ladder in Sparta were extremely severe because of the closed nature of the spartiate system. Here is the rub: membership in a syssition was a requirement of spartiate status, so failure to be a member in a syssition – either because of failure in the agoge or because a spartiate could no longer keep up the required mess contributions – that meant not being a spartiate anymore.
The term we have for ex-spartiates is hypomeiones (literally “the inferiors”), which seems to have been an informal term covering a range of individuals who were (or whose family were) spartiates, but had ceased to be so. The hypomeiones were, by all accounts, mostly despised by the spartiates and the hatred seems to have been mutual (Xen. Hell. 3.3.6). Interestingly in that passage there – Xenophon’s Hellenica 3.3.6 – he lists the Spartan underclasses in what appears to be rising order of status – first the helots (at the bottom), then the neodamodes (freed helots, one step up), then the hypomeiones, and then finally the perioikoi. The implication is that falling off of the bottom of the spartiate class due to cowardice, failure – or just poverty – meant falling below the largest group of free non-citizens, the perioikoi.
Herodotus gives some sense of the treatment of men who failed at being spartiates when he details the two survivors of Thermopylae – Aristodemus and Pantites. Both had been absent from the battle under orders – Pantites had been sent carrying a message and Aristodemus had suffered an infection. When they returned to Sparta, both were ostracized by the spartiates for failing to have died – Pantites hanged himself (Hdt. 7.232) while Aristodemus was held to have “redeemed” himself with a suicidal charge at Plataea which cost his life (Hdt. 7.231). And as a side note: Aristodemus is the model for 300’s narrator, Dilios – so when you see him in the movie, remember: the Spartan system drove these men to pointless suicide because they followed an order.
But my main point here is that falling out of the spartiate system meant social death. Remember that the spartiates are a closed class – failing at being a spartiate because your kleros is too poor to maintain the mess contribution means losing citizen status; it means your children cannot attend the agoge or become spartiates themselves. It means you, your wife, your entire family forever are shamed, their status as full members of society forever revoked and your social orbit collapses on you, since you are cut off from the very ties that bind you to your friends. No wonder Pantites preferred to hang himself.
In essence then, the core of the problem here is not that these poor spartiates were poor in any absolute sense – they weren’t. It was that the difference between being rich and being merely affluent in Sparta was a social abyss completely unlike any other Greek state. And that abyss was completely one way. As we’ll see – there was no way back.
Our sources are, unfortunately, profoundly uninterested in answering some crucial questions about the hypomeiones: did they keep their kleroi? What happened to the status of their children? What happened to the status of the women in their families? We can say one thing: it is clear that there was no “on-ramp” for hypomeiones to get back into the spartiate system. This is made quite clear, if by nothing else, by the collapsing number of spartiates (we’ll get to it), but also at the inability of extremely successful non-Spartan citizens – men like Gylippus and Lysander – to ever join the homoioi. Once a spartiate was a hypomeiones, they appear to have been so forever – along with any descendants they may have had. Once out, out for good.
All of that loops back to the impact of the great earthquake in 464. It is likely there were always spartiates who – because their kleroi were just a bit poorer, or were hit a bit harder by helot resistance, or for whatever reason – clung to the bottom of the spartiate system financially, struggling to make the contributions to the common mess. When the earthquake hit, the death of so many helots – on whom they relied for their economic basis – combined with the overall disruption seems to have pushed many of these men beyond the point where they could sustain themselves. Unlike in a normal Greek polis, they could not just take up some productive work to survive and continue as citizens, because that was forbidden to the spartiates, so they collapsed out of the class entirely.
(As an aside – the fact that wealthy spartiates, as mentioned, seemed to prefer each other’s company over the rest probably also meant that the social safety-net of the poor spartiates likely consisted of other poor spartiates. Perhaps in normal circumstances they remained stable by relying on each other (you help me in my bad year, I help you in yours – this is very common survival behavior in subsistence agriculture societies), but the earthquake – by hitting them all at once – may well have caused a downward spiral, as each spartiate who fell out of the system made the remainder more vulnerable, culminating in entire social groups falling out.)
As I said, our sources are uninterested in poor spartiates, so we can only imagine what it must have felt like, clinging desperately to the bottom of that social system, knowing how deep the hole was beneath you. One imagines the mounting despair of the spartiate wife whose job it is to manage the household trying to scrounge up the mess contributions out of an ever-shrinking pool of labor and produce, the increasing despair of her husband who because of the laws cannot do anything but watch as his household slides into oblivion. We cannot know for certain, but it certainly doesn’t seem like a particularly happy existence.
As for those who did fall out of the system we do not need to imagine because Xenophon – in a rare moment of candor – leaves us in no doubt what they felt. He puts it this way: “they [the leaders of a conspiracy against the spartiates] knew the secret of all of the others – the helots, the neodamodes, the hypomeiones, the perioikoi – for whenever mention was made of the spartiates among these men, not one of them could hide that he would gladly eat them raw” (Xen. Hell. 3.3.6; emphasis mine).
Bret Devereaux, “Collections: This. Isn’t. Sparta. Part IV: Spartan Wealth”, A Collection of Unmitigated Pedantry, 2019-08-29.