… (related: Scott examined some of the same data about Holocaust survival rates as Eichmann In Jerusalem, but made them make a lot more sense: the greater the legibility of the state, the worse for the Jews. One reason Jewish survival in the Netherlands was so low was because the Netherlands had a very accurate census of how many Jews there were and where they lived; sometimes officials saved Jews by literally burning census records).
Centralized government projects promoting legibility have always been a two-steps-forward, one-step back sort of thing. The government very gradually expands its reach near the capital where its power is strongest, to peasants whom it knows will try to thwart it as soon as its back is turned, and then if its decrees survive it pushes outward toward the hinterlands.
Scott describes the spread of surnames. Peasants didn’t like permanent surnames. Their own system was quite reasonable for them: John the baker was John Baker, John the blacksmith was John Smith, John who lived under the hill was John Underhill, John who was really short was John Short. The same person might be John Smith and John Underhill in different contexts, where his status as a blacksmith or place of origin was more important.
But the government insisted on giving everyone a single permanent name, unique for the village, and tracking who was in the same family as whom. Resistance was intense:
What evidence we have suggests that second names of any kind became rare as distance from the state’s fiscal reach increased. Whereas one-third of the housholds in Florence declared a second name, the proportion dropped to one-fifth for secondary towns and to one-tenth in the countryside. It was not until the seventeenth century that family names crystallized in the most remote and poorest areas of Tuscany – the areas that would have had the least contact with officialdom. […]
State naming practices, like state mapping practices, were inevitably associated with taxes (labor, military service, grain, revenue) and hence aroused popular resistance. The great English peasant rising of 1381 (often called the Wat Tyler Rebellion) is attributed to an unprecedented decade of registration and assessments of poll taxes. For English as well as for Tuscan peasants, a census of all adult males could not but appear ominous, if not ruinous.
Scott Alexander, “Book Review: Seeing Like a State”, Slate Star Codex, 2017-03-16.
March 10, 2019
QotD: Surnames and taxes
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