Nineteen Eighty-Four remains widely read today — and ubiquitously quoted and cited. In fact, during the spring of 2017, in the wake of the inauguration of President Donald Trump — and controversies about the “alternative facts” that his aides marshaled as evidence of record attendance figures at the event — the book achieved the remarkable, unprecedented feat of skyrocketing to number one on fiction bestseller lists. This occurred an astonishing 67 years after its original date of release. Nothing of this kind had ever happened to another book in publishing history. And, in the case of Nineteen Eighty-Four, it was the fourth time that it had topped the bestseller lists: first in 1954, in the U.K., after a BBC-TV adaptation sent sales soaring; second, throughout the English-speaking world during the so-called countdown to 1984 between October 1983 and April 1984; and third, in 2003, as the centennial commemorations of Orwell’s birth dominated the headlines and airwaves on both sides of the Atlantic.
In fact, it is fair to say that Nineteen Eighty-Four has never not been a bestseller and a publishing phenomenon. According to the website Ranker.com, the work has sold more than 25 million copies since 1949. More than a half century later, Manchester Guardian readers voted Nineteen Eighty-Four the most influential book of the 20th century. Waterstone’s, a British bookstore chain, has ranked Orwell’s dystopia as the second most popular book of the 20th century (behind J.R.R. Tolkien’s The Lord of the Rings). That is an amazing feat in its own right, given that most people understandably do not particularly enjoy reading (let alone rereading) nightmarish stories of torture, betrayal, and brainwashing. The book’s ascent to the top of fiction bestseller lists in 2016 and 2017, along with the ceaseless invocation of Orwell’s catchwords to characterize the Trump administration, induced Signet, Orwell’s American publisher, to rush out a new print run of 500,000 copies. Expectations are that total sales will pass 30 million by the time of the 2020 election in the United States.
John Rodden and John Rossi, “George Orwell Warned Us, But Was Anyone Listening?”, The American Conservative, 2019-10-02.
October 13, 2023
QotD: Sales of George Orwell’s Nineteen Eighty-Four
September 7, 2023
J.R.R. Tolkien was completely at odds with the literati of his day
In The Critic, Sebastian Milbank marks the 50th anniversary of the death of J.R.R. Tolkien:
J.R.R. Tolkien
A romantic Edwardian, steeped in Northern European folklore and Victorian literature, Tolkien was and is despised by large parts of the fashionable literary establishment. I have known very few neutral reactions to his work. People either love or loathe Lord of the Rings, which seems doomed to eternally inspire adoration or ire, and nothing much in between.
The often ferocious response of many critics perhaps stemmed from the apparent anachronism of the book, combined with its massive popularity. It was published in 1954, at a time when literary modernism was dominant and pervading the academy. Modernist writers were obsessed with interiority, broke with prior literary convention, and traded in irony, ambiguity and convoluted psychology. Literary critics of the time were taking up the “New Criticism”, which dispensed not only with the previous generation’s fascination with historical context in favour of close reading, but also with the traditionalist concerns for beauty and moral improvement, which were regarded as subjective and emotionally driven. Spare, complex prose, focused on the darker side of society, was in vogue. Into this context dropped 1,200 pages of dwarves, elves and hobbits in a grand battle of good and evil. They were greeted with the sort of enthusiasm one can imagine.
Edmund Wilson called the books “balderdash”, a battle between “Good people and Goblins”. The book’s morality was a sticking point even for the most sympathetic critics, with Edwin Muir lamenting that “his good people are consistently good, his evil figures immovably evil”. As his work travelled into the 60s, political problems cropped up, with one feminist critic writing a book-length attack on the series to denounce it as “irritatingly, blandly, traditionally masculine”.
The mystery of how a book can so sharply divide opinion is answered perhaps by how profoundly original and unusual The Lord of the Rings and Tolkien’s wider legendarium are. They are shamelessly moralistic, written on the basis of exhaustive literary theory, linguistics, geography and world-building, and quite devoid of social commentary or Empsonian irony. Yet they are as much a radical departure from prior literary forms as modernist literature itself is, making the book doubly at odds with prevailing style and doubly original.
The moralism of Tolkien’s work is not, as some critics seem to suppose, the product of schoolboy simplicity. It is far too rigorous for that. So morally charged and orchestrated is the novel, that it would be numbered amongst the small number of works that might have passed Plato’s test for literature. Not only is this in respect of its exacting honouring of good characters and depreciation of wicked ones within its narrative framework, but equally in Tolkien’s utter refusal of allegory, thus meeting Plato’s challenge that poets are dangerous imitators of the world.
July 17, 2023
QotD: Cavalry combat in Rings of Power versus history
The first thing we see is the cavalry in a great mass riding down into the village with Orodruin clearly behind them; they must be approaching then along the East road. Then we see a 2-horse wide column of cavalry crossing the narrow bridge from the West (at 39:14), then a bunch of orcs gather up into a mass to engage that cavalry force as it gallops up the main road into the village (from 39:16 to 39:26) before getting hit by the vanguard of that column in a really dumb moment we’re going to come back to at 39:30. And now look up at the village above there again and note that it takes one cavalry column at full gallop 16 seconds to go from that bridge to the inn, but the massive wave of cavalry coming over the hill from the other direction has still not managed by this point to actually enter the village proper. They have, apparently, frozen completely solid the moment they were off screen.
So it seems like, while galloping wildly to the rescue of a village they didn’t know was under attack, the Númenóreans also took the time to carefully work their way around the village in order to strike it from two sides at once (somehow filtering through the forest without being noticed, rather than working around the more open terrain to the north side; I cannot communicate clearly enough that cavalry generally avoids moving through forests for a reason), then galloped in at full speed. But the one direction they do not attack from is the North road, which is the only area that is clear and unobstructed (good cavalry ground) and where the slope of the ground is favorable (they’d be charging down hill) with enough space to form up into a proper charge. Instead when we see Galadriel next, she is charging up that hill.
So on the one hand this battle plan doesn’t make any sense, but at the same time I feel I must note just how inferior this is as film-making to the battle scenes in The Lord of the Rings (or even, dare I say it, Game of Thrones). I had to rewatch these scenes, slowly and carefully multiple times to get any sense of where anyone was. By contrast, good battle scenes are careful to make sure the audience understands the geography of the space. Hell, the “battle” scenes in Home Alone are careful to establish the geography of the place (I found the video at that link, by the way, a very approachable introduction to some elements of film study). In The Lord of the Rings we get a lot of big wide shots at high altitude showing us where the armies are in relation to each other […]
Moreover, Peter Jackson’s cavalry doesn’t simply show up. In both of his Big Cavalry Rescues at Helm’s Deep and Minas Tirith he follows the same highly effective pattern of first revealing the presence of the cavalry, then pausing a moment for the cavalry to form up and to give the characters there time for some dialogue and character beats. At Helm’s Deep this is a short exchange between Éomer and Gandalf, while at Minas Tirith it is Théoden’s big defining character moment and speech. From a realism standpoint, it gives the audience time to understand where the cavalry is and how they’ve set up (and a sense that this is organized, planned and prepared).
But this brief delay before “the good stuff” also serves an obviously important emotional narrative aspect that Rings also loses here: it builds anticipation. By the time Théoden is giving his speech outside Minas Tirith, the audience has been waiting for about an hour since the beacons were lit for this very moment of emotional release, waiting for the score to be evened, waiting for the emotional satisfaction of the bad guys getting their come-uppance and so Jackson draws that out just a little bit longer, which builds the anticipation that creates that intense emotional response when the charge at last surges forward. You can even hear the emotions he wants you feel in the music, which starts low and subdued but builds and builds as Théoden sets up his army and gives his speech, booms across the charge itself but then cuts hard to silence in the moment of impact – the moment of greatest suspense (will the charge work?) – before surging back as the charge succeeds, culminating in a big overhead shot showing the good guys winning. It is not historically perfect, but the emotional beats land flawlessly and Rings just fumbles shockingly on both counts.
The resulting melee is also confusing. This village is tiny and while we don’t have a good idea of Adar’s remaining force, it isn’t huge because it seems to all fit in this village which looks to be a fair bit smaller than a regulation soccer pitch. A cavalry charge should be able to run from one side of this road to the other in under 10 seconds (moving at c. 12m/s, a rough horse’s gallop speed); the two leading edges of this charge should be slowing down to meet in the middle in well under five seconds. Consequently the decisive phase of this battle, the one in which orcs are trying to hold the open ground between the buildings (these wide mud streets) should last only seconds, but instead it draws out into a minutes-long melee because, as far as I can tell, the Númenóreans have next to no idea how to fight on horseback.
The thing is, fighting from horseback is quite hard but it is also quite simple. If using stirrups, one’s feet remain in the stirrups pretty much the whole time because the goal here is to retain a firm seat on the horse. Horse archers will sometimes stand up just a little in the stirrups to create a stable firing platform, but only a little bit and at speed an observer may not even notice they are standing at all. But showrunners, it seems, just love putting in all sorts of equestrian tricks; Game of Thrones had to make the Dothraki shoot while standing on the saddle (not a great idea), and so Rings of Power has to do some trick riding. In this case they have Galadriel flip over the side of her horse upside down to slash at an orc while dodging an arrow […]
A close look and you can see that this trick requires a special handhold on her saddle just for the purpose (just like the Game of Thrones standing horse-archers required special trick saddles for that stunt too). And she then cuts an orc’s head off while flipping herself back on to the horse, a sword-stroke that is traveling in the opposite direction of her horse’s movement (it is moving forward, she is swinging backwards), which she cannot brace properly and thus, if it had hit anything but CGI would have been a fairly weak strike; fortunately for Galadriel, CGI orcs are very flimsy so their heads come straight off. The whole thing is a too-clever-by-half effort to look cool, which I also find a bit confusing because Elves don’t seem to me to fight on horseback very often in the Tolkien legendarium; they do it from time to time, but the great elf heroes tend to fight on foot, so it’s not clear to me why Galadriel has to also be the best rider. But that routine is then topped by the baffling idiocy of Valandil here who, despite having a perfectly good sword (though he seems to have lost his spear in the fighting) decides his best plan of attack is to jump off of his horse and tackle two orcs […]
Needless to say a high speed falling dismount is a good way to injure yourself in an actual battle but also that jumping off of your horse is not a good use of you or the horse. Meanwhile the rest of the Númenórean cavalry seem to have mostly come to a stop and are now having stationary fights with orc infantry; some of them get pulled down off of their horses which, yes, is the predictable result of being stupid enough to bring your cavalry to a full stop without of any kind of mutually supporting formation or infantry support. I think many of the problems in this sequence stem from the apparent need to have this seem like a fight that could go either way, when in practice this should have been a short and decisive engagement the moment the cavalry arrived, given that the cavalry is more heavily armored, faster, has the advantage of surprise and presumably outnumbers the orcs given how small the village is. I suppose it might take a bit longer because Adar’s first wave of orcs are hitting their respawn timer so there were adds. Once again the utter inability of the show to keep track of just how many orcs there are ruins any sense of tension but also any hope of the battle making sense; it sure seemed like there were just a few dozen orcs left, which ought to make a battle against 300 armored riders a remarkably short and one-sided affair.
But the moment in this whole fight that broke me completely actually came quite early right after the Númenóreans crossed the bridge. […] I will admit that I burst out laughing when this happened: the horseman ride up in a pair holding on to opposite ends of a chain, which they then use to clothesline about two dozen orcs while steadily fanning out. Once again this is one of those too-clever-by-half Hollywood tactics moments, which defy both physics and logic. The first problem is that I’m not clear on how long this chain is: they need to be holding it tightly or it is just going to snag on the first impact, but they also fan out meaning they need to keep letting out more chain to cover the increasing distance between the two horses. In practice looking at the stills it seems like the chain isn’t under much of any tension at all, which would make it fairly useless as a weapon here – sure a metal chain will have some momentum to it, but not enough to knock multiple ranks of armored troops down.
But of course the broader problem is that if the plan is to merely smash into the orcs with a lot of kinetic force you should just trample them. Putting all of that impact energy in the chain is just going to pull the rider off of their horse since the sole point of contact for that energy is their arms. By contrast, medieval knightly cavalry eventually adopted high-backed saddles, couched lances and lance-rests on their armor all to help keep the knight in his seat through the force of a heavy impact at full speed (cavalry with or without these various devices might need to let their point trail at impact that it wasn’t pulled from their hand but rather the movement of their horse pulled it from their target, a motion pattern easily observed in the modern sport of tent-pegging). But just carrying a chain gives none of these advantages or options: if there’s enough force to knock down a half-dozen orcs, there’s enough force to knock a rider out of his saddle.
Of course in an actual battle this wouldn’t even get this far because the other disadvantage of this chain is that it sacrifice’s the reach of a spear. Now, credit where credit is due, the Númenóreans do seem to have standard issue spears (good!), except for these two guys with the chain (a tactic that only works when advancing two-by-two, which is a terrible way to fight, through a narrow space where cavalry should not be, but nevertheless apparently one the Númenóreans come ready for as standard). No one seems to use their spears on horseback (they shift to swords immediately), but at least they have them. The advantage of a spear or lance of course is that it is a weapon which can project beyond the head of the horse, thus reducing some of the reach advantage an infantryman might have, while concentrating all of the energy of impact at a single point.
But the riders here have to hold this silly chain on their laps, which puts it several feet behind the head of their horse and because it isn’t perfectly taut it lags their motion meaning that it impacts the orcs several feet behind that, which means – as you can see above – the entire horse has to gallop past the target orc before he is hit by the chain. Any any time during that operation that orc could strike at the horse or the rider, spilling them both to the ground and to make the whole thing worse because the riders can’t have a sword or a shield in their hands, they can’t even defend themselves if an orc decides to do this.
Much like the ships, much like the falling tower trap, much like the nonsensical ring forging, it is another instance of the creators attempting to be novel and clever without really understanding the historical practices they are working from. Cavalry tactics, like battle tactics, like ship design, like metalworking, were fields of human endeavor that absorbed the sharpest minds humankind has to offer and persistent experimentation and adaptation for centuries, resulting in highly tested, highly refined patterns of behavior. I will not say that improvement on those practices is impossible, but it would certainly be very hard, the sort of thing which would itself require extensive dedicated study and experimentation. It is not the sort of thing likely to be accomplished in a writer’s room brainstorming session, which is why efforts to “outsmart” the past tend to end up looking silly, rather than clever.
Bret Devereaux, “Collections: The Nitpicks of Power, Part III: That Númenórean Charge”, A Collection of Unmitigated Pedantry, 2023-02-03.
June 16, 2023
QotD: Sailing ships in the real world versus sailing ships in Rings of Power
Square sails, which are rigged perpendicular to the direction of the ship work by having the wind strike the sail and pile up into it, which creates a high pressure zone behind the sail (because all of the air, blocked by the sail, is “stacking up” there) and a low pressure zone in front of the sail, which pushes the ship forward, technically a function of aerodynamic drag. The upside is that square sails can produce a lot of power, which is handy for big, heavy ships, especially in areas with predictable and favorable winds (such as the Atlantic trade winds). The downsides are two: on the one hand, top speed is limited because the faster the ship goes, the lower the apparent wind on the sails, which in turn reduces how much they can push the ship. On the other hand, square sails only work if the ship is moving in more-or-less the same direction as the wind is, within about 60 degrees or so (so the ship has a c. 120 degree range of movement relative to the wind). Moreover, for square sails to work, the air hitting them from behind needs to be substantially confined by their shape; this is why square sails are made to billow outward into an arcing shape as the wind hits them, instead of being held taught and fully flat against the mast.
Triangular or lateen or fore-and-aft sails work on a different principle. They are arranged parallel to the direction of the ship (that is, fore-and-aft of the mast, thus the term) and want to also be close to parallel to the wind (both square and triangular sails can, in some configurations, be moved around the mast to a degree to get an ideal direction to the wind). The way they work is that the wind hits the sail on its edge and the air current splits around the sail, but not evenly; the sail is turned so that the back side takes more wind, causing the sail to billow out, creating a wing-like shape when viewed from above. That in turn acts exactly like a wing, creating a high pressure zone behind the sail and a low pressure zone in front of the sail and thus generating aerodynamic lift as the wind passes over the surface (rather than pressing up behind it) the same way that an airplane’s wings keep it in the air. The clever part about this is that the lift generated doesn’t have to be in the same direction the wind is going, so a ship using these kinds of sails can move up to within around 45 degree of the wind (sailing “close hauled” – a ship rigged like this thus has a much larger 270 degree range of motion relative to the wind). Also – as noted above – depending on the ship’s “point of sail” (direction of movement relative to the wind), accelerating may not decrease the wind’s apparent speed (because you may not be sailing directly away from it), and so triangular sails often function better in light winds, sailing into the wind, and at very high speeds (but they provide less power for large, heavy ships sailing with the wind). And again, there is a lot of complexity in terms of the different functions of these types of sails, but we’re really just trying to make a fairly simple point here so everyone please forgive the simplification.
And that’s it: all sails work on one of those two principles (at any given time); the point in discussing this is to note that we’re dealing not with aesthetics here but with objects that need to interact in fairly fundamental ways with aerodynamics and so have shapes that are dictated by that function (and also, sails are cool). You can combine those two principles in a lot of exciting ways to create different “rigs” with different sailing qualities, but you those principles are your options – you cannot create some other kind of sail which works on different principles. Indeed, most of the more complex sailplans of larger ships use a combination of square and lateen sails, but each sail in the plan must be using one of these two principles; there are no other options.
And those of you looking back at what these ships [in Rings of Power] look like may have already guessed the problem here. These are clearly square-rigged ships; the sails are all perpendicular to the ship’s direction and the sail shape is symmetrical over the keel (that is, same shape on the port and starboard) and are unable to be angled in any event. But every single sail has a gigantic hole in the center because of the split mast. So the air you want to build up behind the sail is instead flowing through the hole between the masts. The sails even angle slightly, curling backwards at their outer edges channeling the air towards the gaps. But that air flowing through the gaps is going to lessen (not remove, but substantially lesson) the pressure differential over the sail which will cut the drag the sails generate which will make the ship much slower.
What is worse is that between the two masts and between the foremast and the bowsprit, the ships mount additional secondary sails. Now in a rig-plan that made any sense, these would be triangular sails in both shape and principle (e.g. gaff-rigged sails incorporated into a square-rig sailing pattern common for full rigged ships as well as staysails between the masts or between the foremast and the bowsprit, also common for full rigged ships), but the designers here have only managed one of those two things. The sails are triangular in shape, but are positioned perpendicular to the wind direction and then symmetrically matched. That means they both do nothing with the wind moving through that center channel we’ve created, but also their triangular shape is entirely useless because they’re functioning on drag instead of lift.
It’s not that this sail plan wouldn’t work: the big sails would create at least some aerodynamic drag which would push the ship forward. But this is a sail plan which would work much more poorly than a far more basic plan with just a single central mast mounting a single very large square sail. You could even keep the exotic junk-style sail supports (they’re called battens; everything on sailing ships has a funny name) if you wanted and just make the ships junk-rigged! Or, if you want a lot of fancy sails which aren’t in square shapes, you could go with a multi-masted dhow or xebec sail plan which would give you lots of overlapping triangular sails and also fit the Mediterranean/Roman vibe you were going for.
Moreover, while these sails aren’t square shaped, this is a pure “square sail” ship rig, which for ocean-going ships ostensibly used by great mariners is awful. Square sails only work well when running before the wind: they “tack” (zig-zagging from one close-hauled point of sail to another to climb up the wind) really poorly; some pure square-rigged ships cannot tack at all without the assistance of rowers. That’s is part of the reason why “full rigged” square-sailed age of sail ships nevertheless had triangular sails in gaff-rigging or as stay-sails or what have you, to enable the ship to tack effectively (the fancy term for this is how “weatherly” a ship is: how able it is to sail close to the wind; weatherlyness also depends on hull shape and a host of other factors). With a pure square-sail setup, these ships can only go in the direction of the wind, which is going to make it impossible to use them effectively as ocean-going ships because the prevailing winds on the ocean are very consistent: they will almost always be blowing the same way, which means these ships can sail out, but then can’t sail back. In short these ocean-going mariners have ships which cannot go on the oceans.
And of course this has been a theme of these posts but please, showrunners: when you are doing the visual design for a fantasy-historical society, you are not going to outsmart centuries of professional shipwrights with a brainstorming meeting and some concept art. So instead of trying to show that the Númenóreans are great mariners (“the sea is always right!”), which is the point of giving their super-cool ships so much screentime and is an essential thing to establish about their society, by making up a ship design that is going to end up invariably being much worse than historical designs, just go adopt a historical design that was successful. For my part, I’d have probably contrasted traditional Elven ships with a single sail-type (probably square) on a single mast with the advanced Númenóreans using lots of lateen sails.
That said, the fact that the Númenórean ships are terrible is fine because frankly, I wouldn’t want to sail to this battle either.
Bret Devereaux, “Collections: The Nitpicks of Power, Part III: That Númenórean Charge”, A Collection of Unmitigated Pedantry, 2023-02-03.
May 23, 2023
QotD: Cavalry operations in Rings of Power versus cavalry operations in history
By contrast [in Rings of Power], the Númenóreans rush to the battle at a full gallop, apparently the whole way or at the very least for hours through the morning. Horses will be vary, but generally two to three miles is the maximum distance most horses can gallop before fatigue sets in (for most horses this distance is going to be shorter), which they’re going to cover in about six minutes. The gallop is a very fast (25-30mph), very short sprint, yet Galadriel has this whole formation at full gallop even before she can see their destination. And I just want to remember here the absurdity that these horsemen do not even know there is a battle to ride to; for all they know this is a basic scouting effort (which might be better accomplished slowly and without wearing down all of the horses). Théoden at least has the excuse that he’s on the clock and knows it!
The way we are then shown the cavalry arriving is very confusing to me. The speed of their arrival makes at least some sense. We have already established that both Arondir and Adar are incompetent commanders so the fact that they have set no scouts or lookouts checks out. Pre-modern and early-modern cavalry could effectively out-ride news of their coming, and so show up unexpectedly in places with very little warning. Not this little warning, mind you – the time from the first sound of hoof-falls (heard by Elves – the orcs evidently hear nothing) to the cavalry deluging the village is just about fifteen seconds; horses move fast but they do not move that fast (at full gallop a horse might cover 150-200 meters in those fifteen seconds and the orcs would absolutely hear them coming before they saw them). But the idea in general that the Númenórean cavalry could appear as if out of nowhere to the orcs checks out – that was one of the major advantages of cavalry operations.
Bret Devereaux, “Collections: The Nitpicks of Power, Part III: That Númenórean Charge”, A Collection of Unmitigated Pedantry, 2023-02-03.
April 8, 2023
The underlying philosophy of J.R.R. Tolkien’s work
David Friedman happened upon an article he wrote 45 years ago on the works of J.R.R. Tolkien:
The success of J.R.R. Tolkien is a puzzle, for it is difficult to imagine a less contemporary writer. He was a Catholic, a conservative, and a scholar in a field-philology-that many of his readers had never heard of. The Lord of the Rings fitted no familiar category; its success virtually created the field of “adult fantasy”. Yet it sold millions of copies and there are tens, perhaps hundreds, of thousands of readers who find Middle Earth a more important part of their internal landscape than any other creation of human art, who know the pages of The Lord of the Rings the way some Christians know the Bible.
Humphrey Carpenter’s recent Tolkien: A Biography, published by Houghton Mifflin, is a careful study of Tolkien’s life, including such parts of his internal life as are accessible to the biographer. His admirers will find it well worth reading. We learn details, for instance, of Tolkien’s intense, even sensual love for language; by the time he entered Oxford, he knew not only French, German, Latin, and Greek, but Anglo-Saxon, Gothic and Old Norse. He began inventing languages for the sheer pleasure of it and when he found that a language requires a history and a people to speak it he began inventing them too. The language was Quenya, the people were the elves. And we learn, too, some of the sources of his intense pessimism, of his feeling that the struggle against evil is desperate and almost hopeless and all victories at best temporary.
Carpenter makes no attempt to explain his subject’s popularity but he provides a few clues, the most interesting of which is Tolkien’s statement of regret that the English had no mythology of their own and that at one time he had hoped to create one for them, a sort of English Kalevala. That attempt became The Silmarillion, which was finally published three years after the author’s death; its enormous sales confirm Tolkien’s continuing popularity. One of the offshoots of The Silmarillion was The Lord of the Rings.
What is the hunger that Tolkien satisfies? George Orwell described the loss of religious belief as the amputation of the soul and suggested that the operation, while necessary, had turned out to be more than a simple surgical job. That comes close to the point, yet the hunger is not precisely for religion, although it is for something religion can provide. It is the hunger for a moral universe, a universe where, whether or not God exists, whether or not good triumphs over evil, good and evil are categories that make sense, that mean something. To the fundamental moral question “why should I do (or not do) something”, two sorts of answers can be given. One answer is “the reason you feel you should do this thing is because your society has trained you (or your genes compel you) to feel that way”. But that answers the wrong question. I do not want to know why I feel that I should do something; I want to know why (and whether) I should do it. Without an answer to that second question all action is meaningless. The intellectual synthesis in which most of us have been reared — liberalism, humanism, whatever one may call it — answers only the first question. It may perhaps give the right answer but it is the wrong question.
The Lord Of The Rings is a work of art, not a philosophical treatise; it offers, not a moral argument, but a world in which good and evil have a place, a world whose pattern affirms the existence of answers to that second question, answers that readers, like the inhabitants of that world, understand and accept. It satisfies the hunger for a moral pattern so successfully that the created world seems to many more real, more right, than the world about them.
Does this mean, as Tolkien’s detractors have often said, that everything in his books is black and white? If so, then a great deal of literature, including all of Shakespeare, is black and white. Nobody in Hamlet doubts that poisoning your brother in order to steal his wife and throne is bad, not merely imprudent or antisocial. But the existence of black and white does not deny the existence of intermediate shades; gray can be created only if black and white exist to be mixed. Good and evil exist in Tolkien’s work but his characters are no more purely good or purely evil than are Shakespeare’s.
March 21, 2023
QotD: The elephant as a weapon of war
Elephants are – all on their own – dangerous animals. Elephants account for several hundred fatalities per year in India even today and even captured elephants are never quite as domesticated as, say, dogs or horses. Whereas a horse is mostly a conveyance in battle (although medieval European knights greatly valued the combativeness of certain breeds of destrier warhorses), a war elephant is a combatant in his own right. When enraged, elephants will gore with tusks and crush with feet, along with using their trunks as weapons to smash, throw or even rip opponents apart (by pinning with the feet). Against other elephants, they will generally lock tusks and attempt to topple their opponent over, with the winner of the contest fatally goring the loser in the exposed belly (Polybius actually describes this behavior, Plb. 5.84.3-4). Dumbo, it turns out, can do some serious damage if prompted.
Elephants were selected for combativeness, which typically meant that the ideal war elephant was an adult male, around 40 years of age (we’ll come back to that). Male elephants enter a state called “musth” once a year, where they show heightened aggressiveness and increases interest in mating. Trautmann (2015) notes a combination of diet, straight up intoxication and training used by war elephant handlers to induce musth in war elephants about to go into battle, because that aggression was prized (given that the signs of musth are observable from the outside, it seems likely to me that these methods worked).
(Note: In the ancient Mediterranean, female elephants seem to have also been used, but it is unclear how often. Cassius Dio (Dio 10.6.48) seems to think some of Pyrrhus’s elephants were female, and my elephant plate shows a mother elephant with her cub, apparently on campaign. It is possible that the difficulty of getting large numbers of elephants outside of India caused the use of female elephants in battle; it’s also possible that our sources and artists – far less familiar with the animals than Indian sources – are themselves confused.)
Thus, whereas I have stressed before that horses are not battering rams, in some sense a good war elephant is. Indeed, sometimes in a very literal sense – as Trautmann notes, “tearing down fortifications” was one of the key functions of Indian war elephants, spelled out in contemporary (to the war elephants) military literature there. A mature Asian elephant male is around 2.75m tall, masses around 4 tons and is much more sturdily built than any horse. Against poorly prepared infantry, a charge of war elephants could simply shock them out of position a lot of the time – though we will deal with some of the psychological aspects there in a moment.
A word on size: film and video-game portrayals often oversize their elephants – sometimes, like the Mumakil of Lord of the Rings, this is clearly a fantasy creature, but often that distinction isn’t made. As notes, male Asian (Indian) elephants are around 2.75m (9ft) tall; modern African bush elephants are larger (c. 10-13ft) but were not used for war. The African elephant which was trained for war was probably either an extinct North African species or the African forest elephant (c. 8ft tall normally) – in either case, ancient sources are clear that African war elephants were smaller than Asian ones.
Thus realistic war elephants should be about 1.5 times the size of an infantryman at the shoulders (assuming an average male height in the premodern world of around 5’6?), but are often shown to be around twice as tall if not even larger. I think this leads into a somewhat unrealistic assumption of how the creatures might function in battle, for people not familiar with how large actual elephants really are.
The elephant as firing platform is also a staple of the pop-culture depiction – often more strongly emphasized because it is easier to film. This is true to their use, but seems to have always been a secondary role from a tactical standpoint – the elephant itself was always more dangerous than anything someone riding it could carry.
There is a social status issue at play here which we’ll come back to […] The driver of the elephant, called a mahout, seems to have typically been a lower-status individual and is left out of a lot of heroic descriptions of elephant-riding (but not driving) aristocrats (much like Egyptian pharaohs tend to erase their chariot drivers when they recount their great victories). Of course, the mahout is the fellow who actually knows how to control the elephant, and was a highly skilled specialist. The elephant is controlled via iron hooks called ankusa. These are no joke – often with a sharp hook and a spear-like point – because elephants selected for combativeness are, unsurprisingly, hard to control. That said, they were not permanent ear-piercings or anything of the sort – the sort of setup in Lord of the Rings is rather unlike the hooks used.
In terms of the riders, we reach a critical distinction. In western media, war elephants almost always appear with great towers on their backs – often very elaborate towers, like those in Lord of the Rings or the film Alexander (2004). Alexander, at least, has it wrong. The howdah – the rigid seat or tower on an elephant’s back – was not an Indian innovation and doesn’t appear in India until the twelfth century (Trautmann supposes, based on the etymology of howdah (originally an Arabic word) that this may have been carried back into India by Islamic armies). Instead, the tower was a Hellenistic idea (called a thorkion in Greek) which post-dates Alexander (but probably not by much).
This is relevant because while the bowmen riding atop elephants in the armies of Alexander’s successors seem to be lower-status military professionals, in India this is where the military aristocrat fights. […] this is a big distinction, so keep it in mind. It also illustrates neatly how the elephant itself was the primary weapon – the society that used these animals the most never really got around to creating a protected firing position on their back because that just wasn’t very important.
In all cases, elephants needed to be supported by infantry (something Alexander (2004) gets right!) Cavalry typically cannot effectively support elephants for reasons we’ll get to in a moment. The standard deployment position for war elephants was directly in front of an infantry force (heavy or light) – when heavy infantry was used, the gap between the two was generally larger, so that the elephants didn’t foul the infantry’s formation.
Infantry support covers for some of the main weaknesses elephants face, keeping the elephants from being isolated and taken down one by one. It also places an effective exploitation force which can take advantage of the havoc the elephants wreck on opposing forces. The “elephants advancing alone and unsupported” formation from Peter Jackson’s Return of the King, by contrast, allows the elephants to be isolated and annihilated (as they subsequently are in the film).
Bret Devereaux, “Collections: War Elephants, Part I: Battle Pachyderms”, A Collection of Unmitigated Pedantry, 2019-07-26.
November 16, 2022
C.S. Lewis and J.R.R. Tolkien … arch-dystopians?
In The Upheaval, N.S. Lyons considers the literary warnings of well-known dystopian writers like Aldous Huxley and George Orwell, but makes the strong case that C.S. Lewis and J.R.R. Tolkien were even more prescient in the warnings their works contain:
Which dystopian writer saw it all coming? Of all the famous authors of the 20th century who crafted worlds meant as warnings, who has proved most prophetic about the afflictions of the 21st? George Orwell? Aldous Huxley? Kurt Vonnegut? Ray Bradbury? Each of these, among others, have proved far too disturbingly prescient about many aspects of our present, as far as I’m concerned. But it could be that none of them were quite as far-sighted as the fairytale spinners.
C.S. Lewis and J.R.R. Tolkien, fast friends and fellow members of the Inklings – the famous club of pioneering fantasy writers at Oxford in the 1930s and 40s – are not typically thought of as “dystopian” authors. They certainly never claimed the title. After all, they wrote tales of fantastical adventure, heroism, and mythology that have delighted children and adults ever since, not prophecies of boots stamping on human faces forever. And yet, their stories and non-fiction essays contain warnings that might have struck more surely to the heart of our emerging 21st century dystopia than any other.
C.S. Lewis and J.R.R. Tolkien
The disenchantment and demoralization of a world produced by the foolishly blinkered “debunkers” of the intelligentsia; the catastrophic corruption of genuine education; the inevitable collapse of dominating ideologies of pure materialist rationalism and progress into pure subjectivity and nihilism; the inherent connection between the loss of any objective value and the emergence of a perverse techno-state obsessively seeking first total control over humanity and then in the end the final abolition of humanity itself … Tolkien and Lewis foresaw all of the darkest winds that now gather in growing intensity today.
But ultimately the shared strength of both authors may have also been something even more straightforward: a willingness to speak plainly and openly about the existence and nature of evil. Mankind, they saw, could not resist opening the door to the dark, even with the best of intentions. And so they offered up a way to resist it.
Subjectivism’s Insidious Seeds
The practical result of education in the spirit of The Green Book must be the destruction of the society which accepts it.
When Lewis delivered this line in a series of February 1943 lectures that would later be published as his short book The Abolition of Man, it must have sounded rather ridiculous. Britain was literally in a war for its survival, its cities being bombed and its soldiers killed in a great struggle with Hitler’s Germany, and Lewis was trying to sound the air-raid siren over an education textbook.
But Lewis was urgent about the danger coming down the road, a menace he saw as just as threatening as Nazism, and in fact deeply intertwined with it, give that:
The process which, if not checked, will abolish Man goes on apace among Communists and Democrats no less than among Fascists. The methods may (at first) differ in brutality. But many a mild-eyed scientists in pince-nez, many a popular dramatist, many an amateur philosopher in our midst, means in the long run just the same as the Nazi rulers of Germany. Traditional values are to be “debunked” and mankind to be cut into some fresh shape at will (which must, by hypothesis, be an arbitrary will) of some few lucky people …
Unfortunately, as Lewis would later lament, Abolition was “almost totally ignored by the public” at the time. But now that our society seems to be truly well along in the process of self-destruction kicked off by “education in the spirit of The Green Book“, it might be about time we all grasped what he was trying to warn us about.
This “Green Book” that Lewis viewed as such a symbol of menace was his polite pseudonym for a fashionable contemporary English textbook actually titled The Control of Language. This textbook was itself a popularization for children of the trendy new post-modern philosophy of Logical Positivism, as advanced in another book, I.A. Richards’ Principles of Literary Criticism. Logical Positivism saw itself as championing purely objective scientific knowledge, and was determined to prove that all metaphysical priors were not only false but wholly meaningless. In truth, however, it was as Lewis quickly realized actually a philosophy of pure subjectivism – and thus, as we shall see, a sure path straight out into “the complete void”.
In Abolition, Lewis zeros in on one seemingly innocuous passage in The Control of Language to begin illustrating this point. It relates a story told by the English poet Samuel Taylor Coleridge, in which two tourists visit a majestic waterfall. Gazing upon it, one calls it “sublime”. The other says, “Yes, it is pretty.” Coleridge is disgusted by the latter. But, as Lewis recounts, of this story the authors of the textbook merely conclude:
When the man said This is sublime, he appeared to be making a remark about the waterfall … Actually … he was not making a remark about the waterfall, but a remark about his own feelings. What he was saying was really I have feelings associated in my mind with the word “sublime”, or shortly, I have sublime feelings … This confusion is continually present in language as we use it. We appear to be saying something very important about something: and actually we are only saying something about our own feelings.
For Lewis, this “momentous little paragraph” contains all the seeds necessary for the destruction of humanity.
September 13, 2022
QotD: J.R.R. Tolkien’s childhood and schooling
For a time, the fatherless Tolkien enjoyed a happy childhood, devouring children’s classics and exploring the local countryside. But in 1904 his mother died of diabetes, leaving the 12-year-old an orphan. Now he and his brother went to live with an aunt in Edgbaston, near what is now Birmingham’s Five Ways roundabout. In effect, he had moved from the city’s rural fringes to its industrial heart: when he looked out of the window, he saw not trees and hills, but “almost unbroken rooftops with the factory chimneys beyond”. No wonder that from the moment he put pen to paper, his fiction was dominated by a heartfelt nostalgia.
Nostalgia was in the air anyway in the 1890s and 1900s, part of a wider reaction against industrial, urban, capitalist modernity. As a boy, Tolkien was addicted to the imperial adventure stories of H. Rider Haggard, and it’s easy to see The Lord of the Rings as a belated Boy’s Own adventure. An even bigger influence, though, was that Victorian one-man industry, William Morris, inspiration for generations of wallpaper salesmen. Tolkien first read him at King Edward’s, the Birmingham boys’ school that had previously educated Morris’s friend Edward Burne-Jones. And what Tolkien and his friends adored in Morris was the same thing you see in Burne-Jones’s paintings: a fantasy of a lost medieval paradise, a world of chivalry and romance that threw the harsh realities of industrial Britain into stark relief.
It was through Morris that Tolkien first encountered the Icelandic sagas, which the Victorian textile-fancier had adapted into an epic poem in 1876. And while other boys grew out of their obsession with the legends of the North, Tolkien’s fascination only deepened. After going up to Oxford in 1911, he began writing his own version of the Finnish national epic, the Kalevala. When his college, Exeter, awarded him a prize, he spent the money on a pile of Morris books, such as the proto-fantasy novel The House of the Wolfings and his translation of the Icelandic Volsunga Saga. And for the rest of his life, Tolkien wrote in a style heavily influenced by Morris, deliberately imitating the vocabulary and rhythms of the medieval epic.
Dominic Sandbrook, “This is Tolkien’s world”, UnHerd.com, 2021-12-10.
September 12, 2022
The Lord of the Rings and Ancient Rome (with Bret Devereaux)
toldinstone
Published 10 Sep 2022In this episode, Dr. Bret Devereaux (the blogger behind “A Collection of Unmitigated Pedantry”) discusses the relationships between fantasy and ancient history – and why historical accuracy matters, even in fiction.
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March 24, 2022
QotD: Tolkien’s wartime experiences and The Lord of the Rings
Tolkien arrived on the Western Front in June 1916 as a signals officer in the 11th Lancashire Fusiliers, and experienced the agony of the Somme at first hand. In just three and a half months, his battalion lost 600 men. Yet it was now, amid the horror of the trenches, that he began work on his great cycle of Middle-earth stories. As he later told his son Christopher, his first stories were written “in grimy canteens, at lectures in cold fogs, in huts full of blasphemy and smut, or by candlelight in bell-tents, even some down in dugouts under shell fire”.
But he never saw his work as pure escapism. Quite the opposite. He had begun writing, he explained, “to express [my] feeling about good, evil, fair, foul in some way: to rationalise it, and prevent it just festering”. More than ever, he believed that myth and fantasy offered the only salvation from the corruption of industrial society. And far from shaking his faith, the slaughter on the Somme only strengthened his belief that to make sense of this broken, bleeding world, he must look back to the great legends of the North.
Yet The Lord of the Rings is not just a war book. There’s yet another layer, because it’s also very clearly an anti-modern, anti-industrial book, shaped by Tolkien’s memories of Edwardian Birmingham, with its forges, factories and chimneys. As a disciple of the Victorian medievalists, he was always bound to loathe modern industry, since opposition to the machine age came as part of the package. But his antipathy to all things mechanical was all the more intense because he identified them — understandably enough — with killing.
And although Tolkien objected when reviewers drew parallels between the events of The Lord of the Rings and the course of the Second World War, he often did the same himself. Again and again he told his son Christopher that by embracing industrialised warfare, the Allies had chosen the path of evil. “We are attempting to conquer Sauron with the Ring,” he wrote in May 1944. “But the penalty is, as you will know, to breed new Saurons, and slowly turn Men and Elves into Orcs.” Even as the end of the war approached, Tolkien’s mood remained bleak. This, he wrote sadly, had been, “the first War of the Machines … leaving, alas, everyone the poorer, many bereaved or maimed and millions dead, and only one thing triumphant: the Machines”.
“Trivial”, then? Clearly not. Tolkien was at once a war writer and an ecological writer; a product of High Victorianism and also a distant relative of the modernist writers who, like him, were trying to make sense of the shattered world of the Twenties and Thirties. But he wasn’t just a man of his time; he remains a guide for our own.
Dominic Sandbrook, “This is Tolkien’s world”, UnHerd, 2021-12-09.
January 5, 2022
John Ronald Reuel Tolkien
In The Critic, David Engels outlines the early life and career of J.R.R. Tolkien:
The biography of the British writer and philologist John Ronald Reuel Tolkien (1892-1973) is quickly summarised and, despite a few unusual cornerstones such as his early childhood in South Africa, the tragic death of his parents and the highly romantic love for his later wife Edith, not very spectacular. An existence confined entirely to the British Isles except for a few forays into the continent; a military service in the Great War only moderately traumatic compared to other fates; an honourable but hardly groundbreaking academic career; a life as father of a family that knew the most varied but hardly extraordinary fortunes.
Not really the stuff of legends — except for the global success of The Lord of the Rings, which arrived too late to set Tolkien’s existence on a different course. The (deeply unsatisfying) 2019 film adaptation of Tolkien’s youth attempts to surround him with the aura of a scholarly genius and war hero, and to explain his literary work biographically — but this reductionist attempt rather hinders the understanding of his oeuvre. Tolkien’s works are not exceptional because his life was: on the contrary, their exceptionality only gains its full significance when they are understood against the background of an altogether quite normal existence.
Of course, with such an undramatic approach, it is tempting to associate Tolkien’s enormous mythopoeic activity with the catchword “escapism”, and to reduce it once again to his biography, albeit this time not as a correspondence but as a compensation. This, too, misses the point — all the more so because Tolkien’s earliest literary activity goes far back into his teenage years: his work is not a reaction to his life, but rather the two grew in union, not unlike the mythical trees Telperion and Laurelin. Indeed, one might even regard Tolkien’s rather ordinary academic and family life as a consequence of his consuming, lifelong work on myth rather than the other way around. But what was Tolkien’s intention — and what can we learn from him?
In the beginning, there was disappointment. The Anglo-Saxon world, unlike France or Germany, has scarcely left any traces of an indigenous myth tradition; even the saga of King Arthur belongs to the pre-Anglo-Saxon, Celtic tradition. The Norman Conquest destroyed the entire Anglo-Saxon legend tradition, apart from a few nursery rhymes and place names and a very brittle literary corpus.
As an ardent lover of the Northwest of the Old World, the young Tolkien felt cut off from his own heritage and enthusiastically took up Indo-European linguistics as a technique for reconstructing the historical and mythical tradition of times long past. He set about, partly in play, partly in earnest, creatively deciphering and reconstructing the hitherto misunderstood evidence of England’s dark centuries. In the process, the boundary between etymology and mythopoetics quickly blurred, as Tolkien enriched the hypothetical material obtained by merging it with the archetypal content of the other legends of the ancient world. He created a mythical tradition that took on a character of its own.
But it would be wrong to interpret this legendarium, which was born out of linguistics but soon took on increasingly literary features, as a mere poetic game. Especially in the initial phase of his attempts, Tolkien endeavoured to introduce the increasingly coherent legends and sagas, which are known to the general public mainly through the posthumous Silmarillion and the publishing activities of his son Christopher, by use of a wide variety of framework plots, some of which have an old Anglo-Saxon character and some which are set in modern times. The leitmotif was the dream of the great wave that swallowed up a green island, which later became the seed of the “Fall of Númenor”; an image that haunted Tolkien himself often enough in his sleep and led him to state that those images, recorded partly in dreams and partly in a half-awake state, were not to be regarded as mere fiction, but rather as access to something true and permanent, which he fleshed out in various literary ways, but whose core consistently bore the character of a vision.
May 4, 2020
A very different reading of Tolkien’s Tom Bombadil
Colby Cosh retweeted this link that is certainly an interesting look at one of the more obscure characters in J.R.R. Tolkien’s Middle Earth:
Consider: By his own account (and by Elrond’s surprisingly sketchy knowledge) Bombadil has lived in the Old Forest since before the hobbits came to the Shire. Since before Elrond was born. Since the earliest days of the First Age.
And yet no hobbit has ever heard of him.
The guise in which Bombadil appears to Frodo and his companions is much like a hobbit writ large. He loves food and songs and nonsense rhymes and drink and company. Any hobbit who saw such a person would tell tales of him. Any hobbit who was rescued by Tom would sing songs about him and tell everyone else. Yet Merry – who knows all the history of Buckland and has ventured into the Old Forest many times – has never heard of Tom Bombadil. Frodo and Sam – avid readers of old Bilbo’s lore – have no idea that any such being exists, until he appears to them. All the hobbits of the Shire think of the Old Forest as a place of horror – not as the abode of a jolly fat man who is surprisingly generous with his food.
If Bombadil has indeed lived in the Old Forest all this time – in a house less than twenty miles from Buckland – then it stands to reason that he has never appeared to a single hobbit traveller before, and has certainly never rescued one from death. In the 1400 years since the Shire was settled.
What do we know about Tom Bombadil? He is not what he seems.
Elrond, the greatest lore-master of the Third Age, has never heard of Tom Bombadil. Elrond is only vaguely aware that there was once someone called Iarwain Ben-Adar (“Oldest and Fatherless”) who might be the same as Bombadil. And yet, the main road between Rivendell and the Grey Havens passes not 20 miles from Bombadil’s house, which stands beside the most ancient forest in Middle Earth. Has no elf ever wandered in the Old Forest or encountered Bombadil in all these thousands of years? Apparently not.
Gandalf seems to know more, but he keeps his knowledge to himself. At the Council of Elrond, when people suggest sending the Ring to Bombadil, Gandalf comes up with a surprisingly varied list of reasons why that should not be done. It is not clear that any of the reasons that he gives are the true one.
Now, in his conversation with Frodo, Bombadil implies (but avoids directly stating) that he had heard of their coming from Farmer Maggot and from Gildor’s elves (both of whom Frodo had recently described). But that also makes no sense. Maggot lives west of the Brandywine, remained there when Frodo left, and never even knew that Frodo would be leaving the Shire. And if Elrond knows nothing of Bombadil, how can he be a friend of Gildor’s?
What do we know about Tom Bombadil? He lies.
A question: what is the most dangerous place in Middle Earth? First place goes to the Mines of Moria, home of the Balrog, but what is the second most dangerous place? Tom Bombadil’s country.
By comparison, Mordor is a safe and well-run land, where two lightly-armed hobbits can wander for days without meeting anything more dangerous than themselves. Yet the Old Forest and the Barrow Downs, all part of Tom’s country, are filled with perils that would tax anyone in the Fellowship except perhaps Gandalf.
Now, it is canonical in Tolkein that powerful magical beings imprint their nature on their homes. Lorien under Galadriel is a place of peace and light. Moria, after the Balrog awoke, was a place of terror to which lesser evil creatures were drawn. Likewise, when Sauron lived in Mirkwood, it became blighted with evil and a home to monsters.
And then, there’s Tom Bombadil’s Country.
The hobbits can sense the hatred within all the trees in the Old Forest. Every tree in that place is a malevolent huorn, hating humankind. Every single tree. And the barrows of the ancient kings that lie nearby are defiled and inhabited by Barrow-Wights. Bombadil has the power to control or banish all these creatures, but he does not do so. Instead, he provides a refuge for them against men and other powers. Evil things – and only evil things – flourish in his domain. “Tom Bombadil is the master” Goldberry says. And his subjects are black huorns and barrow wights.
What do we know about Tom Bombadil? He is not the benevolent figure that he pretends to be.
December 26, 2019
Top 12 Fictional Pseudo-Christmases
Overly Sarcastic Productions
Published 24 Dec 2019Happy holidays, one and all – even those of us from fictional universes where Christmas isn’t celebrated! Let’s celebrate by comparing twelve fictional Definitely Not Christmases and ranking them from lamest to best!
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December 20, 2019
J.R.R. Tolkien: Author of Worlds
Biographics
Published 12 Apr 2018Known as “the father of modern fantasy” his epic tales of legend and lore have been enjoyed by millions of people all over the world — devoured in popular books and adapted for Hollywood blockbuster films. Unbelievably bright, he was a distinguished university professor, poet, historian, and expert linguist. As a child, he even made up his own languages for pure fun.
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Host – Simon Whistler
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